Sec Form 13G Filing - MITSUBISHI UFJ FINANCIAL GROUP INC filing for DR. REDDY'S LABORATORIES ADS (RDY) - 2020-02-13

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

  1      

  NAME OF REPORTING PERSON

  Mitsubishi UFJ Financial Group, Inc.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  8,666,428

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  8,666,428

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  8,666,428

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  5.2%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  Mitsubishi UFJ Trust and Banking Corporation

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  8,666,428

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  8,666,428

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  8,666,428

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  5.2%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  First Sentier Investors Holdings Pty Ltd

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Commonwealth of Australia

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  8,589,311

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  8,589,311

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  8,589,311

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  5.2%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

 &#x A0;Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  18,841

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  18,841

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  18,841

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  0.0%

12    

  TYPE OF REPORTING PERSON

  FI

ITEM  1

   Level 5, Tower Three International Towers Sydney,

   300 Barangaroo Avenue, Barangaroo NSW 2000,

   12-1 Yurakucho 1-chome, Chiyoda-ku

   Tokyo 100-0006, Japan

ITEM  3

MUFG:    

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)[  ]

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)[  ]

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)[  ]

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)[Ö]

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)[  ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Parent holding company

MUTB:    

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)[  ]

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Parent holding company

MUKAM:

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)[  ]

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)[  ]

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)[  ]

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)[Ö]

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)[  ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

ITEM 4

Ownership

   For MUFG

   (a)

Amount beneficially owned:

   (b)

Percent of class:

   (c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

   For MUTB

   (a)

Amount beneficially owned:

   (b)

Percent of class:

   (c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

   For FSIHD

   (a)

Amount beneficially owned:

   (b)

Percent of class:

   (c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

   For MUKAM

   (a)

Amount beneficially owned:

   (b)

Percent of class:

   (c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

ITEM 5

   Ownership of Five Percent or Less of a Class

   Not applicable.

ITEM 6

   Ownership of More than Five Percent on Behalf of Another Person

   Not applicable.

ITEM 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

As of December 31, 2019, MUFG beneficially owns 8,666,428 shares of the issuer indirectly through its subsidiaries as follows: MUTB holds 8,666,428 shares (indirectly through a subsidiary, FSIHD); and (indirectly thr ough a subsidiary, MUKAM). Furthermore, FSIHD holds 8,589,311 shares (indirectly through its subsidiaries as follows; First Sentier Investors (Australia) IM Ltd, First Sentier Investors (Australia) RE Ltd, First State Investments (Singapore), First State Investment Management (UK) Limited and First State Investments International Limited).

ITEM 8

Identification and Classification of Members of the Group

Not applicable.

ITEM 9

Notice of Dissolution of Group

Not applicable.

ITEM 10

Certifications

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.