Sec Form 13D Filing - BANK OF AMERICA CORP (BAC) filing for Nuveen Municipal Credit Opportunities Fund (NMCO) - 2024-12-13

Insider filing report for Changes in Beneficial Ownership

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  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A

Under the Securities Exchange Act of 1934
(Amendment No. 3)
NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND
(Name of Issuer)
Munifund Preferred Shares
(Title of Class of Securities)
670663301
(CUSIP Number)
Bank of America Corporation
Bank of America Corporate Center
100 N. Tryon Street
Charlotte, North Carolina 28255
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 6, 2020
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D/A
 
CUSIP No. 670663301
1
NAMES OF REPORTING PERSONS
 
 
Bank of America Corporation
56-0906609
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☐
 
(b)
☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
WC
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
☒
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
0
 
 
 
 
8
SHARED VOTING POWER
 
 
2,050
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
2,050
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
2,050
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
☐
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
49.4%*
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
HC
 
 
 
 
 
*The calculation of the percentage of outstanding shares is based on 4,150 shares of MFP shares outstanding as of April 30, 2024, as disclosed by the Issuer in its Certified Shareholder Report on Form N-CSRS filed with the SEC on July 2, 2024.

CUSIP No. 670663301
1
NAMES OF REPORTING PERSONS
 
 
Banc of America Preferred Funding Corporation
75-2939570
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☐
 
(b)
☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
WC
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
☐
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
0
 
 
 
 
8
SHARED VOTING POWER
 
 
2,050
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
2,050
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
2,050
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
☐
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
49.4%*
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 
 
*The calculation of the percentage of outstanding shares is based on 4,150 shares of MFP shares outstanding as of April 30, 2024, as disclosed by the Issuer in its Certified Shareholder Report on Form N-CSRS filed with the SEC on July 2, 2024.

This Amendment No. 3 (this “Amendment”) amends, as set forth below, the statement on Schedule 13D, dated December 26, 2019 and filed with the SEC on December 31, 2019, (as amended to the date hereof, the “Original Schedule 13D”), for Bank of America Corporation (“BAC”) and Banc of America Preferred Funding Corporation (“BAPFC”) (collectively, the “Reporting Persons”) with respect to the munifund preferred shares (“MFP Shares”) of Nuveen Municipal Credit Opportunities Fund (the “Issuer”).

This Amendment is being filed to disclose previously unreported trades.

Item 2.
Identity and Background

Item 2 of the Original Schedule 13D is hereby amended by deleting Schedule I and Schedule II referenced therein and replacing them with Schedule I and Schedule II included with this Amendment.

Item 5.
Interest in Securiti es of the Issuer

The Reporting Persons have effected the transactions in securities of the Issuer identified in Schedule III.

Item 7.
Material to be Filed as Exhibits

Item 7 of the Original Schedule 13D is hereby amended by deleting Exhibit 99.1 and Exhibit 99.2 thereto and inserting the following exhibits in their place:

Exhibit No.
Description

Joint Filing Agreement, dated as of December 13, 2024, by and among the Reporting Persons.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: December 13, 2024.
BANK OF AMERICA CORPORATION




By:
/s/ Andres Ortiz

 
Name: Andres Ortiz

 
Title: Authorized Signatory




BANC OF AMERICA PREFERRED FUNDING CORPORATION




By:
/s/ Andres Ortiz

 
Name: Andres Ortiz

 
Title: Authorized Signatory

Page 1 of 3
SCHEDULE I

EXECUTIVE OFFICERS AND DIRECTORS OF
REPORTING PERSONS

The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation.  The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255.

