Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 12 )*
Morgan, Lewis & Bockius LLP
1701 Market Street
Philadelphia, PA 19103-2921
(215) 963-5000
Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
125906 10 7 |
1 | NAMES OF REPORTING PERSONS Ellen B. Farber (f/k/a Ellen B. Kurtzman) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States of America | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 481,501 Shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 Shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 481,501 Shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 Shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
481,501 Shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
4.96% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
2
CUSIP No. |
125906 10 7 |
1 | NAMES OF REPORTING PERSONS Delv, L.P. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 200,000 Shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 Shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 200,000 Shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 Shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
200,000 Shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
2.06% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
3
CUSIP No. |
125906 10 7 |
1 | NAMES OF REPORTING PERSONS Trust FBO Ellen B. Farber under the 2002 Farber Childrens Trusts dated December 12, 2002 |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Florida | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 Shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 200,000 Shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 Shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
200,000 Shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
200,000 Shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
2.06% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
OO |
4
CUSIP No. |
125906 10 7 |
1 | NAMES OF REPORTING PERSONS Trust FBO David M. Farber under the 2002 Farber Childrens Trusts dated December 12, 2002 |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Florida | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 Shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 200,000 Shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 Shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
200,000 Shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
200,000 Shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
2.06% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
OO |
5
CUSIP No. |
125906 10 7 |
1 | NAMES OF REPORTING PERSONS BLK Investments L.P. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Pennsylvania | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 66,457 Shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 Shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 66,457 Shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 Shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
66,457 Shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.68% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
OO |
6
CUSIP No. |
125906 10 7 |
Item 5. | Interest in Securities of the Issuer |
| 83,667 shares of Common Stock (0.86 percent of the issued and outstanding Common Stock) owned directly. | ||
