Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. 1)*
KAMAN CORPORATION
(Name of Issuer)
Common Stock
(Title of Class of Securities)
483548103
(CUSIP Number)
January 4, 2006
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 14 Pages
CUSIP No. 483548103 |
Page 2 of 14 Pages | |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
Charles H. Kaman | |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
| |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER
OF |
5 |
SOLE VOTING POWER 0 |
6 |
SHARED VOTING POWER 0 | |
7 |
SOLE DISPOSITIVE POWER 0 | |
8 |
SHARED DISPOSITIVE POWER 0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES |
CERTAIN SHARES [ ]
| |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% |
12 |
TYPE OF REPORTING PERSON IN |
CUSIP No. 483548103 |
Page 3 of 14 Pages | |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
C. William Kaman II | |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
| |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER
OF |
5 |
SOLE VOTING POWER 500 |
6 |
SHARED VOTING POWER 67,600 | |
7 |
SOLE DISPOSITIVE POWER 500 | |
8 |
SHARED DISPOSITIVE POWER 67,600 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 68,100 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES |
CERTAIN SHARES [ ]
| |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3% |
12 |
TYPE OF REPORTING PERSON IN |
CUSIP No. 483548103 |
Page 4 of 14 Pages | |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
Cathleen H. Kaman | |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
| |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER
OF |
5 |
SOLE VOTING POWER 0 |
6 |
SHARED VOTING POWER 0 | |
7 |
SOLE DISPOSITIVE POWER 0 | |
8 |
SHARED DISPOSITIVE POWER 0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES |
CERTAIN SHARES [ ]
| |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% |
12 |
TYPE OF REPORTING PERSON IN |
CUSIP No. 483548103 |
Page 5 of 14 Pages | |
1 |
NAME OF REPORTING PERSON SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
Steven W. Kaman II | |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
| |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER
OF |
5 |
SOLE VOTING POWER 0 |
6 |
SHARED VOTING POWER 0 | |
7 |
SOLE DISPOSITIVE POWER 0 | |
8 |
SHARED DISPOSITIVE POWER 0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES |
CERTAIN SHARES [ ]
| |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% |
12 |
TYPE OF REPORTING PERSON IN |
CUSIP No. 483548103 |
Page 6 of 14 Pages | |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
Roberta C. Kaman II | |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
| |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER
OF |
5 |
SOLE VOTING POWER 4,545 |
6 |
SHARED VOTING POWER 67,600 | |
7 |
SOLE DISPOSITIVE POWER 4,545 | |
8 |
SHARED DISPOSITIVE POWER 67,600 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 72,145 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES |
CERTAIN SHARES [ ]
| |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3% |
12 |
TYPE OF REPORTING PERSON IN |
CUSIP No. 483548103 |
Page 7 of 14 Pages | |
1 |
NAME OF REPORTING PERSON SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
Newgate Associates Limited Partnership, C.
