Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
|
Invesco Ltd.
|
|
(Name of Issuer)
|
|
Common Shares, par value $0.20 per share
|
|
(Title of Class of Securities)
|
|
G491BT108
|
|
(CUSIP Number)
|
|
Massachusetts Mutual Life Insurance Company
1295 State Street
Springfield, MA 01111
Attention: Michael O'Connor
(800) 767-1000
|
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
|
|
June 13, 2022
|
|
(Date of Event which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies
are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No. G491BT108
|
13D
|
Page 2
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
Massachusetts Mutual Life Insurance Company
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☒
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
OO
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
Massachusetts
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
81,369,908
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
81,387,016
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
81,387,016
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
17.9%
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
IC
|
|
|
|||
|
|
|
||||
|
CUSIP No. G491BT108
|
13D
|
Page 3
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
MassMutual Holding LLC
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☒
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
OO
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
Delaware
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
81,332,319
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
81,349,427
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
81,349,427
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
17.9%
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
OO
|
|
|
|||
|
|
|
||||
|
CUSIP No. G491BT108
|
13D
|
Page 4
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
MM Asset Management Holding LLC
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☒
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
OO
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
Delaware
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
81,332,319
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
81,332,319
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
81,332,319
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
17.9%
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
OO
|
|
|
|||
|
|
|
||||
Page 5
This Amendment No. 2 (“Amendment No. 2”) to Schedule 13D amends and supplements the statement on Schedule 13D originally filed with the Securities and Exchange Commission on June 3, 2019, as amended by Amendment No.
1 to Schedule 13D filed on November 16, 2020 (as amended, the “Schedule 13D”), relating to the common shares, par value $0.20 per share (the “Common Shares”), of Invesco Ltd., a Bermuda exempted company (the “Issuer”). Capitalized
terms used but not defined in this Amendment No. 2 shall have the same meanings ascribed to them in the Schedule 13D.
The Items below amend the information disclosed under the corresponding Items of the Schedule 13D as described below. Except as specifically provided herein, this Amendment No. 2 does not modify any of the
information previously reported in the Schedule 13D. Capitalized terms used but not defined herein shall have the meanings attributed to them in the Schedule 13D.
| Item 2. |
Identity and Background.
|
Item 2 of the Schedule 13D is hereby amended and supplemented as follows:
The information set forth in Annex A hereto is incorporated by reference in this amended Item 2.
| Item 3. |
Source and Amount of Funds or Other Consideration
|
Item 3 of the Schedule 13D is hereby amended and supplemented as follows:
Since the filing of Amendment No. 1 to Schedule 13D, the 5,769,278 additional Common Shares reported herein were purchased for an aggregate purchase price of approximately $105,134,593 (excluding commissions). The source of funds for such
purchases were from the working capital of MM Asset Management. In connection with the acquisitions described in this Schedule 13D, the Reporting Persons have evaluated and will continue to evaluate the
possibility of acquiring additional securities of the Issuer.
| Item 4. |
Purpose of Transaction
|
Item 4 of the Schedule 13D is hereby amended and supplemented as follows:
The information set forth or incorporated by reference in Item 3 of this Schedule 13D is incorporated by reference in its entirety into this Item 4.
| Item 5. |
Interest in Securities of the Issuer.
|
Items 5(a)-(c) of the Schedule 13D are hereby amended and restated as follows:
The information set forth in Items 2 and 3 and Annex A of this Schedule 13D and the cover pages of this Schedule 13D is hereby incorporated by reference into this Item 5.
(a) and (b). Calculations of the percentage of Common Shares beneficia
lly owned is based on 455,025,440 Common Shares outstanding as of March 31, 2022, as reported in the Form 10-Q filed by the Issuer with the
Securities and Exchange Commission on April 29, 2022.
The aggregate number and percentage of Common Shares beneficially owned by each Reporting Person and, for each Reporting Person, the number of Common Shares as to which there is sole power to vote or to direct the
vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition are set forth on rows 7 through 11 and row 13 of the cover pages of this Schedule 13D and
are incorporated herein by reference.
As of the date hereof, MM Asset Management directly owns 81,332,319 Common Shares. MassMutual Holding is the sole owner of MM Asset Management. MassMutual is the sole owner of MassMutual Holding.