Name
Position with Bank of
America Corporation
Principal Occupation
Brian T. Moynihan
Chairman of the Board, Chief Executive Officer and Director
Chairman of the Board and Chief Executive Officer of Bank of America Corporation
Paul M. Donofrio
Vice Chair
Vice Chair of Bank of America Corporation
Thong M. Nguyen
Vice Chair, Head of Global Strategy & Enterprise Platforms
Vice Chair, Head of Global Strategy & Enterprise Platforms of Bank of America Corporation
Bruce R. Thompson
Vice Chair, Head of Enterprise Credit
Vice Chair, Head of Enterprise Credit of Bank of America Corporation
Dean C. Athanasia
President, Regional Banking
President, Regional Banking of Bank of America Corporation
James P. DeMare
President, Global Markets
President, Global Markets of Bank of America Corporation
Kathleen A. Knox
President, The Private Bank
President, The Private Bank of Bank of America Corporation
Matthew M. Koder
President, Global Corporate and Investment Banking
President, Global Corporate and Investment Banking of Bank of America Corporation
Bernard A. Mensah
President, International; CEO, Merrill Lynch International
President, International of Bank of America Corporation and CEO, Merrill Lynch International
Lindsay DeNardo Hans
President, Co-Head Merrill Wealth Management
President, Co-Head Merrill Wealth Management of Bank of America Corporation
Eric Schimpf
President, Co-Head Merrill Wealth Management
President, Co-Head Merrill Wealth Management of Bank of America Corporation
Aditya Bhasin
Chief Technology and Information Officer
Chief Technology and Information Officer of Bank of America Corporation
D. Steve Boland
Chief Administrative Officer
Chief Administrative Officer of Bank of America Corporation
Alastair Borthwick
Chief Financial Officer
Chief Financial Officer of Bank of America Corporation
Sheri Bronstein
Chief Human Resources Officer
Chief Human Resources Officer of Bank of America Corporation
Geoffrey Greener
Chief Risk Officer
Chief Risk Officer of Bank of America Corporation
Thomas M. Scrivener
Chief Operations Executive
Chief Operations Executive of Bank of America Corporation
Lauren A. Mogensen
Global General Counsel
Global General Counsel of Bank of America Corporation
Lionel L. Nowell, III
Lead Independent Director
Lead Independent Director, Bank of America Corporation; Former Senior Vice President and Treasurer, PepsiCo, Inc.
Sharon L. Allen
Director
Former Chairman, Deloitte LLP
Jose E. Almeida
Director
Chairman, President and Chief Executive Officer of Baxter International Inc.
Pierre J.P. de Weck1
Director
Former Chairman and Global Head of Private Wealth Management, Deutsche Bank AG
Arnold W. Donald
Director
Former President and Chief Executive Officer, Carnival Corporation & Carnival plc
Linda P. Hudson
Director
Former Executive Officer, The Cardea Group, LLC and Former President and Chief Executive Officer of BAE Systems, Inc.
Monica C. Lozano
Director
Lead Independent Director, Target Corporation; Former Chief Executive Officer, Former College Futures Foundation and Former Chairman, US Hispanic Media Inc.
Denise L. Ramos
Director
Former Chief Executive Officer and President of ITT Inc.
Clayton S. Rose
Director
Baker Foundation Professor of Management Practice at Harvard Business School
Michael D. White
Director
Former Chairman, President, and Chief Executive Officer of DIRECTV
Thomas D. Woods2
Director
Former Vice Chairman and Senior Executive Vice President of Canadian Imperial Bank of Commerce; Former Chairman, Hydro One Limited
Maria T. Zuber
Director
Vice President for Research and E.A., Griswold Professor of Geophysics, MIT

1 Mr. de Weck is a citizen of Switzerland.
2 Mr. Woods is a citizen of Canada.

Page 3 of 3
The following sets forth the name and present principal occupation of each executive officer and director of Banc of America Preferred Funding Corporation.  The business address of each of the executive officers and directors of Banc of America Preferred Funding Corporation is 214 North Tryon Street, Charlotte, North Carolina 28255.

Name
Position with Banc of
America Preferred Funding
Corporation
Principal Occupation
John J. Lawlor
Director and President
Managing Director, Municipal Markets and Public Sector Banking Executive of BofA Securities, Inc. and Bank of America, National Association
James Duffy
Managing Director
Director; MBAM BFO, The CFO Group
of Bank of America, National Association
Michael I. Jentis
Managing Director
Managing Director, Head of Sales – Public Finance of BofA Securities, Inc. and Bank of America, National Association
Mona Payton
Managing Director
Managing Director, Municipal Markets Executive for Short-Term Trading of BofA Securities, Inc. and Bank of America, National Association
Edward J. Sisk
Director and Managing Director
Managing Director, Public Finance Executive of BofA Securities, Inc. and Bank of America, National Association
John B. Sprung
Director
Corporate Director
David A. Stephens
Director and Managing Director
Managing Director, Executive for Public Finance and Public Sector Credit Products of BofA Securities, Inc. and Bank of America, National Association

Schedule II

SCHEDULE OF LITIGATION

Bank of America Corporation and certain of its affiliates, including BofA Securities, Inc. (“BofA Securities,” successor in interest to Merrill Lynch, Pierce, Fenner & Smith Incorporated) and Bank of America, N.A., have been involved in a number of civil proceedings and regulatory actions which concern matters arising in connection with the conduct of its business. Certain of such proceedings have resulted in findings of violations of federal or state securities laws. Such proceedings are reported and summarized in the BofA Securities Form BD as filed with the SEC, which descriptions are hereby incorporated by reference.

Schedule III
 
The following table sets forth all unreported transactions with respect to common stock effected by or on behalf of the Reporting Persons.  All of their transactions were effectuated for cash.

SCHEDULE III OF SCHEDULE 13D/A
NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NMCO)

