Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP No. |
30246C104 |
| 1 | NAMES OF REPORTING PERSONS: | ||||
Walter P. Carucci |
|||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
| (a) [ ] | |||||
| (b) [ ] | |||||
| 3 | SEC USE ONLY: | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Walter P. Carucci - U.S. Citizen |
|||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER: | |||
0 |
|||||
| 6 | SHARED VOTING POWER: | ||||
| 0 | |||||
| 7 | SOLE DISPOSITIVE POWER: | ||||
| 0 | |||||
| 8 | SHARED DISPOSITIVE POWER: | ||||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
| 0 | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
| [ ] | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0% |
|||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
| Walter P. Carucci - IN | |||||
Item 1(a)
|
Name of Issuer. | |
| FCCC, Inc. | ||
Item 1(b)
|
Address of Issuer's Principal Executive Offices. | |
| 200 Connecticut Ave., 5th Floor Norwalk, CT 06854 |
||
Item 2(a)
|
Name of Person Filing. | |
| Walter P. Carucci | ||
Item 2(b)
|
Address of Principal Business Office or, if none, Residence. | |
| c/o Carr Securities Corporation 14 Vanderventer Ave., Suite 210 Port Washington, NY 11050 |
||
Item 2(c)
|
Citizenship. | |
| Walter P. Carucci is a U.S. Citizen. | ||
Item 2(d)
|
Title of Class of Securities. | |
| Common Stock, No Par Value | ||
Item 2(e)
|
CUSIP Number. | |
| 30246C104 | ||
| Item 3 | This statement is not filed pursuant to Rules 13d-1(b), 13d-2(b) or 13d-2(c). | ||
| Item 4 | Ownership. | ||
| Walter P. Carucci died on May 11, 2013. At the time of his death, his interest in the shares of Common Stock with respect to which he formerly held voting and dispositive authority terminated. | |||
| (a) | Amount
beneficially owned: 0
|
||
| (b) | Percent of Class: 0% | ||
| (c) | Number of Shares as to which the person has:
(i) Sole power to vote or to direct the vote:
0 (ii) Shared power to vote or to direct the vote:
0 (iii) Sole power to dispose or to direct the disposition of:
0
(iv) Shared power to dispose or to direct the disposition of: 0
|
||