Page 6
As of the date hereof, MassMutual may also be deemed to beneficially own an additional 54,697 Common Shares consisting of: (a) 17,108 Common Shares held in advisory accounts over which a
wholly-owned subsidiary of MassMutual Holding may be deemed to have dispositive power and (b) an aggregate of 37,589 Common Shares held by funds registered under the Investment Company Act of 1940 that are sub-advised by non-affiliated sub-advisers
that MassMutual may be deemed to have beneficial ownership over due to an ability to terminate such sub-advisory agreements within 60 days. None of the Reporting Persons has any pecuniary interest in such 54,697 Common Shares as such term is used
for purposes of Section 16 of the Exchange Act (as defined below).
Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission that any of the Reporting Persons is the beneficial owner of Common Shares referred to
herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or for any other purpose, and such beneficial ownership is expressly disclaimed (other than by MM Asset Management to the extent it
directly holds the Issuer securities reported herein). The filing of this statement should not be construed to be an admission that any member of the Reporting Persons are members of a “group” for the purposes of Sections 13(d) and 13(g) of the
Exchange Act.
(c) The following open market purchases of Common Shares were effected by MM Asset Management Holding LLC during the past 60 days:
|
Purchase
Date
|
Number of
Shares
Purchased
|
Weighted Avg.
Price Per Share
(Excluding
Commissions)
|
Price Range of Open
Market Purchases
|
|||||||||||||
|
Low Price
|
High Price
|
|||||||||||||||
|
6/13/2022
|
827,590
|
$
|
16.0783
|
$
|
15.82
|
$
|
16.60
|
|||||||||
|
6/14/2022
|
827,590
|
$
|
16.2069
|
$
|
16.08
|
$
|
16.37
|
|||||||||
Except as described in this Schedule 13D, as of the date hereof, none of the Reporting Persons has effected any transaction in the Common Shares during the past 60 days other than those set forth
on Schedule I attached hereto.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
Dated: June 15, 2022
|
||
|
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
|
||
|
By:
|
/s/ Jaime Genua
|
|
|
Name:
|
Jaime Genua
|
|
|
Title:
|
Assistant Secretary
|
|
|
MASSMUTUAL HOLDING LLC
|
||
|
By:
|
/s/ Jaime Genua
|
|
|
Name:
|
Jaime Genua
|
|
|
Title:
|
Assistant Secretary
|
|
|
MM ASSET MANAGEMENT HOLDING LLC
|
||
|
By:
|
/s/ Jaime Genua
|
|
|
Name:
|
Jaime Genua
|
|
|
Title:
|
Assistant Secretary
|
|
Annex A
The following sets forth the name and principal occupation of each of the officers and directors of MassMutual.
|
Officers:
|
Country of Citizenship:
|
|
Roger W. Crandall, Chairman, President and Chief Executive Officer
|
United States of America
|
|
Susan M. Cicco, Head of Human Resources and Employee Experience
|
United States of America
|
|
M. Timothy Corbett, Chief Investment Officer
|
United States of America
|
|
Michael R. Fanning, Head of MassMutual U.S.
|
United States of America
|
|
Pia D. Flanagan, Head of Operations, CEO Action for Racial Equity
|
United States of America
|
|
Geoffrey Craddock, Chief Risk Officer
|
United States of America & United Kingdom
|
|
Michael O'Connor, General Counsel
|
United States of America
|
|
Sears Merritt, Head of Enterprise Technology and Experience
|
United States of America & Ireland
|
|
Elizabeth A. Ward, Chief Financial Officer
|
United States of America
|
|
Eddie Ahmed, Head of MassMutual International LLC
|
Australia
|
|
Board of Directors:
|
Country of Citizenship:
|
|
Roger W. Crandall
|
United States of America
|
|
H. Todd Stitzer
|
United States of America & United Kingdom
|
|
Mark T. Bertolini
|
United States of America
|
|
Kathleen A. Corbet
|
United States of America
|
|
James H. DeGraffenreidt, Jr.
|
United States of America
|
|
Isabella D. Goren
|
United States of America (through naturalization)
|
|
Jeffrey M. Leiden, M.D., Ph.D.