 COMMON STOCK
 TRADE
DATE
BUY/SELL
 QUANTITY
PRICE
EXECUTION
03/06/2020
S
500
$
15.45
OTC
03/06/2020
B
500
$
15.5372
OTC
09/29/2020
B
100
$
12.4
OTC
09/29/2020
B
10
$
12.4
NASDAQ
09/29/2020
B
63
$
12.4
NYSE
09/29/2020
B
13
$
12.4
NYSE
09/29/2020
B
9
$
12.4
NYSE
09/29/2020
B
9
$
12.41
NYSE
09/29/2020
B
9
$
12.43
EDGE A
09/29/2020
B
9
$
12.43
EDGE A
09/29/2020
B
9
$
12.43
EDGE A
09/29/2020
B
9
$
12.44
NYSE
09/29/2020
B
18
$
12.5
NASDAQ
09/29/2020
B
9
$
12.5
NASDAQ
09/29/2020
B
9
$
12.5
NASDAQ
09/29/2020
B
9
$
12.5
NASDAQ
09/29/2020
B
9
$
12.49
NASDAQ
09/29/2020
B
9
$
12.49
NYSE
09/29/2020
B
9
$
12.49
NYSE
09/29/2020
B
14
$
12.49
NYSE
09/29/2020
B
55
$
12.47
NASDAQ
09/29/2020
B
1
$
12.49
NYSE
09/29/2020
B
4
$
12.49
NYSE
09/29/2020
B
68
$
12.49
NYSE
09/29/2020
B
1
$
12.49
NYSE
09/29/2020
B
23
$
12.49
NYSE
09/29/2020
B
33
$
12.49
NYSE
09/30/2020
B
100
$
12.465
OTC
09/30/2020
B
24
$
12.47
NYSE
09/30/2020
S
317
$
12.6
NYSE
09/30/2020
S
159
$
12.6
NYSE
09/30/2020
S
476
$
12.6
NYSE
10/06/2020
B
300
$
12.65
OTC
10/06/2020
B
17
$
12.64
NYSE
05/27/2021
B
2,500
$
14.92
OTC
05/27/2021
B
1,024
$
14.9179
OTC
05/28/2021
S
20
$
14.88
OTC
05/28/2021
S
100
$
14.88
OTC
05/28/2021
S
100
$
14.88
OTC
05/28/2021
S
100
$
14.88
OTC
05/28/2021
S
100
$
14.88
OTC
05/28/2021
S
375
$
14.87
OTC
05/28/2021
S
600
$
14.87
OTC
05/28/2021
S
25
$
14.87
OTC
05/28/2021
S
8
$
14.87
OTC
05/28/2021
S
472
$
14.87
OTC
05/28/2021
S
500
$
14.87
OTC
05/28/2021
S
100
$
14.87
OTC
06/04/2021
S
1,024
$
15.0801
OTC
07/12/2021
B
100
$
16.06
EDGE X
07/12/2021
B
100
$
16.06
EDGE X
07/12/2021
B
100
$
16.08
NASDAQ
07/12/2021
B
1,000
$
16.185
OTC INTERNAL
07/12/2021
B
100
$
16.185
OTC
07/12/2021
B
100
$
16.185
OTC
07/12/2021
B
100
$
16.185
OTC
07/12/2021
B
100
$
16.185
OTC
07/12/2021
B
100
$
16.185
OTC
07/12/2021
B
200
$
16.185
OTC
07/12/2021
B
100
$
16.185
OTC
07/12/2021
B
100
$
16.185
OTC INTERNAL
07/12/2021
B
685
$
16.185
EDGE X
07/12/2021
B
500
$
16.185
AMEX
07/12/2021
B
500
$
16.185
AMEX
07/12/2021
B
100
$
16.18
OTC
07/12/2021
B
100
$
16.18
OTC INTERNAL
07/12/2021
B
100
$
16.18
AMEX
07/12/2021
B
100
$
16.18
OTC
07/12/2021
B
100
$
16.18
AMEX
07/12/2021
B
100
$
16.18
AMEX
07/12/2021
B
100
$
16.19
EDGE X
07/12/2021
B
23
$
16.19
EDGE X
07/12/2021
B
100
$
16.18
NASDAQ
07/12/2021
B
100
$
16.18
AMEX
07/12/2021
B
800
$
16.185
EDGE X
07/12/2021
B
500
$
16.195
OTC
07/12/2021
B
600
$
16.195
OTC
07/12/2021
B
600
$
16.195
AMEX
07/12/2021
B
500
$
16.195
OTC
07/12/2021
B
600
$
16.195
AMEX
07/12/2021
B
100
$
16.195
AMEX
07/12/2021
B
100
$
16.195
AMEX
07/12/2021
B
100
$
16.195
AMEX
07/12/2021
B
100
$
16.195
AMEX
07/12/2021
B
100
$
16.195
AMEX
07/12/2021
B
247
$
16.2
EDGE X
07/12/2021
B
113
$
16.2
EDGE X
07/12/2021
B
100
$
16.2
EDGE X
07/12/2021
B
87
$
16.2
EDGE X
07/12/2021
B
162
$
16.19
NYSE
07/12/2021
B
600
$
16.15
NYSE
07/12/2021
B
1,285
$
16.15
EDGE X
07/12/2021
B
300
$
16.15
NYSE
07/12/2021
B
700
$
16.15
EDGE X
07/12/2021
B
600
$
16.03
EDGE X
07/12/2021
B
400
$
16.03
EDGE X
07/12/2021
B
480
$
16.03
EDGE X
07/12/2021
B
46
$
16.03
EDGE X
07/12/2021
B
474
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
100
$
16.03
EDGE X