William Kaman II as | |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
| |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER
OF |
5 |
SOLE VOTING POWER 0 |
6 |
SHARED VOTING POWER 0 | |
7 |
SOLE DISPOSITIVE POWER 0 | |
8 |
SHARED DISPOSITIVE POWER 0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES |
CERTAIN SHARES [ ]
| |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% |
12 |
TYPE OF REPORTING PERSON PN |
CUSIP No. 483548103 |
Page 8 of 14 Pages | |
ITEM 1. |
(a). |
Name of Issuer: Kaman Corporation |
|
|
|
|
(b). |
Address of Issuer's Principal Executive Offices: |
|
|
|
|
|
1332 Blue Hills Avenue |
Bloomfield, CT 06002 | ||
|
|
|
ITEM 2. |
(a). |
Name of Persons Filing: |
(i) | Charles H. Kaman | ||
(ii) |
C. William kaman II | ||
(iii) | Cathleen H. Kaman | ||
(iv) | Steven W. Kaman | ||
(v) | Roberta C. Kaman | ||
(vi) | Newgate Associates Limited Partnership, C. William Kaman II | ||
as General Partner | |||
|
(b). |
Address of Principal Business Office for Each of the Above: | |
|
|
|
|
(i) | Charles H. Kaman: | ||
c/o John C. Yavis, Jr., Esq. | |||
CityPlace I | |||
185 Asylum Street | |||
Hartford, CT 06103 | |||
(ii) | C. William Kaman II and Newgate Associates Limited | ||
Partnership: | |||
95158 Springtide Lane | |||
Fernandina Beach, FL 32034 | |||
(iii) | Cathleen H. Kaman | ||
10 Sonrisa court | |||
Santa Fe, NM 87506 | |||
(iv) | Steven W. Kaman | ||
13069 Signature Point, #208 | |||
San Diego, CA 92130 | |||
(v) | Roberta C. Kaman | ||
43 Prattling Pond Road | |||
Farmington, CT 06032 |
CUSIP No. 483548103 |
Page 9 of 14 Pages | |
(c). |
Citizenship or Place of Organization: | |
All individuals are United States citizens. Newgate Associates Limited Partnership, C. William Kaman II as General Partner, is a Connecticut limited partnership. | ||
(d). | Title of Class Securities: Common Stock | |
(e). | CUSIP Number: 483548103 | |
ITEM 3. |
If this statement is filed pursuant to sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
|
(a) |
[ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
|
(b) |
[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
|
(c) |
[ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
|
(d) |
[ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
|
(e) |
[ ] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E); |
|
(f) |
[ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F); |
|
(g) |
[ ] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G); |
|
(h) |
[ ] A savings associations as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) |
[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) |
[ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J). |
CUSIP No. 483548103 |
Page 10 of 14 Pages | |
ITEM 4. |
Ownership. |
||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
(a). |
Amount beneficially owned:* |
(i) |
Charles H. Kaman: 0 |
|||
(ii) |
C. William Kaman II: 68,100 |
|||
(iii) | Cathleen H. Kaman: 0 | |||
(iv) | Steven W. Kaman: 0 | |||
(v) | Roberta C. Kaman: 72,145 | |||
(vi) | Newgate Associates Limited Partnership, C. William Kaman II as General Partner: 0 | |||
* Holdings are as of September 29, 2006. |
(b). |
Percentage of class: |
|||
(i) |
Charles H. Kaman: 0% |
|||
(ii) |
C. William Kaman II: 0.3% |
|||
(iii) | Cathleen H. Kaman: 0% | |||
(iv) | Steven W. Kaman: 0% | |||
(v) | Roberta C. Kaman: 0.3% | |||
(vi) | Newgate Associates Limited Partnership, C. William Kaman II as General Partner: 0% | |||
(c). |
Number of shares as to which such person has: |
||||
(1) |
Sole power to vote or to direct the vote: |
||||
(i) |
Charles H. Kaman: 0 |
|||
(ii) |
C. William Kaman II: 500* |
|||
(iii) | Cathleen H. Kaman: 0 | |||
(iv) | Steven W. Kaman: 0 | |||
(v) | Roberta C. Kaman: 4,545 | |||
(vi) | Newgate Associates Limited Partnership, C. William Kaman II as General Partner: 0 | |||
* |
Mr. Kaman previously reported, on a Schedule 13G filed on December 12, 2005, beneficial ownership of 148,850 shares held by Oldgate Limited Partnership, of which he was General Partner. Oldgate Limited Partnership has since been dissolved and the shares it held were distributed to its partners, who subsequently disposed of such shares. | |||
CUSIP No. 483548103 |