|
United States of America
|
|
Laura J. Sen
|
United States of America
|
|
William T. Spitz
|
United States of America
|
|
Michelle K. Lee
|
United States of America
|
|
Bernard A. Harris, Jr., MD, MBA, FACP
|
United States of America
|
SCHEDULE I
60-Day Transaction History
During the prior 60 days, the following transactions in Common Shares were effected in the open market in advisory accounts over which a wholly-owned
subsidiary of MassMutual Holding may be deemed to have dispositive power:
|
Trade Date
|
Transaction Type
|
Quantity
|
Price
|
|
04/18/2022
|
Sell
|
-42
|
$ 21.15
|
|
04/18/2022
|
Sell
|
-42
|
$ 21.15
|
|
04/18/2022
|
Buy
|
54
|
$ 21.15
|
|
04/18/2022
|
Sell
|
-22
|
$ 20.90
|
|
04/18/2022
|
Buy
|
213
|
$ 20.91
|
|
04/19/2022
|
Buy
|
6
|
$ 21.61
|
|
04/19/2022
|
Sell
|
-288
|
$ 21.60
|
|
04/19/2022
|
Buy
|
159
|
$ 21.59
|
|
04/19/2022
|
Buy
|
222
|
$ 21.59
|
|
04/19/2022
|
Buy
|
61
|
$ 21.59
|
|
04/19/2022
|
Buy
|
261
|
$ 21.59
|
|
04/19/2022
|
Buy
|
189
|
$ 21.59
|
|
04/19/2022
|
Buy
|
238
|
$ 21.59
|
|
04/19/2022
|
Buy
|
24
|
$ 21.59
|
|
04/19/2022
|
Buy
|
180
|
$ 21.59
|
|
04/19/2022
|
Buy
|
305
|
$ 21.59
|
|
04/19/2022
|
Buy
|
165
|
$ 21.59
|
|
04/19/2022
|
Buy
|
262
|
$ 21.59
|
|
04/19/2022
|
Buy
|
229
|
$ 21.59
|
|
04/19/2022
|
Buy
|
145
|
$ 21.59
|
|
04/19/2022
|
Buy
|
56
|
$ 21.59
|
|
04/19/2022
|
Buy
|
77
|
$ 21.59
|
|
04/19/2022
|
Buy
|
132
|
$ 21.59
|
|
04/19/2022
|
Buy
|
75
|
$ 21.59
|
|
04/19/2022
|
Buy
|
105
|
$ 21.59
|
|
04/19/2022
|
Buy
|
88
|
$ 21.59
|
|
04/19/2022
|
Buy
|
14
|
$ 21.52
|
|
04/19/2022
|
Buy
|
123
|
$ 21.59
|
|
04/19/2022
|
Buy
|
404
|
$ 21.59
|
|
04/19/2022
|
Buy
|
37
|
$ 21.59
|
|
04/19/2022
|
Buy
|
54
|
$ 21.59
|
|
04/19/2022
|
Buy
|
132
|
$ 21.59
|
|
04/19/2022
|
Buy
|
109
|
$ 21.59
|
|
04/19/2022
|
Buy
|
141
|
$ 21.59
|
|
04/19/2022
|
Buy
|
62
|
$ 21.59
|
|
04/19/2022
|
Buy
|
60
|
$ 21.59
|
|
04/20/2022
|
Sell
|
-304
|
$ 22.00
|
|
04/20/2022
|
Buy
|
429
|
$ 21.97
|
|
04/20/2022
|
Buy
|
20
|
$ 21.80
|
|
04/21/2022
|
Sell
|
-28
|
$ 21.52
|
|
04/21/2022
|
Buy
|
350
|
$ 21.46
|
|
04/21/2022
|
Buy
|
-350
|
$ 21.46
|
|
04/21/2022
|
Buy
|
350
|
$ 21.46
|
|
04/21/2022
|
Sell
|
-28
|
$ 21.81
|
|
04/22/2022
|
Buy
|
8
|
$ 20.78
|
|
04/25/2022
|
Sell
|
-65
|
$ 20.81
|
|
04/25/2022
|
Buy
|
1
|
$ 20.80
|
|
04/25/2022
|
Sell
|
-24
|
$ 20.72
|
|
04/25/2022
|
Buy
|
11
|
$ 20.06
|
|
04/26/2022
|
Sell
|
-350
|
$ 19.04
|
|
04/26/2022
|
Buy
|
24
|
$ 19.11
|
|
04/26/2022
|
Buy
|
14
|
$ 19.04
|
|
04/27/2022
|
Sell
|
-10
|
$ 18.74
|
|
04/27/2022
|
Sell
|
-10
|
$ 18.74
|
|
04/27/2022
|
Sell
|
-43
|
$ 18.74
|
|
04/27/2022
|
Buy
|
56
|
$ 18.75
|
|
04/27/2022
|
Buy
|
19
|
$ 19.01
|
|
04/28/2022
|
Sell
|
-27
|
$ 18.76
|
|
04/28/2022
|
Buy
|
23
|
$ 19.46
|
|
04/29/2022
|
Sell
|
-49
|
$ 18.70
|
|
04/29/2022
|
Sell
|
-112
|
$ 18.70
|
|
04/29/2022
|
Sell
|
-68
|
$ 18.70
|
|
04/29/2022
|
Sell
|
-121
|
$ 18.70
|
|
04/29/2022
|
Sell
|
-45
|
$ 18.70
|
|
04/29/2022