07/12/2021
B
86
$
16.03
EDGE X
07/12/2021
B
91
$
16.0
EDGE X
07/12/2021
B
157
$
16.04
EDGE X
07/12/2021
B
300
$
16.04
EDGE X
07/12/2021
B
500
$
16.04
EDGE X
07/13/2021
B
900
$
16.1
EDGE X
07/13/2021
B
144
$
16.1
EDGE X
07/13/2021
B
200
$
16.1
NYSE
07/13/2021
B
100
$
16.1
EDGE X
07/13/2021
B
200
$
16.1
NYSE
07/13/2021
B
62
$
16.1
NYSE
07/13/2021
B
200
$
16.1
EDGE X
07/13/2021
B
56
$
16.1
EDGE X
07/13/2021
B
541
$
16.06
NYSE
07/13/2021
B
700
$
16.06
EDGE X
07/13/2021
B
500
$
15.99
EDGE X
07/13/2021
B
22
$
16.0
EDGE X
07/13/2021
B
100
$
15.995
EDGE X
07/13/2021
B
833
$
15.99
EDGE X
07/13/2021
B
100
$
15.99
ARCA
07/13/2021
B
450
$
15.99
EDGE X
07/13/2021
B
1,000
$
15.99
EDGE X
07/13/2021
B
100
$
15.99
ARCA
07/14/2021
B
700
$
15.93
EDGE X
07/14/2021
B
300
$
15.94
NASDAQ
07/14/2021
B
300
$
15.94
OTC
07/14/2021
B
100
$
15.94
NYSE
07/14/2021
B
100
$
15.94
EDGE X
07/14/2021
B
400
$
15.94
EDGE X
07/14/2021
B
500
$
15.94
EDGE X
07/14/2021
B
1,300
$
15.94
EDGE X
07/14/2021
B
71
$
15.94
EDGE X
07/14/2021
B
3
$
15.94
NASDAQ
07/14/2021
B
100
$
15.94
EDGE X
07/14/2021
B
100
$
15.94
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
EDGE X
07/14/2021
B
100
$
15.73
NYSE
07/14/2021
B
52
$
15.73
NYSE
07/14/2021
B
100
$
15.73
NYSE
07/14/2021
B
438
$
15.73
NYSE
07/14/2021
B
64
$
15.75
NYSE
07/14/2021
B
800
$
15.75
NYSE
07/14/2021
B
100
$
15.75
EDGE X
07/14/2021
B
100
$
15.75
EDGE X
07/14/2021
B
255
$
15.73
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
36
$
15.75
NYSE
07/14/2021
B
64
$
15.75
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
100
$
15.75
NYSE
07/14/2021
B
120
$
15.75
NYSE
07/15/2021
B
44
$
15.84
EDGE X
07/15/2021
B
24
$
15.84
EDGE X
07/15/2021
B
61
$
15.81
NYSE
07/15/2021
B
10
$
15.81
EDGE X
07/15/2021
B
90
$
15.81
EDGE X
07/16/2021
S
192
$
15.76
NYSE
07/16/2021
S
22,120
$
15.76
NYSE
07/16/2021
S
8,656
$
15.76
NYSE
07/19/2021
S
200
$
15.82
OTC
07/19/2021
S
100
$
15.82
OTC
07/19/2021
S
400
$
15.845
OTC
07/19/2021
S
400
$
15.845
OTC
07/19/2021
S
100
$
15.845
OTC
07/19/2021
S
400
$
15.845
OTC
07/19/2021
S
200
$
15.845
OTC
07/19/2021
S
600
$
15.835
OTC
07/19/2021
S
100
$
15.76
OTC INTERNAL
07/19/2021
S
100
$
15.76
OTC
07/19/2021
S
200
$
15.76
NYSE
07/19/2021
S
100
$
15.76
AMEX
07/19/2021
S
200
$
15.76
EDGE X
07/19/2021
S
100
$
15.76
NASDAQ
07/19/2021
S
100
$
15.76
NYSE
07/19/2021
S
100
$
15.76
OTC INTERNAL
07/19/2021
S
100
$
15.76
OTC INTERNAL
07/19/2021
S
100
$
15.5
EDGE X
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.48
OTC INTERNAL
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.48
OTC INTERNAL
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.48
OTC INTERNAL
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.49
OTC INTERNAL
07/19/2021
S
100
$
15.525
OTC INTERNAL
07/19/2021
S
100
$
15.525
OTC INTERNAL
07/19/2021
S
100
$
15.525
AMEX
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
100
$
15.5025
OTC
07/19/2021
S
100
$
15.48
OTC
07/19/2021
S
8
$
15.48
NYSE
07/20/2021
S
100
$
15.67
OTC
07/20/2021
S
100
$
15.67
OTC INTERNAL
07/20/2021
S
100
$
15.67
OTC
07/20/2021
S
100
$
15.67
OTC
07/20/2021
S
100
$
15.67
OTC INTERNAL
07/21/2021
B
119
$