| 200,000 shares of Common Stock (2.06 percent of the issued and outstanding Common Stock) owned by the Partnership. Ellen B. Farber exercises voting and investment power over these shares through Delv, Inc. (the General Partner), a Delaware corporation and general partner of the Partnership, which has the sole voting and investment power with regard to the shares of Common Stock owned by the Partnership. One-half of the outstanding common stock of the General Partner is held by each of the Childrens Trusts, for which Ellen B. Farber serves as sole trustee. As a result, the Childrens Trusts may be deemed to have shared voting and investment power with regard to the 200,000 shares held by the Partnership. Ellen B. Farber also is the sole director of the General Partner and serves as the President, Secretary and Treasurer of the General Partner. In that capacity, Ellen B. Farber has the power to act on behalf of the General Partner to vote and dispose of shares held by the Partnership. The General Partner holds a 0.1 percent interest in the Partnership, and the remaining 99.9 percent interest in the Partnership is owned by the 2003 Farber Family Trust (the 2003 Trust), of which Ellen B. Farber is the sole trustee. Because the limited partners of the Partnership, in their capacity as limited partners, do not have power to vote or dispose of the shares of Common Stock held by the Partnership, the 2003 Trust is not deemed to have voting or investment power with respect to the Common Stock held by the Partnership. The 2003 Trust does not otherwise have voting or investment power with respect to any shares of Common Stock. | ||
| 66,457 shares of Common Stock (0.68 percent of the issued and outstanding Common Stock) owned by BLK Investments. Ellen B. Farber exercises voting and investment power over these shares through the EBF Trust, the general partner of BLK Investments, which has the sole voting and investment power with regard to the shares of Common Stock owned by BLK Investments. Ellen B. Farber is the sole trustee of the EBF Trust, and in that capacity, Ellen B. Farber has the power to act on behalf of the EBF Trust, in its capacity as the general partner of BLK Investments, to vote and dispose of shares held by BLK Investments. |
7
CUSIP No. |
125906 10 7 |
Date of Sale | Number of Shares | Price Per Share ($) | ||||||
March 11, 2010 |
1,700 | 18.05 | ||||||
March 11, 2010 |
58 | 18.06 | ||||||
March 11, 2010 |
8 | 18.07 | ||||||
March 11, 2010 |
800 | 18.08 | ||||||
March 11, 2010 |
480 | 18.09 | ||||||
March 11, 2010 |
2,389 | 18.10 | ||||||
March 11, 2010 |
100 | 18.15 | ||||||
March 11, 2010 |
200 | 18.19 | ||||||
March 11, 2010 |
2,906 | 18.20 | ||||||
March 11, 2010 |
600 | 18.21 | ||||||
March 11, 2010 |
300 | 18.22 | ||||||
March 11, 2010 |
200 | 18.23 | ||||||
March 11, 2010 |
151 | 18.82 | ||||||
March 11, 2010 |
400 | 18.83 | ||||||
March 11, 2010 |
300 | 18.88 | ||||||
March 11, 2010 |
100 | td> | 18.98 | |||||
March 11, 2010 |
100 | 18.99 | ||||||
March 11, 2010 |
500 | 19.01 | ||||||
March 12, 2010 |
99 | 18.90 | ||||||
March 12, 2010 |
10 | 18.91 | ||||||
March 12, 2010 |
106 | 18.93 | ||||||
March 12, 2010 |
200 | 18.94 | ||||||
March 12, 2010 |
100 | 18.95 | ||||||
March 12, 2010 |
300 | 18.96 | ||||||
March 12, 2010 |
1,245 | 18.99 | ||||||
March 12, 2010 |
2,750 | 19.00 |
8
CUSIP No. |
125906 10 7 |
Date of Sale | Number of Shares | Price Per Share ($) | ||||||
March 12, 2010 |
500 | 19.01 | ||||||
March 12, 2010 |
300 | 19.02 | ||||||
March 12, 2010 |
200 | 19.04 | ||||||
March 12, 2010 |
800 | 19.05 | ||||||
March 12, 2010 |
200 | 19.06 | ||||||
March 12, 2010 |
100 | 19.07 | ||||||
March 12, 2010 |
300 | 19.14 | ||||||
March 12, 2010 |
200 | 19.15 | ||||||
March 15, 2010 |
300 | 18.75 | ||||||
March 15, 2010 |
100 | 18.77 | ||||||
March 15, 2010 |
200 | 18.80 | ||||||
