Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
FirstSun Capital Bancorp
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
33767U107
(CUSIP Number)
October 31, 2024
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
| o | Rule 13d-1(c) |
| x | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 33767U107 | Schedule 13G | Page 2 of 5 |
| (1) | NAMES OF REPORTING PERSON
John J Hale Trust Agreement Dated 12/1/1996(1) | |
| (2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | |
| (a) o | ||
| (b) o | ||
| (3) | SEC USE ONLY | |
| (4) | CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
(5) | SOLE VOTING POWER |
| 1,816,100 | ||
| (6) | SHARED VOTING POWER | |
| 0 | ||
| (7) | SOLE DISPOSITIVE POWER | |
| 1,816,100 | ||
| (8) | SHARED DISPOSITIVE POWER | |
| 0 | ||
| (9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 1,816,100 | ||
| (10) | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |
| (11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |
| 6.56% | ||
| (12) | TYPE OF REPORTING PERSON | |
| OO | ||
| (1) | 1,816,100 common shares held by the John J Hale Trust Agreement Dated 12/1/1996. As of November 14, 2024, John J. Hale served as the trustee of the above named trust. |
| CUSIP No. 33767U107 | Schedule 13G | Page 3 of 5 |
Item 1(a). Name of Issuer:
FirstSun Capital Bancorp (the “Issuer”)
Item 1(b). Address of Issuer’s Principal Executive Offices:
1400 16th Street, Suite 250
Denver, Colorado 80202
Item 2(a). Name of Person Filing:
The Statement is filed on behalf of the John J Hale Trust Agreement Dated 12/1/1996 (the “Reporting Person”).
Item 2(b). Address of Principal Business Office or, if None, Residence:
1400 16th Street, Suite 250
Denver, Colorado 80202
Item 2(c). Citizenship:
The John J Hale Trust Agreement Dated 12/1/1996 is a trust existing in the State of Missouri.
Item 2(d). Title of Class of Securities:
Common stock, par value $0.0001 per share (“Common Stock”)
Item 2(e). CUSIP Number:
33767U107
Item 3. If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
| (a) | o | Broker or dealer registered under Section 15 of the Exchange Act; |
| (b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act; |
| (c) | o | Insurance company as defined in Section 3(a)(19) of the Exchange Act; |
| (d) | o | Investment company registered under Section 8 of the Investment Company Act; |
| (e) | o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
| (f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F); |
| (g) | o | A parent holding company or control person in accordance Rule 13d-1(b)(1)(ii)(G); |
| (h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;. |
| (i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; |
| (j) | o | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
| (k) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ______ |
| CUSIP No. 33767U107 | Schedule 13G | Page 4 of 5 |
Item 4. Ownership:
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1
(a) Amount Beneficially Owned:
As of the close of business on November 14, 2024, the Reporting Person beneficially owned an aggregate of 1,816,100 shares of the Issuer’s Common Stock.
(b) Percent of Class:
As of the close of business on November 14, 2024, the Reporting may be deemed to have beneficially owned 1,816,100 shares of the Issuer’s Common Stock or 6.56% of the Issuer’s Common Stock outstanding (see Item 4(a) above), which percentage was calculated based on 27,666,854 shares of the Issuer’s Common Stock outstanding as of November 7, 2024, as per the information reported in the Issuer’s Form 10-Q filed on November 8, 2024.
(c) Number of shares as which such person has:
| (i) | Sole power to vote or to direct the vote: 1,816,100 |
| (ii) | Shared power to vote or to direct the vote: -0-. |
| (iii) | Sole power to dispose or to direct the disposition of: 1,816,100. |
| (iv) | Shared power to dispose or to direct the disposition of: -0-. |
John J. Hale is the trustee of the John J Hale Trust Agreement Dated 12/1/1996. He may be deemed to have voting, investment, and dispositive power with respect to the securities described in this Schedule 13G. He owns no other securities of the Issuer.
The filing of this Schedule 13G shall not be construed as an admission that the Reporting Person is the beneficial owner of the shares for any other purpose than Section 13(d) and 13(g) of the Act, as amended. The filing of this Schedule 13G shall not be construed as an admission that the Reporting Person is the beneficial owner of the shares for any other purpose than Section 13(d) and 13(g) of the Act, as amended.
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
Not Applicable.
Item 8. Identification and Classification of Members of the Group:
Not Applicable.
Item 9. Notice of Dissolution of Group:
Not Applicable.
Item 10. Certification.
Not Applicable. The Reporting Person has not added any securities to its holdings since the effective date of the registration of the class of Issuer’s securities of Section 12(b) of the Exchange Act.
| CUSIP No. 33767U107 | Schedule 13G | Page 5 of 5 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete, and correct.
Date: November 14, 2024
John
J Hale Trust Agreement
/s/ John J. Hale | |
Name: John J. Hale Title: Trustee |