Sec Form 13G Filing - SUN HUNG KAI & CO LTD filing for FinVolution Group (FINV) - 2023-02-07

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1  )*

FinVolution Group

(Name of Issuer)

Class A ordinary shares, $0.00001 par value per share

(Title of Class of Securities)

 

31810T101

(CUSIP Number)

 

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[     ]  Rule 13d-1(b)

[ X ]  Rule 13d-1(c)

[     ]  Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 31810T101 Schedule 13G Page 1 of 8

1 Names of Reporting Persons

Sun Hung Kai & Co. Limited
 
2 Check the Appropriate Box if a Member of a Group   (a) [  ]
(b) [  ]
3 SEC Use Only

 
4 Citizenship or Place of Organization

Hong Kong
 
Number of Shares
Beneficially Owned
by Each Reporting
Person With
5 Sole Voting Power

 0
 
6 Shared Voting Power

 10,142,159
 
7 Sole Dispositive Power

 0
 
8 Shared Dispositive Power
 
 10,142,159
 
9 Aggregate Amount Beneficially Owned by Each Reporting Person

 10,142,159
 
10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 Not Applicable
 
11 Percent of Class Represented by Amount in Row 9

 5.98%
 
12 Type of Reporting Person

 CO
 
         


CUSIP No. 31810T101 Schedule 13G Page 2 of 8

1 Names of Reporting Persons

Shipshape Investments Limited
 
2 Check the Appropriate Box if a Member of a Group   (a) [  ]
(b) [  ]
3 SEC Use Only

 
4 Citizenship or Place of Organization

British Virgin Islands
 
Number of Shares
Beneficially Owned
by Each Reporting
Person With
5 Sole Voting Power

 0
 
6 Shared Voting Power

 10,142,159
 
7 Sole Dispositive Power

 0
 
8 Shared Dispositive Power
 
 10,142,159
 
9 Aggregate Amount Beneficially Owned by Each Reporting Person

 10,142,159
 
10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 Not Applicable
 
11 Percent of Class Represented by Amount in Row 9

 5.98%
 
12 Type of Reporting Person

 CO
 
         


CUSIP No. 31810T101 Schedule 13G Page 3 of 8

1 Names of Reporting Persons

Sun Hung Kai Strategic Capital Limited
 
2 Check the Appropriate Box if a Member of a Group   (a) [  ]
(b) [  ]
3 SEC Use Only

 
4 Citizenship or Place of Organization

Hong Kong
 
Number of Shares
Beneficially Owned
by Each Reporting
Person With
5 Sole Voting Power

 0
 
6 Shared Voting Power

 10,142,159
 
7 Sole Dispositive Power

 0
 
8 Shared Dispositive Power
 
 10,142,159
 
9 Aggregate Amount Beneficially Owned by Each Reporting Person

 10,142,159
 
10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 Not Applicable
 
11 Percent of Class Represented by Amount in Row 9

 5.98%
 
12 Type of Reporting Person

 CO
 
         


CUSIP No. 31810T101 Schedule 13G Page 4 of 8


ITEM 1.  (a) Name of Issuer:

FinVolution Group (the "Issuer")

(b) Address of Issuer's Principal Executive Offices:

Building G1, No. 999 Dangui Road, Pudong New District, Shanghai 201203, People's Republic of China

ITEM 2.  (a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a "Reporting Person" and collectively as the "Reporting Persons." This statement is filed on behalf of:

Sun Hung Kai & Co. Limited
 Shipshape Investments Limited
 Sun Hung Kai Strategic Capital Limited

(b) Address or Principal Business Office:

The address of each of the Reporting Persons is 42/F Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong.

(c ) Citizenship of each Reporting Person is:

Shipshape Investments Limited is organized under the laws of the British Virgin Islands. Each of the other Reporting Persons is organized under the laws of Hong Kong.

(d) Title of Class of Securities:

American Depositary Shares ("ADSs") of Class A ordinary shares of the Issuer, par value $0.00001 per share ("Shares").

(e) CUSIP Number:

31810T101

This CUSIP Number applies to the ADRs, which are quoted on the New York Stock Exchange under the symbol "FINV". Each ADS represents five (5) Shares.

ITEM 3. 

 Not applicable.


CUSIP No. 31810T101 Schedule 13G Page 5 of 8

ITEM 4. Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of ADRs as of December 31, 2022, based upon 169,363,649 ADRs outstanding as of the same day.

Reporting
Person
  Amount
beneficially
owned
    Percent
of class:
    Sole
power
to vote
or to
direct
the
vote:
    Shared power to
vote or to direct the
vote:
    Sole power
to dispose
or to direct
the
disposition

of:
    Shared
power to
dispose or
to direct
the
disposition
of:
 
Sun Hung Kai & Co. Limited   10,142,159     5.98%     0     10,142,159     0     10,142,159  
Shipshape Investments Limited   10,142,159     5.98%     0     10,142,159     0     10,142,159  
Sun Hung Kai Strategic Capital Limited   10,142,159     5.98%     0     10,142,159     0     10,142,159  

Sun Hung Kai Strategic Capital Limited is the record holder of the securities reported herein. Sun Hung Kai & Co. Limited, a publicly traded company listed on the Stock Exchange of Hong Kong, is the sole shareholder of Shipshape Investments Limited, which is the sole shareholder of Sun Hung Kai Strategic Capital Limited. As a result of these relationships, each of the Reporting Persons may be deemed to share beneficial ownership of the securities reported herein.

ITEM 5. Ownership of Five Percent or Less of a Class.

 Not applicable.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.

 Not applicable.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 Not applicable.

ITEM 8. Identification and Classification of Members of the Group.

 Not applicable.


CUSIP No. 31810T101 Schedule 13G Page 6 of 8

ITEM 9. Notice of Dissolution of Group.

 Not applicable.

ITEM 10.  Certification.

Not applicable.


CUSIP No. 31810T101 Schedule 13G Page 7 of 8

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 7, 2023

Sun Hung Kai & Co. Limited

/s/ Lee Sze Wai                                                                      

By: Lee Sze Wai
Title: Company Secretary

Shipshape Investments Limited

/s/ Lee Sze Wai                                                                      

By: Lee Sze Wai
Title: Company Secretary

Sun Hung Kai Strategic Capital Limited

/s/ Lee Sze Wai                                                                      

By: Lee Sze Wai
Title: Company Secretary


CUSIP No. 31810T101 Schedule 13G Page 8 of 8

LIST OF EXHIBITS

Exhibit No.

Description

99

Joint Filing Agreement.