15.8
NYSE
07/21/2021
B
366
$
15.8
NYSE
07/21/2021
B
415
$
15.8
NYSE
07/22/2021
B
10
$
15.8
NASDAQ
07/22/2021
B
500
$
15.8
NYSE
07/22/2021
B
265
$
15.68
NYSE
07/22/2021
B
500
$
15.68
EDGE X
07/23/2021
B
73
$
15.69
EDGE X
07/23/2021
B
400
$
15.69
NYSE
07/23/2021
B
100
$
15.69
NYSE
07/23/2021
B
551
$
15.77
ARCA
07/23/2021
B
214
$
15.77
ARCA
07/27/2021
B
100
$
15.75
NYSE
07/27/2021
B
100
$
15.75
NYSE
07/27/2021
B
3
$
15.75
ARCA
07/27/2021
B
97
$
15.75
NYSE
07/27/2021
B
23
$
15.75
NASDAQ
07/27/2021
B
31
$
15.75
NASDAQ
07/27/2021
B
23
$
15.75
NASDAQ
07/27/2021
B
54
$
15.75
ARCA
07/27/2021
B
8
$
15.75
ARCA
07/27/2021
B
23
$
15.75
NASDAQ
07/27/2021
B
35
$
15.75
ARCA
07/27/2021
B
100
$
15.62
NYSE
07/27/2021
B
100
$
15.62
NYSE
07/27/2021
B
46
$
15.62
NYSE
07/28/2021
B
100
$
15.82
NYSE
07/28/2021
B
100
$
15.82
NYSE
07/28/2021
B
100
$
15.82
NYSE
07/28/2021
B
261
$
15.82
EDGE X
07/28/2021
B
100
$
15.82
NASDAQ
07/28/2021
B
100
$
15.82
EDGE X
07/28/2021
B
72
$
15.82
NASDAQ
07/28/2021
B
28
$
15.82
EDGE X
07/28/2021
B
11
$
15.82
EDGE X
07/29/2021
B
100
$
15.86
ARCA
07/29/2021
B
100
$
15.86
NYSE
07/29/2021
B
100
$
15.86
NYSE
07/29/2021
B
100
$
15.86
EDGE X
07/29/2021
B
100
$
15.86
EDGE X
07/29/2021
B
200
$
15.86
EDGE X
07/29/2021
B
100
$
15.86
NASDAQ
07/29/2021
B
72
$
15.86
ARCA
10/18/2021
B
2,000
$
15.2189
OTC
10/19/2021
B
2,000
$
15.13
OTC
10/21/2021
S
2,000
$
14.9908
OTC
10/22/2021
S
446
$
14.975
OTC
10/22/2021
S
1,554
$
14.98
OTC
12/07/2021
B
18
$
15.72
NYSE
12/07/2021
B
36
$
15.72
NYSE
12/07/2021
B
18
$
15.72
NYSE
12/07/2021
B
400
$
15.72
NYSE
12/07/2021
S
36
$
15.72
OTC
12/07/2021
S
18
$
15.72
OTC
12/07/2021
S
400
$
15.72
OTC
12/07 /2021
S
18
$
15.72
OTC
01/14/2022
S
51
$
15.11
OTC
01/14/2022
S
122
$
15.11
NYSE
01/14/2022
S
6
$
15.09
BATS X
01/14/2022
S
90
$
15.08
ARCA
01/14/2022
S
106
$
15.08
EDGE X
01/14/2022
S
166
$
15.1
EDGE X
01/14/2022
S
54
$
15.04
NYSE
01/14/2022
S
50
$
15.05
MEMX
01/14/2022
S
3
$
15.06
EDGE X
01/14/2022
S
100
$
15.04
NYSE
01/14/2022
S
46
$
15.04
NYSE
01/14/2022
S
54
$
15.04
NYSE
01/14/2022
S
285
$
14.92
EDGE X
01/14/2022
S
300
$
14.93
AMEX
01/14/2022
S
100
$
14.92
EDGE X
01/14/2022
S
400
$
14.935
AMEX
01/14/2022
S
200
$
14.935
AMEX
01/14/2022
S
34
$
14.94
NYSE
01/14/2022
S
81
$
14.96
EDGE X
01/14/2022
S
300
$
14.985
OTC
01/14/2022
S
200
$
14.985
OTC
01/14/2022
S
100
$
14.99
OTC
01/14/2022
S
100
$
14.99
OTC
01/14/2022
S
200
$
14.97
ARCA
01/14/2022
S
100
$
14.99
NYSE
01/14/2022
S
100
$
14.99
NYSE
01/14/2022
S
100
$
14.98
NYSE
01/14/2022
S
100
$
15.0
NYSE
01/14/2022
S
100
$
14.98
OTC
01/14/2022
S
100
$
14.98
OTC
01/14/2022
S
200
$
14.98
OTC
01/14/2022
S
200
$
14.99
OTC
01/14/2022
S
200
$
14.98
OTC
01/14/2022
S
200
$
14.98
OTC
01/14/2022
S
200
$
14.985
OTC
01/14/2022
S
400
$
14.985
OTC
01/14/2022
S
100
$
14.985
OTC
01/14/2022
S
100
$
14.985
OTC
01/14/2022
S
100
$
14.995
AMEX
01/14/2022
S
199
$
14.96
EDGE X
01/14/2022
S
1
$
14.97
BATS X
01/14/2022
S
200
$
14.975
OTC
01/14/2022
S
290
$
14.95
EDGE X
01/14/2022
S
10
$
14.95
EDGE X
01/14/2022
S
500
$
14.95
EDGE X
< div style="text-align: center;color: #000000">01/14/2022
S
100
$
14.96
EDGE X
01/14/2022
S
200
