Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 19)*
Honda Motor Co., Ltd.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
438128308
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☑ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
82,619,818 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
82,619,818 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
82,619,818 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.9% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
2
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
MUFG Bank, Ltd. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
20,789,100 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
20,789,100 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,789,100 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.2% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
3
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
60,031,600 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
60,031,600 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
60,031,600 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.6% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
4
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
17,577,197 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
17,577,197 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,577,197 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
5
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
MU Investments Co., Ltd. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
187,600 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
187,600 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
187,600 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
6
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
First Sentier Investors Holdings Pty Ltd | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
New South Wales, Commonwealth of Australia |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
522,883 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
522,883 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
522,883 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
7
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
Mitsubishi UFJ Securities Holdings Co.,Ltd. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
1,799,118 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
1,799,118 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
xA0;AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,799,118 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
8
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
1,748,114 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
1,748,114 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,748,114 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1% | |||||
12 |
< td valign="top" colspan="5" style="BORDER-RIGHT:1px solid #000000; BORDER-BOTTOM:1px solid #000000; padding-right:2pt"> |
9
CUSIP NO. 438128308
1 |
NAME OF REPORTING PERSON
au Kabucom Securities Co., Ltd. | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b)
| |||||
3 |
SEC USE ONLY
| |||||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
51,004 | ||||
6 | SHARED VOTING POWER
-0- | |||||
7 | SOLE DISPOSITIVE POWER
51,004 | |||||
8 | SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
51,004 | |||||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12 |
TYPE OF REPORTING PERSON
FI |
10
CUSIP NO. 438128308
ITEM 1 |
||||||
(a) |
Name of Issuer |
|||||
Honda Motor Co., Ltd. |
||||||
(b) |
Address of Issuers Principal Executive Offices |
|||||
1-1 Minami-Aoyama 2-chome, Minato-ku, Tokyo 107-8556, Japan |
||||||
ITEM 2 |
||||||
(a) |
Names of Persons Filing |
|||||
Mitsubishi UFJ Financial Group, Inc. (MUFG) |
||||||
MUFG Bank, Ltd. (MUBK) |
||||||
Mitsubishi UFJ Trust and Banking Corporation (MUTB) |
||||||
Mitsubishi UFJ Kokusai Asset Management Co., Ltd. (MUKAM) |
||||||
MU Investments Co., Ltd. (MUI) |
||||||
First Sentier Investors Holdings Pty Ltd (FSIHD) |
||||||
Mitsubishi UFJ Securities Holdings Co.,Ltd. (MUSHD) |
||||||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS) |
||||||
au Kabucom Securities Co., Ltd. (KC) |
||||||
(b) |
Address of Principal Business Office or, if none, Residence |
|||||
MUFG : |
||||||
7-1 Marunouchi 2-chome, Chiyoda-ku |
||||||
Tokyo 100-8330, Japan |
||||||
MUBK : |
||||||
7-1 Marunouchi 2-chome, Chiyoda-ku |
||||||
Tokyo 100-8388, Japan |
||||||
MUTB : |
||||||
4-5 Marunouchi 1-chome, Chiyoda-ku |
||||||
Tokyo 100-8212, Japan |
||||||
MUKAM : |
||||||
12-1 Yurakucho 1-chome, Chiyoda-ku |
||||||
Tokyo 100-0006, Japan |
||||||
MUI : |
||||||
3-11 Kandasurugadai 2-chome, Chiyoda-ku |
||||||
Tokyo 101-0062, Japan |
11
CUSIP NO. 438128308
FSIHD : |
||||||
Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, |
||||||
Barangaroo, NSW, 2000, Australia |
||||||
MUSHD : |
||||||
9-2, Otemachi 1-chome, Chiyoda-ku |
||||||
Tokyo 100-8127 , Japan |
||||||
MUMSS : |
||||||
9-2, Otemachi 1-chome, Chiyoda-ku |
||||||
Tokyo 100-8127 , Japan |
||||||
KC : |
||||||
2-5 Kasumigaseki 3-chome, Chiyoda-ku |
||||||
Tokyo 100-6024, Japan |
||||||
(c) |
Citizenship |
|||||
MUFG, MUBK, MUTB, MUKAM, MUI, MUSHD, MUMSS and KC: Japan |
||||||
FSIHD: Commonwealth of Australia |
(d) |
Title of Class of Securities | |||||
Common Stock | ||||||
(e) |
CUSIP Number | |||||
438128308(this CUISIP number is for the issuers American Depository Shares, not the Common Stock) | ||||||
ITEM 3 |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||
MUFG: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
12
CUSIP NO. 438128308
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||
(j)[√] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company | ||||||
MUBK: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||
(j)[√] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank | ||||||
MUTB: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
13
CUSIP NO. 438128308
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||
(j)[√] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank | ||||||
MUKAM: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||
(j)[√] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser | ||||||
MUI: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
14
CUSIP NO. 438128308
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||
(j)[√] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser | ||||||
FSIHD: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||
(j)[√] |
A non-U.S. institutio n in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company |
15
CUSIP NO. 438128308
MUSHD: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
|
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||
(i)[√] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||
(j)[ ] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Securities holding company | ||||||
MUMSS: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insu rance Act (12 U.S.C. 1813); |
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CUSIP NO. 438128308
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||||