|
Sell
|
-9
|
$ 18.54
|
|
05/02/2022
|
Sell
|
-32
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-36
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-20
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-238
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-300
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-1
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-14
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-1
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-33
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-31
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-23
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-21
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-32
|
$ 18.51
|
|
05/02/2022
|
Sell
|
-35
|
$ 18.51
|
|
05/02/2022
|
Buy
|
6
|
$ 18.37
|
|
05/02/2022
|
Sell
|
-32
|
$ 18.51
|
|
05/02/2022
|
Buy
|
76
|
$ 18.68
|
|
05/02/2022
|
Buy
|
28
|
$ 18.68
|
|
05/02/2022
|
Buy
|
28
|
$ 18.68
|
|
05/02/2022
|
Buy
|
131
|
$ 18.68
|
|
05/02/2022
|
Buy
|
15
|
$ 18.72
|
|
05/03/2022
|
Sell
|
-104
|
$ 19.22
|
|
05/03/2022
|
Buy
|
21
|
$ 19.43
|
|
05/04/2022
|
Buy
|
17
|
$ 19.19
|
|
05/04/2022
|
Sell
|
-43
|
$ 19.24
|
|
05/04/2022
|
Buy
|
6
|
$ 19.57
|
|
05/04/2022
|
Buy
|
63
|
$ 19.05
|
|
05/04/2022
|
Buy
|
149
|
$ 19.17
|
|
05/05/2022
|
Buy
|
57
|
$ 18.80
|
|
05/05/2022
|
Buy
|
50
|
$ 18.72
|
|
05/05/2022
|
Buy
|
33
|
|
|
05/05/2022
|
Buy
|
5
|
$ 18.80
|
|
05/05/2022
|
Buy
|
28
|
$ 18.98
|
|
05/05/2022
|
Buy
|
95
|
$ 19.21
|
|
05/06/2022
|
Sell
|
-343
|
$ 18.61
|
|
05/09/2022
|
Sell
|
-231
|
$ 17.87
|
|
05/09/2022
|
Sell
|
-19
|
$ 17.87
|
|
05/09/2022
|
Buy
|
76
|
$ 17.87
|
|
05/09/2022
|
Buy
|
82
|
$ 17.87
|
|
05/09/2022
|
Buy
|
20
|
$ 17.87
|
|
05/09/2022
|
Buy
|
9
|
$ 17.87
|
|
05/09/2022
|
Buy
|
43
|
$ 17.87
|
|
05/12/2022
|
Buy
|
4
|
$ 17.08
|
|
05/12/2022
|
Buy
|
14
|
$ 17.09
|
|
05/12/2022
|
Sell
|
-56
|
$ 17.10
|
|
05/12/2022
|
Buy
|
18
|
$ 17.09
|
|
05/13/2022
|
Buy
|
23
|
$ 17.74
|
|
05/13/2022
|
Buy
|
95
|
$ 17.88
|
|
05/13/2022
|
Sell
|
-162
|
$ 17.74
|
|
05/13/2022
|
Buy
|
17
|
$ 17.78
|
|
05/13/2022
|
Buy
|
19
|
$ 17.78
|
|
05/16/2022
|
Sell
|
-174
|
$ 17.71
|
|
05/16/2022
|
Buy
|
38
|
$ 17.72
|
|
05/16/2022
|
Buy
|
19
|
$ 17.72
|
|
05/16/2022
|
Sell
|
-10
|
$ 17.71
|
|
05/16/2022
|
Buy
|
312
|
$ 17.72
|
|
05/16/2022
|
Sell
|
-10
|
$ 17.71
|
|
05/16/2022
|
Buy
|
4
|
$ 17.71
|
|
05/17/2022
|
Sell
|
-163
|
$ 18.16
|
|
05/17/2022
|
Buy
|
15
|
$ 18.61
|
|
05/18/2022
|
Buy
|
18
|
$ 17.98
|
|
05/19/2022
|
Buy
|
95
|
$ 18.14
|
|
05/19/2022
|
Buy
|
12
|
$ 17.97
|
|
05/19/2022
|
Sell
|
-222
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-318
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-238
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-180
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-305
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-165
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-262