Page 11 of 14 Pages | |
(2) |
Shared power to vote or to direct the vote: |
|||
(i) |
Charles H. Kaman: 0 |
|||
(ii) |
C. William Kaman II: 67,600* |
|||
(iii) | Cathleen H. Kaman: 0 | |||
(iv) | Steven W. Kaman: 0 | |||
(v) | Roberta C. Kaman: 67,600** | |||
(vi) | Newgate Associates Limited Partnership, C. William Kaman II as General Partner: 0 | |||
* |
Includes 67,600 shares of Common Stock held by The Charles H. Kaman Charitable Foundation, Inc., of which Mr. Kaman is a director who may be deemed to share voting and investment power. The filing of this statement shall not be construed as an admission by Mr. Kaman as to beneficial ownership of the shares owned by The Charles H. Kaman Charitable Foundation. | |||
** |
Includes 67,600 shares of Common Stock held by The Charles H. Kaman Charitable Foundation, Inc., of which Ms. Kaman is a director who may be deemed to share voting and investment power. The filing of this statement shall not be construed as an admission by Ms. Kaman as to beneficial ownership of the shares owned by The Charles H. Kaman Charitable Foundation. | |||
(3) |
Sole power to dispose or to direct the disposition of: |
||
(i) |
Charles H. Kaman: 0 |
|||
(ii) |
C. William Kaman II: 500* |
|||
(iii) | Cathleen H. Kaman: 0 | |||
(iv) | Steven W. Kaman: 0 | |||
(v) | Roberta C. Kaman: 4,545 | |||
(vi) | Newgate Associates Limited Partnership, C. William Kaman II as General Partner: 0 | |||
* |
Mr. Kaman previously reported, on a Schedule 13G filed on December 12, 2005, beneficial ownership of 148,850 shares held by Oldgate Li mited Partnership, of which he was General Partner. Oldgate Limited Partnership has since been dissolved and the shares it held were distributed to its partners, who subsequently disposed of such shares. |
CUSIP No. 483548103 |
Page 12 of 14 Pages | |
(4) |
Shared power to dispose or to direct the disposition of: |
||
(i) |
Charles H. Kaman: 0 |
|||
(ii) |
C. William Kaman II: 67,600* |
|||
(iii) | Cathleen H. Kaman: 0 | |||
(iv) | Steven W. Kaman: 0 | |||
(v) | Roberta C. Kaman: 67,600** | |||
(vi) | Newgate Associates Limited Partnership, C. William Kaman II as General Partner: 0 | |||
* |
Includes 67,600 shares of Common Stock held by The Charles H. Kaman Charitable Foundation, Inc., of which Mr. Kaman is a director who may be deemed to share voting and investment power. The filing of this statement shall not be construed as an admission by Mr. Kaman as to beneficial ownership of the shares owned by The Charles H. Kaman Charitable Foundation. | |||
** |
Includes 67,600 shares of Common Stock held by The Charles H. Kaman Charitable Foundation, Inc., of which Ms. Kaman is a director who may be deemed to share voting and investment power. The filing of this statement shall not be construed as an admission by Ms. Kaman as to beneficial ownership of the shares owned by The Charles H. Kaman Charitable Foundation. | |||
ITEM 5. |
Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X]. | |
ITEM 6. |
Ownership of More than Five Percent on Behalf of Another Person: |
Not Applicable |
CUSIP No. 483548103 |
Page 13 of 14 Pages | |
ITEM 7. |
Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company: |
Not Applicable | |
ITEM 8. |
Identification and Classification of Members of the Group: |
Not Applicable | |
ITEM 9. |
Notice of Dissolution of Group: |
Not Applicable | |
ITEM 10. |
Certification: |
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | |
CUSIP No. 483548103 |
Page 14 of 14 Pages | |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Charles H. Kaman, by his Attorney-in-Fact under the General Power of Attorney, dated February 11, 1998 | |
Date: September 29, 2006 |
By: /s/ John C. Yavis, Jr. |
Name: John C. Yavis, Jr. | |
Date: September 29, 2006 |
By: /s/ C. William Kaman II |
Name: C. William Kaman II | |
Date: September 29, 2006 |
By: /s/ Cathleen H. Kaman |
Name: Cathleen H. Kaman | |
Date: September 29, 2006 |
By: /s/ Steven W. Kaman |
Name: Steven W. Kaman | |
Date: September 29, 2006 |
By: /s/ Roberta C. Kaman |
Name: Roberta C. Kaman | |
|
Newgate Associates Limited Partnership |
by its sole General Partner | |
Date: September 29, 2006 |
By: /s/ C. William Kaman II |
Name: C. William Kaman II | |