$
14.97
OTC
01/14/2022
S
200
$
14.97
ASE
01/14/2022
S
100
$
14.96
PHLX
< td valign="bottom" style="vertical-align: top; width: 20%; border-left: 2px solid rgb(0, 0, 0); border-bottom: 2px solid rgb(0, 0, 0); border-right: 2px solid rgb(0, 0, 0);">
01/20/2022
01/14/2022
S
100
$
14.95
EDGE X
01/14/2022
S
100
$
14.95
EDGE X
01/14/2022
S
1
$
14.94
MEMX
01/14/2022
S
199
$
14.93
EDGE X
01/14/2022
S
100
$
14.94
EDGE X
01/14/2022
S
100
$
14.94
EDGE X
01/14/2022
S
100
$
14.945
EDGE X
01/14/2022
S
100
$
14.945
NASDAQ
01/14/2022
S
100
$
14.95
NYSE
01/14/2022
S
100
$
14.97
NYSE
01/14/2022
S
100
$
14.97
EDGE A
01/14/2022
S
200
$
14.95
NYSE
01/14/2022
S
100
$
14.95
NYSE
01/14/2022
S
200
$
14.955
OTC
01/14/2022
S
100
$
14.955
OTC
01/18/2022
S
2
$
14.88
OTC
01/18/2022
S
29
$
14.88
OTC INTERNAL
01/18/2022
S
31
$
14.89
OTC
01/18/2022
S
64
$
14.88
OTC INTERNAL
01/18/2022
S
84
$
14.87
OTC INTERNAL
01/18/2022
S
172
$
14.86
EDGE X
01/18/2022
S
241
$
14.83
OTC
01/18/2022
S
98
$
14.83
ARCA
01/18/2022
S
50
$
14.83
NYSE
01/18/2022
S
1
$
14.83
NYSE
01/18/2022
S
100
$
14.83
NYSE
01/18/2022
S
192
$
14.82
ARCA
01/18/2022
S
186
$
14.8
OTC
01/18/2022
S
204
$
14.805
OTC
01/18/2022
S
90
$
14.78
OTC INTERNAL
01/18/2022
S
83
$
14.79
NYSE
01/18/2022
S
84
$
14.78
OTC INTERNAL
01/18/2022
S
48
$
14.79
NYSE
01/18/2022
S
267
$
14.74
OTC
01/18/2022
S
234
$
14.74
OTC
01/20/2022
B
119
$
14.72
OTC
01/20/2022
B
75
$
14.68
NYSE
01/20/2022
B
50
$
14.67
ARCA
01/20/2022
B
53
$
14.69
NYSE
01/20/2022
B
30
$
14.67
NASDAQ
01/20/2022
B
58
$
14.67
NASDAQ
01/20/2022
B
37
$
14.67
NASDAQ
B
100
$
14.775
OTC
01/20/2022
B
50
$
14.67
NYSE
01/20/2022
B
50
$
14.67
NYSE
01/20/2022
B
50
$
14.66
NASDAQ
01/20/2022
B
50
$
14.66
NASDAQ
01/20/2022
B
55
$
14.7
OTC
01/20/2022
B
100
$
14.68
AMEX
01/20/2022
B
50
$
14.66
NYSE
01/20/2022
B
75
$
14.66
NYSE
01/20/2022
B
75
$
14.65
ARCA
01/20/2022
B
75
$
14.65
NASDAQ
01/20/2022
B
75
$
14.5
NYSE
01/20/2022
B
50
$
14.6
OTC
01/20/2022
B
100
$
14.59
OTC
01/20/2022
B
43
$
14.56
NASDAQ
01/20/2022
B
57
$
14.56
NASDAQ
01/20/2022
B
7
$
14.56
NASDAQ
01/20/2022
B
50
$
14.56
NASDAQ
01/20/2022
B
74
$
14.6
OTC
01/20/2022
B
20
$
14.56
NYSE
01/20/2022
B
42
$
14.56
NYSE
01/20/2022
B
11
$
14.58
NYSE
01/20/2022
B
100
$
14.55
AMEX
01/20/2022
B
86
$
14.53
NASDAQ
01/20/2022
B
100
$
14.55
AMEX
01/20/2022
B
100
$
14.55
AMEX
01/20/2022
B
100
$
14.55
AMEX
01/20/2022
B
24
$
14.57
OTC
01/20/2022
B
50
$
14.57
OTC
01/21/2022
B
20,175
$
14.74
NYSE
01/25/2022
S
18
$
14.76
NYSE
01/25/2022
S
30
$
14.76
NYSE
01/25/2022
S
44
$
14.76
NYSE
01/25/2022
S
115
$
14.76
OTC
01/25/2022
S
64
$
14.76
OTC
01/25/2022
S
36
$
14.76
OTC
01/25/2022
S
28
$
14.77
NYSE
01/25/2022
S
32
$
14.8
NASDAQ
01/25/2022
S
32
$
14.77
OTC
01/25/2022
S
64
$
14.77
OTC
01/25/2022
S
68
$
14.75
OTC
01/25/2022
S
32
$
14.75
OTC
01/25/2022
S
64
$
14.76
OTC
01/25/2022
S
34
$
14.76
OTC
01/25/2022
S
33
$
14.76
OTC
01/25/2022
S
64
$
14.76
OTC
01/25/2022
S
136
$
14.75
OTC
01/25/2022
S
32
$
14.815
OTC
01/25/2022
S
35
$
14.815
OTC
01/25/2022
S
66
$
14.8
NASDAQ
01/25/2022
S
36
$
14.75
NYSE
01/25/2022
S
32
$
14.75
OTC
01/25/2022
S
64
$
14.7
NYSE
01/25/2022
S
32
$
14.7
OTC