(j)[√] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer | ||||||||
KC: | (a)[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||||||
(b)[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||||
(c)[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||||
(d)[ ] |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||||||
(e)[ ] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |||||||
(f)[ ] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |||||||
(g)[ ] |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||||||
(h)[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||||
(i)[ ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||||
(j)[√] |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |||||||
(k)[ ] |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). | |||||||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer | ||||||||
ITEM 4 |
Ownership | |||||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||||||||
For MUFG |
||||||||
(a) Amount beneficially owned: |
82,619,818 | |||||||
(b) Percent of class: |
4.90% | |||||||
(c) Number of shares as to which the person has: |
||||||||
(i) Sole power to vote or to direct the vote: |
82,619,818 |
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CUSIP NO. 438128308
|
|
(ii) Shared power to vote or to direct the vote: |
-0- | |||
(iii) Sole power to dispose or to direct the disposition of: |
82,619,818 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- | |||||
For MUBK |
||||||
(a) Amount beneficially owned: |
20,789,100 | |||||
(b) Percent of class: |
1.23% | |||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
20,789,100 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
20,789,100 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- | |||||
For MUTB |
||||||
(a) Amount beneficially owned: |
60,031,600 | |||||
(b) Percent of class: |
3.56% | |||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
60,031,600 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
60,031,600 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- | |||||
For MUKAM |
||||||
(a) Amount beneficially owned: |
17,577,197 | |||||
(b) Percent of class: |
1.04% | |||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
17,577,197 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
17,577,197 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- | |||||
For MUI |
||||||
(a) Amount beneficially owned: |
187,600 | |||||
(b) Percent of class: |
0.01% | |||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
187,600 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
187,600 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- |
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CUSIP NO. 438128308
|
|
For FSIHD |
||||
(a) Amount beneficially owned: |
522,883 | |||||
(b) Percent of class: |
0.03% | |||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
522,883 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
522,883 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- | |||||
For MUSHD |
||||||
(a) Amount beneficially owned: |
1,799,118 | |||||
(b) Percent of class: |
0.11% | |||||
td> | ||||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
1,799,118 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
1,799,118 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- | |||||
For MUMSS |
||||||
(a) Amount beneficially owned: |
1,748,114 | |||||
(b) Percent of class: |
0.10% | |||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
1,748,114 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
1,748,114 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- | |||||
For KC |
||||||
(a) Amount beneficially owned: |
51,004 | |||||
(b) Percent of class: |
0.00% | |||||
(c) Number of shares as to which the person has: |
||||||
(i) Sole power to vote or to direct the vote: |
51,004 | |||||
(ii) Shared power to vote or to direct the vote: |
-0- | |||||
(iii) Sole power to dispose or to direct the disposition of: |
51,004 | |||||
(iv) Shared power to dispose or to direct the disposition of: |
-0- |
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CUSIP NO. 438128308
ITEM 5 |
Ownership of Five Percent or Less of a Class | |||||
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [√] | |||||
ITEM 6 |
Ownership of More than Five Percent on Behalf of Another Person | |||||
Not applicable. | ||||||
ITEM 7 |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person | |||||
As of December 31, 2022, MUFG beneficially owns 82,619,818 shares of the issuer indirectly through its subsidiaries as follows: MUBK holds 20,789,100 shares; MUTB holds 60,031,600 shares (indirectly through a subsidiary, MUKAM) (indirectly through a subsidiary, MUI) (indirectly through a subsidiary, FSIHD); MUSHD holds 1,799,118 shares (indirectly through a subsidiary, MUMSS); and (indirectly through a subsidiary, KC). Furthermore, FSIHD holds 522,883 shares (indirectly through a subsidiary, First Sentier Investors Realindex Pty Ltd). | ||||||
ITEM 8 |
Identification and Classification of Members of the Group | |||||
Not applicable. | ||||||
ITEM 9 |
Notice of Dissolution of Group | |||||
Not applicable. | ||||||
ITEM 10 |
Certifications | |||||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
Mitsubishi UFJ Financial Group, Inc. | ||
By: |
/s/ Riyuuichirou Sakuma | |
Name: |
Riyuuichirou Sakuma | |
Title: |
Managing Director, Deputy Head of Credit Policy & Planning Division |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
MUFG Bank, Ltd. | ||
By: |
/s/ Riyuuichirou Sakuma | |
Name: |
Riyuuichirou Sakuma | |
Title: |
Managing Director, Deputy Head of Credit Policy & Planning Division |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
Mitsubishi UFJ Trust and Banking Corporation | ||
By: |
/s/ Satoru Hanami | |
Name: |
Satoru Hanami | |
Title: |
Joint General Manager, Asset Management and Investor Services Planning Division |
23
CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | ||
By: |
/s/ Takashi Miyazaki | |
Name: |
Takashi Miyazaki | |
Title: |
Executive Officer, General Manager of Risk Management Division |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
MU Investments Co., Ltd. | ||
By: |
/s/ Minoru Nakaminami | |
Name: |
Minoru Nakaminami | |
Title: |
Senior Managing Director |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
First Sentier Investors Holdings Pty Ltd | ||
By: |
/s/ Yoshiki Ueno | |
Name: |
Yoshiki Ueno | |
Title: |
Deputy CEO |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
Mitsubishi UFJ Securities Holdings Co.,Ltd. | ||
By: |
/s/ Riyuuichirou Sakuma | |
Name: |
Riyuuichirou Sakuma | |
Title: |
Chief Manager of Corporate Planning Division |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | ||
By: |
/s/ Riyuuichirou Sakuma | |
Name: |
Riyuuichirou Sakuma | |
Title: |
Chief Manager of Corporate Planning Division |
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CUSIP NO. 438128308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 03, 2023 | ||
au Kabucom Securities Co., Ltd. | ||
By: |
/s/ Masato Watanabe | |
Name: |
Masato Watanabe | |
Title: |
Executive Officer Member of the Board |
29