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-145
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-213
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-83
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-132
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-105
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-88
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-123
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-70
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-109
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-141
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-98
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-103
|
$ 18.11
|
|
05/19/2022
|
Sell
|
-58
|
$ 18.11
|
|
05/19/2022
|
Buy
|
270
|
$ 18.12
|
|
05/20/2022
|
Buy
|
15
|
$ 18.10
|
|
05/23/2022
|
Buy
|
6
|
$ 19.04
|
|
05/23/2022
|
Buy
|
17
|
$ 18.82
|
|
05/23/2022
|
Buy
|
27
|
$ 18.82
|
|
05/24/2022
|
Buy
|
21
|
$ 18.20
|
|
05/24/2022
|
Sell
|
-9
|
$ 18.32
|
|
05/24/2022
|
Buy
|
7
|
$ 18.32
|
|
05/24/2022
|
Buy
|
42
|
$ 18.28
|
|
05/26/2022
|
Buy
|
20
|
$ 19.22
|
|
05/26/2022
|
Buy
|
1
|
$ 19.13
|
|
05/26/2022
|
Buy
|
78
|
$ 19.19
|
|
05/26/2022
|
Buy
|
5
|
$ 19.26
|
|
05/27/2022
|
Buy
|
34
|
$ 19.41
|
|
05/31/2022
|
Buy
|
11
|
$ 19.35
|
|
05/31/2022
|
Buy
|
33
|
$ 19.37
|
|
05/31/2022
|
Buy
|
53
|
$ 19.37
|
|
05/31/2022
|
Sell
|
-11
|
$ 19.37
|
|
05/31/2022
|
Sell
|
-2
|
$ 19.37
|
|
06/01/2022
|
Sell
|
-42
|
$ 19.16
|
|
06/02/2022
|
Sell
|
-15
|
$ 18.89
|
|
06/02/2022
|
Sell
|
-3
|
$ 18.89
|
|
06/02/2022
|
Buy
|
10
|
$ 18.93
|
|
06/02/2022
|
Buy
|
2
|
$ 19.12
|
|
06/02/2022
|
Buy
|
25
|
$ 18.91
|
|
06/03/2022
|
Sell
|
-274
|
$ 18.86
|
|
06/03/2022
|
Sell
|
-4
|
$ 18.72
|
|
06/03/2022
|
Buy
|
11
|
$ 18.84
|
|
06/03/2022
|
Buy
|
16
|
$ 18.89
|
|
06/03/2022
|
Buy
|
185
|
$ 18.73
|
|
06/06/2022
|
Buy
|
33
|
$ 18.95
|
|
06/07/2022
|
Buy
|
32
|
$ 18.88
|
|
06/07/2022
|
Sell
|
-11
|
$ 18.84
|
|
06/08/2022
|
Buy
|
1273
|
$ 18.70
|
|
06/09/2022
|
Buy
|
3
|
$ 18.17
|
|
06/09/2022
|
Buy
|
253
|
$ 18.19
|
|
06/09/2022
|
Sell
|
-270
|
$ 18.33
|
|
06/10/2022
|
Buy
|
12
|
$ 17.50
|
|
06/10/2022
|
Buy
|
39
|
$ 17.55
|
|
06/10/2022
|
Buy
|
74
|
$ 17.56
|
|
06/13/2022
|
Buy
|
13
|
$ 16.08
|
|
06/13/2022
|
Buy
|
69
|
$ 15.96
|
|
06/13/2022
|
Buy
|
80
|
$ 16.18
|
|
06/13/2022
|
Buy
|
12
|
$ 16.09
|
|
06/14/2022
|
Sell
|
-2
|
$ 16.11
|
|
06/14/2022
|
Buy
|
69
|
$ 16.15
|
|
06/14/2022
|
Sell
|
-25
|
$ 16.26
|
|
06/14/2022
|
Sell
|
-19
|
$ 16.26
|
|
06/14/2022
|
Sell
|
-11
|
$ 16.26
|
The following transactions were effected in the open market during the past 60 days by funds registered under the
Investment Company Act of 1940 that are sub-advised by non-affiliated sub-advisers of MassMutual and which such sub-advisory agreement may be terminated by MassMutual within 60 days:
|
Trade Date
|
Transaction Type
|
Quantity
|
Price
|
|
6/8/2022
|
Sell
|
1,493
|
$18.78
|