01/25/2022
S
64
$
14.71
OTC
01/25/2022
S
32
$
14.76
EDGE X
01/25/2022
S
33
$
14.76
EDGE X
01/25/2022
S
67
$
14.73
OTC
01/25/2022
S
32
$
14.79
EDGE X
01/25/2022
S
32
$
14.79
EDGE X
01/25/2022
S
36
$
14.8
EDGE X
01/25/2022
S
64
$
14.74
OTC
01/25/2022
S
64
$
14.74
OTC
01/25/2022
S
33
$
14.74
OTC
01/25/2022
S
33
$
14.74
NASDAQ
01/26/2022
S
63
$
14.81
NYSE
01/26/2022
S
46
$
14.87
NASDAQ
01/26/2022
S
63
$
14.92
NYSE
01/26/2022
S
87
$
14.77
OTC
01/26/2022
S
44
$
14.8
EDGE X
01/26/2022
S
84
$
14.76
NASDAQ
01/26/2022
S
43
$
14.79
OTC
01/26/2022
S
59
$
14.79
EDGE X
01/26/2022
S
100
$
14.7
OTC
01/26/2022
S
4
$
14.7
OTC
01/26/2022
S
84
$
14.71
MEMX
01/26/2022
S
135
$
14.7
ARCA
01/26/2022
S
42
$
14.73
EDGE X
01/26/2022
S
42
$
14.73
EDGE X
01/26/2022
S
63
$
14.75
NASDAQ
01/26/2022
S
44
$
14.74
OTC
01/26/2022
S
42
$
14.74
OTC
01/26/2022
S
45
$
14.74
OTC
01/26/2022
S
44
$
14.73
OTC
01/26/2022
S
42
$
14.74
OTC
01/27/2022
S
38
$
14.85
NASDAQ
01/27/2022
S
34
$
14.85
NASDAQ
01/27/2022
S
74
$
14.87
NASDAQ
01/27/2022
S
34
$
14.85
NASDAQ
01/27/2022
S
37
$
14.85
NASDAQ
01/27/2022
S
20
$
14.88
NYSE
01/27/2022
S
34
$
14.88
NYSE
01/27/2022
S
3
$
14.88
NYSE
01/27/2022
S
38
$
14.83
EDGE X
01/27/2022
S
30
$
14.82
NYSE
01/27/2022
S
100
$
14.775
OTC
01/27/2022
S
19
$
14.78
OTC
01/27/2022
S
36
$
14.8
OTC
01/27/2022
S
34
$
14.8
NYSE
01/27/2022
S
35
$
14.8
NYSE
01/27/2022
S
38
$
14.83
MEMX
< div style="text-align: center;color: #000000">01/27/2022
S
34
$
14.83
MEMX
01/27/2022
S
68
$
14.83
MEMX
01/27/2022
S
122
$
14.83
MEMX
01/27/2022
S
68
$
14.83
EDGE X
01/27/2022
S
68
$
14.83
MEMX
01/27/2022
S
34
$
14.83
EDGE X
01/27/2022
S
68
$
14.83
EDGE X
01/27/2022
S
68
$
14.83
MEMX
01/27/2022
S
59
$
14.81
OTC
01/27/2022
S
59
$
14.81
NYSE
01/28/2022
S
48
$
14.7
NASDAQ
01/28/2022
S
100
$
14.67
OTC
01/28/2022
S
26
$
14.67
NASDAQ
01/28/2022
S
89
$
14.68
EDGE A
01/28/2022
S
24
$
14.69
OTC
01/28/2022
S
30
$
14.68
OTC
01/28/2022
S
24
$
14.7
EDGE X
01/28/2022
S
262
$
14.7
EDGE A
01/28/2022
S
24
$
14.73
EDGE X
01/28/2022
S
129
$
14.71
OTC INTERNAL
01/28/2022
S
26
$
14.75
EDGE A
01/28/2022
S
31
$
14.71
NYSE
01/28/2022
S
25
$
14.72
NYSE
01/28/2022
S
72
$
14.71
NYSE
01/28/2022
S
31
$
14.71
NYSE
01/28/2022
S
114
$
14.71
PHLX
01/28/2022
S
72
$
14.7
EDGE X
01/28/2022
S
28
$
14.71
NASDAQ
01/28/2022
S
24
$
14.72
EDGE X
01/28/2022
S
26
$
14.71
NYSE
01/28/2022
S
28
$
14.71
NYSE
01/28/2022
S
64
$
14.71
NYSE
01/28/2022
S
8
$
14.71
NYSE
01/28/2022
S
32
$
14.71
NYSE
01/28/2022
S
34
$
14.71
NYSE
01/28/2022
S
72
$
14.71
NYSE
01/28/2022
S
1
$
14.71
NYSE
01/28/2022
S
71
$
14.7
EDGE X
01/28/2022
S
93
$
14.7
OTC
01/28/2022
S
24
$
14.7
EDGE X
01/28/2022
S
43
$
14.7
EDGE X
01/28/2022
S
50
$
14.7
OTC
01/28/2022
S
25
$
14.7
OTC
01/28/2022
S
24
$
14.7
EDGE X
02/01/2022
S
100
$
14.63
OTC
02/01/2022
S
100
$
14.63
OTC INTERNAL
02/01/2022
S
100
$
14.74
NYSE
02/01/2022
S
100
$
14.73
NASDAQ
02/01/2022
S
100
$
14.71
NYSE
02/01/2022
S
100
$
14.76
NASDAQ
02/01/2022
S
100
$
14.76
NASDAQ
02/01/2022
S
100
$
14.88
EDGE X
02/01/2022
S
200
$
14.77
OTC
02/01/2022
S
100
$
14.8
NASDAQ
02/01/2022
S
100
$
14.8
NASDAQ
02/01/2022
S
100
$
14.86
EDGE X
02/01/2022
S
