UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
| FCCC, Inc. |
| (Name of Issuer) |
| |
Common Stock,
No Par Value - Stated Value $0.50 |
| (Title of Class of Securities) |
| |
| 30246C104 |
| (CUSIP Number) |
| |
| Martin Cohen, 27 E. 65th St., Apt 11A, New York, N.Y. 10021 (212) 744-8537 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
| |
| May 20, 2008 |
| (Date of Event which Requires Filing of this Statement) |
| |
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box. [ ]
Note: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits. See
Section 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 30246C104
| 1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only). |
| |
|
| |
|
|
The Cohen Profit-Sharing Plan, IRS ID# 06-1128329, Affiliate of Martin Cohen, Director |
| 2. |
|
Check the Appropriate Box if a Member of a Group (See Instructions) |
| |
|
(b) |
|
[X] Reporting person disclaims being a member of a group. |
| 4. |
|
Source of Funds (See Instructions) OO - See Item 3 |
| 5. |
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) |
| |
|
|
|
|
| 6. |
|
Citizenship or Place of Organization State of New York |
2
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
| 7. |
|
Sole Voting Power 244,440 shares* |
| |
| |
| 8. |
|
Shared Voting Power -0- |
| |
| |
| 9. |
|
Sole Dispositive Power 244,440 shares* |
| |
| |
| 10. |
|
Shared Dispositive Power -0- |
| 11. |
|
Aggregate Amount Beneficially Owned by Each Reporting Person 244,440 shares* |
| 12. |
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) |
| 13. |
|
Percent of Class Represented by Amount in Row (11) 15.66% |
| 14. |
|
Type of Reporting Person (See Instructions) CO |
| * |
|
Includes 56,140 shares of Common Stock issued to the Reporting Person upon
the May 20, 2008 exercise of a warrant to purchase common stock of the
Issuer that was assigned to the Reporting Person by Martin Cohen,
affiliate of the Reporting Person. |
| Item 1. |
|
Security and Issuer |
Common Stock, no par value - stated value $0.50 per share.
FCCC, Inc.
200 Connecticut Avenue - 5th Floor
Norwalk, Connecticut 06854
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| Item 2. |
|
Identity and Background |
| |
|
(a) |
|
The Cohen Profit-Sharing Plan, affiliate of Martin Cohen |
| |
|
(b) |
|
27 East 65th Street, Apt 11-A, New York, NY 10021 |
| Item 3. |
|
Source and Amount of Funds or Other Consideration |
In connection with the cashless exercise of a warrant for the purchase of 100,000 shares of common
stock, held by the Reporting Person, 43,860 warrant shares were tendered to the company as consideration
for the warrant exercise, resulting in a net issuance of 56,140 shares of common stock.
| Item 4. |
|
Purpose of Transaction |
The Warrant was initially acquired by Martin Cohen, principal of the Reporting
Person, as an investment and the Reporting Person's exercise was made prior to
the Warrant's June 30, 2008 expiration
| Item 5. |
|
Interest in Securities of the Issuer |
| |
(a) |
|
244,440 shares of Common Stock (which includes 56,140 shares
issued to Reporting Person upon the exercise of a warrant that
was assigned to Reporting Person by Martin Cohen, its principal,
or approximately 15.66% of the outstanding shares of issuer as of
the date hereof. |
| |
(b) |
|
The Reporting Person has sole voting and dispositive power with
respect to the shares reflected as owned by said person. |
| |
(c) |
|
There have been no transactions in the class of securities
reported on that were effected during the past sixty days by the
persons named in response to paragraph (a) above, except for the
Warrant that was assigned to Reporting Person on May 20, 2008 by
Martin Cohen, the Reporting Person's trustee. |
4
| Item 6. |
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
Not applicable.
| Item 7. |
|
Material to be Filed as Exhibits |
| |
7.01 |
|
Letter agreement authorizing transfer of Warrant from Martin Cohen to the Cohen Profit-Sharing Plan. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
| |
|
/s/ Martin Cohen
Martin Cohen
|
Dated: May 30, 2008
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