Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under the
Securities Exchange Act of 1934
(Amendment
No. 2)*
|
Pro-Dex,
Inc
|
||
|
(Name
of Issuer)
|
||
|
Common
Stock
|
||
|
(Title
of Class of Securities)
|
||
|
74265M106
|
||
|
(CUSIP
Number)
|
||
|
February
16, 2010
|
||
|
(Date
of Event which Requires Filing of this Statement)
|
Check the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
|
o Rule
13d-1(b)
|
|
|
o Rule
13d-1(c)
|
|
|
x Rule
13d-1(d)
|
*The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
Persons
who respond to the collection of information contained
in this
form are not required to respond unless the form
displays
a currently valid OMB control number.
Page 1 of
5 Pages
|
CUSIP
No. 74265M106
|
13G
|
Page
2 of 5 Pages
|
|
1.
|
NAME
OF REPORTING PERSONS
|
|
| Ronald G. Coss | ||
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(see
instructions)
|
(a) ¨
(b)
x
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
U.S.
Citizen
|
|
NUMBER
OF
|
5.
|
SOLE
VOTING POWER
|
|
SHARES
|
903,879
|
|
|
BENEFICIALLY
|
6.
|
SHARED
VOTING POWER
|
|
OWNED
BY
|
0 | |
|
EACH
|
7.
|
SOLE
DISPOSITIVE POWER
|
|
REPORTING
|
903,879
|
|
|
PERSON
|
8.
|
SHARED
DISPOSITIVE POWER
|
|
WITH
|
0 | |
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
|
|
|
903,879
|
||
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
(see
instructions)
|
¨
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
| 9.3% | ||
|
12.
|
TYPE
OF REPORTING PERSON* (see instructions)
|
|
| IN | ||
|
CUSIP
No. 74265M106
|
13G
|
Page
3 of 5 Pages
|
|
Item
1(a).
|
Name
of Issuer:
|
|
Pro
Dex Inc
|
|
|
Item
1(b).
|
Address
of Issuer’s Principal Executive Offices:
|
|
The
principal executive offices of the Company are located at 2361 McGaw
Avenue, Irvine, CA 92614.
|
|
|
Item
2(a).
|
Name
of Person Filing:
|
|
Ronald
G. Coss
|
|
|
Item
2(b).
|
Address
of Principal Business Office, or if None, Residence:
|
|
The
business address for Mr. Coss is 3 Overlook Drive, Newport Coast, CA
92657
|
|
|
Item
2(c).
|
Citizenship:
|
|
United
States of America
|
|
|
Item
2(d).
|
Title
of Class of Securities:
|
|
Common
Stock
|
|
|
Item
2(e).
|
CUSIP
Number:
|
|
74265M106
|
|
Item
3.
|
If
this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
|
|||
|
Not
Applicable (this Schedule is being filed pursuant to Rule
13d-1(d))
|
||||
|
(a)
|
o
|
Broker
or dealer registered under Section 15 of the Act (15 U.S.C.
78o).
|
||
|
(b)
|
o
|
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
|
||
|
(c)
|
o
|
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
|
||
|
(d)
|
o
|
Investment
company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C 80a-8).
|
||
|
(e)
|
o
|
An
investment adviser in accordance with Section 240.13d-1(b)(1)
(ii)(E);
|
||
|
(f)
|
o
|
An
employee benefit plan or endowment fund in accordance with Section
240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
o
|
A
parent holding company or control person in accordance with Section
240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
o
|
A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
o
|
A
church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
|
||
|
(j)
|
o
|
Group,
in accordance with Section
240.13d-1(b)(1)(ii)(J).
|
||
|
CUSIP
No. 74265M106
|
13G
|
Page
4 of 5 Pages
|
|
Item
4.
|
Ownership.
|
Provide
the following information regarding the aggregate number and percentage of the
class of securities of the issuer identified in Item 1.
|
(a)
|
Amount
beneficially owned: 903,879 shares
|
||
|
(b)
|
Percent
of class: 9.3%
|
||
|
(c)
|
Number
of shares as to which such person has:
|
||
|
(i)
|
Sole
power to vote or to direct the vote: 903,879
|
||
|
(ii)
|
Shared
power to vote or to direct the vote: 0
|
||
|
(iii)
|
Sole
power to dispose or to direct the disposition of:
903,897
|
||
|
(iv)
|
Shared
power to dispose or to direct the disposition of:
0
|
||
|
Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
If
this statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities check the following o.
|
Item
6.
|
Ownership
of More Than Five Percent on Behalf of Another Person.
|
|
Not
Applicable
|
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person.
|
|
Not
Applicable
|
|
Item
8.
|
Identification
and Classification of Members of the Group.
|
|
Not
Applicable
|
|
Item
9.
|
Notice
of Dissolution of Group.
|
|
Not
Applicable
|
|
Item
10.
|
Certifications.
|
|
Not
Applicable.
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
|
February
8, 2010
|
|
|
(Date)
|
|
|
/s/
Ronald G. Coss
|
|
|
(Signature)
|
|
|
Ronald
G. Coss
|
|
|
(Name/Title)
|
Note.
Schedules filed in paper format shall include a signed original and five copies
of the schedule, including all exhibits. See Rule 13d-7 for other parties for
whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute federal criminal
violations (see 18 U.S.C. 1001).