March 15, 2010 |
600 | 18.81 | ||||||
March 15, 2010 |
100 | 18.83 | ||||||
March 15, 2010 |
100 | 18.84 | ||||||
March 15, 2010 |
500 | 18.85 | ||||||
March 15, 2010 |
190 | 18.86 | ||||||
March 15, 2010 |
1,197 | 18.89 | ||||||
March 15, 2010 |
500 | 18.90 | ||||||
March 15, 2010 |
200 | 18.92 | ||||||
March 15, 2010 |
100 | 18.93 | ||||||
March 15, 2010 |
600 | 18.96 | ||||||
March 15, 2010 |
603 | 18.99 | ||||||
March 15, 2010 |
436 | 19.00 | ||||||
March 15, 2010 |
100 | 19.01 | ||||||
March 15, 2010 |
100 | 19.02 | ||||||
March 15, 2010 |
64 | 19.03 | ||||||
March 15, 2010 |
200 | 19.04 | ||||||
March 15, 2010 |
1,400 | 19.05 | ||||||
March 15, 2010 |
800 | 19.06 | ||||||
March 15, 2010 |
100 | 19.07 | ||||||
March 15, 2010 |
256 | 19.08 | ||||||
March 15, 2010 |
244 | 19.09 | ||||||
March 15, 2010 |
20 0 | 19.10 | ||||||
March 15, 2010 |
500 | 19.11 | ||||||
March 15, 2010 |
300 | 19.12 | ||||||
March 15, 2010 |
1,000 | 19.13 | ||||||
March 15, 2010 |
200 | 19.16 | ||||||
March 15, 2010 |
200 | 19.18 | ||||||
March 15, 2010 |
400 | 19.21 | ||||||
March 15, 2010 |
500 | 19.23 | ||||||
March 15, 2010 |
300 | 19.26 | ||||||
November 4, 2010 |
2,168 | 18.74 |
9
CUSIP No. |
125906 10 7 |
Date of Sale | Number of Shares | Price Per Share ($) | ||||||
November 4, 2010 |
4,000 | 18.64 | ||||||
November 4, 2010 |
2,000 | 18.59 | ||||||
November 4, 2010 |
6,000 | 18.54 | ||||||
November 4, 2010 |
4,000 | 18.44 | ||||||
November 4, 2010 |
3,000 | 18.39 | ||||||
November 4, 2010 |
7,000 | 18.35 | ||||||
November 4, 2010 |
4,000 | 18.34 | ||||||
November 4, 2010 |
1,000 | 18.32 | ||||||
November 4, 2010 |
5,000 | 18.31 | ||||||
November 4, 2010 |
5,000 | 18.30 | ||||||
November 4, 2010 |
1,000 | 18.29 | ||||||
November 5, 2010 |
2,509 | 18.20 | ||||||
November 5, 2010 |
100 | 18.24 | ||||||
November 5, 2010 |
1,000 | 18.29 | ||||||
November 5, 2010 |
1,000 | 18.39 | ||||||
November 5, 2010 |
391 | 18.54 | ||||||
November 5, 2010 |
832 | 18.57 | ||||||
November 9, 2010 |
10,250 | 18.70 | ||||||
November 9, 2010 |
1,000 | 18.73 | ||||||
November 9, 2010 |
350 | 18.74 | ||||||
November 9, 2010 |
6,900 | 18.75 | ||||||
November 9, 2010 |
500 | 18.76 | ||||||
November 9, 2010 |
100 | 18.80 | ||||||
November 10, 2010 |
7,000 | 18.32 | ||||||
November 10, 2010 |
1,606 | 18.40 | ||||||
November 10, 2010 |
1,000 | 18.41 | ||||||
November 10, 2010 |
2,000 | 18.42 | ||||||
November 10, 2010 |
4,300 | 18.43 | ||||||
November 10, 2010 |
700 | 18.44 | ||||||
November 10, 2010 |
1,000 | 18.48 | ||||||
November 10, 2010 |
605 | 18.49 | ||||||
November 11, 2010 |
11,384 | 18.10 | ||||||
November 11, 2010 |
5 | 18.11 | ||||||
November 11, 2010 |
300 | 18.12 | ||||||
November 11, 2010 |
1,000 | 18.15 | ||||||
TOTAL |
131,292 |
10
CUSIP No. |
125906 10 7 |
Item 7. | Material to be Filed as Exhibits. |
11
CUSIP No. |
125906 10 7 |
/s/ Ellen B. Farber | ||||
Ellen B. Farber | ||||
DELV, L.P. |
||||
By: | DELV, INC., its General Partner |
By: | /s/ Ellen B. Farber | |||
Ellen B. Farber, President |
TRUST FBO ELLEN B. FARBER UNDER THE 2002 FARBER
CHILDRENS TRUSTS DATED DECEMBER 12, 2002 |
||||
By: | /s/ Ellen B. Farber | |||
Ellen B. Farber, Trustee | ||||
TRUST FBO DAVID M. FARBER UNDER THE 2002 FARBER
CHILDRENS TRUSTS DATED DECEMBER 12, 2002 |
||||
By: | /s/ Ellen B. Farber | |||
Ellen B. Farber, Trustee | ||||
12
CUSIP No. |
125906 10 7 |
BLK INVESTMENTS L.P. By: Trust FBO Ellen B. Farber under the 2002 Farber Childrens Trusts Dated December 12, 2002, its General Partner |
By: | /s/ Ellen B. Farber | |||
Ellen B. Farber, Trustee | ||||
13