100
$
14.89
EDGE X
02/01/2022
S
200
$
14.8
OTC
02/01/2022
S
100
$
14.75
NYSE
02/01/2022
S
100
$
14.75
NYSE
02/01/2022
S
100
$
14.75
NYSE
02/01/2022
S
100
$
14.715
OTC
02/01/2022
S
100
$
14.715
OTC
02/01/2022
S
100
$
14.715
OTC
02/01/2022
S
100
$
14.71
OTC INTERNAL
02/01/2022
S
100
$
14.72
OTC
02/01/2022
S
100
$
14.71
EDGE A
02/01/2022
S
100
$
14.71
OTC
02/01/2022
S
100
$
14.71
OTC
02/01/2022
S
100
$
14.71
OTC
02/01/2022
S
100
$
14.71
OTC
02/01/2022
S
100
$
14.72
NYSE
02/01/2022
S
100
$
14.73
NYSE
02/01/2022
S
100
$
14.79
EDGE X
02/01/2022
S
100
$
14.79
EDGE X
02/01/2022
S
100
$
14.83
EDGE X
02/01/2022
S
100
$
14.83
EDGE X
02/01/2022
S
100
$
14.85
NASDAQ
02/01/2022
S
100
$
14.85
NASDAQ
02/01/2022
S
100
$
14.745
OTC
02/01/2022
S
100
$
14.745
OTC
02/01/2022
S
100
$
14.75
OTC
02/01/2022
S
100
$
14.75
OTC
02/01/2022
S
100
$
14.74
OTC
02/01/2022
S
100
$
14.75
OTC
02/01/2022
S
100
$
14.755
OTC
02/01/2022
S
100
$
14.755
OTC
02/01/2022
S
200
$
14.75
OTC INTERNAL
02/01/2022
S
100
$
14.755
OTC
02/01/2022
S
100
$
14.76
OTC
02/01/2022
S
100
$
14.76
OTC
02/01/2022
S
100
$
14.755
OTC
02/01/2022
S
100
$
14.75
OTC
02/01/2022
S
125
$
14.75
OTC
04/21/2022
B
2,000
$
12.645
OTC
04/21/2022
S
2,000
$
12.54
OTC
04/25/2022
B
1,000
$
12.6044
OTC
04/25/2022
S
1,000
$
12.53
OTC
04/28/2022
B
4,200
$
12.6014
OTC
05/03/2022
S
556
$
12.57
OTC
05/03/2022
S
400
$
12.57
OTC
05/03/2022
S
217
$
12.57
OTC
05/03/2022
S
400
$
12.57
OTC
05/03/2022
S
500
$
12.57
OTC
05/03/2022
S
6
$
12.57
OTC
05/03/2022
S
905
$
12.57
OTC
05/03/2022
S
385
$
12.57
OTC
05/03/2022
S
201
$
12.57
OTC
05/03/2022
S
500
$
12.57
OTC
05/03/2022
S
119
$
12.57
OTC
05/03/2022
S
11
$
12.57
OTC
11/07/2022
B
500
$
11.034
OTC
11/09/2022
S
100
$
11.05
OTC
11/09/2022
S
200
$
11.05
OTC
11/09/2022
S
100
$
11.05
OTC
11/09/2022
S
100
$
11.05
OTC
12/19/2022
S
1,000
$
11.18
OTC
12/22/2022
S
3,385
$
10.98
OTC
12/22/2022
B
1,000
$
10.945
OTC
12/22/2022
B
100
$
10.98
OTC
12/22/2022
B
100
$
10.98
OTC
12/22/2022
B
49
$
10.98
OTC
12/22/2022
B
101
$
10.98
OTC
12/22/2022
B
600
$
10.98
OTC
12/22/2022
B
100
$
10.98
OTC
12/22/2022
B
300
$
10.98
OTC
12/22/2022
B
100
$
10.98
OTC
12/22/2022
B
985
$
10.98
OTC
12/22/2022
B
100
$
10.98
OTC
12/22/2022
B
100
$
10.98
OTC
12/22/2022
B
300
$
10.98
OTC
12/22/2022
B
100
$
10.98
OTC
12/22/2022
B
50
$
10.98
OTC
12/22/2022
B
300
$
10.98
OTC
02/06/2023
B
408
$
12.24
OTC
02/14/2023
S
408
$
12.02
OTC
02/24/2023
B
800
$
11.1899
OTC
02/24/2023
S
800
$
11.155
OTC
05/03/2023
S
25
$
11.12
OTC
05/18/2023
B
25
$
10.9091
OTC
06/05/2023
B
761
$
11.18
OTC
06/05/2023
S
100
$
11.2
OTC
06/05/2023
S
200
$
11.19
OTC
06/05/2023
S
100
$
11.2
OTC INTERNAL
06/05/2023
S
100
$
11.2
OTC
06/05/2023
S
39
$
11.22
NYSE
06/05/2023
S
100
$
11.21
OTC
06/05/2023
S
122
$
11.2
OTC
09/20/2023
S
1,000
$
10.7
OTC
09/20/2023
B
1,000
$
10.665
OTC
09/22/2023
B
3,470
$
10.51
OTC
09/22/2023
S
100
$
10.42
OTC
09/22/2023
S
60
$
10.42
OTC
09/22/2023
S
1,200
$
10.42
OTC
09/22/2023
S
149
$
10.42
OTC
09/22/2023
S
449
$
10.42
OTC
09/22/2023
S
11
$
10.42
OTC
09/22/2023
S
1,200
$
10.42
OTC
09/22/2023
S
100
$
10.42
OTC
09/22/2023
S
1
$
10.42
OTC
09/22/2023
S
200
$
10.42
OTC