Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)
HG Holdings Inc.
(Name of Issuer)
Common Stock , Par Value $.02 Per Share
(Title of Class of Securities)
42834P 108
(CUSIP Number)
David W. Robertson
McGuireWoods LLP
Gateway Plaza
800 East Canal Street
Richmond, Virginia 23219
(804) 775-1031
(Name, Address and Telephone Number of Persons Authorized
to Receive Notices and Communications)
March 7, 2018
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 854305208
Schedule 13D
|
1) |
Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) |
| Glenn Prillaman |
|
2) |
Check the Appropriate Row if a Member of a Group (See Instructions) |
| (a) | |
| (b) |
| 3) | SEC Use Only |
|
4) |
Source of Funds (See Instructions) |
| OO |
|
5) |
Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |
| 6) | Citizenship or Place of Organization | United States | ||
| Number of | 7) | Sole Voting Power | 783,597 | |
| Shares Bene- | ||||
| ficially | 8) | Shared Voting Power | 0 | |
| Owned by | ||||
| Each | 9) | Sole Dispositive Power | 783,597 | |
| Reporting | ||||
| Person With | 10) | Shared Dispositive Power | 0 |
|
11) |
Aggregate Amount Beneficially Owned by Each Reporting Person |
| 783,597 |
|
12) |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
|
13) |
Percent of Class Represented by Amount in Row (11) |
| 5.3% | |
| 14) | Type of Reporting Person (See Instructions) |
| IN |
SCHEDULE 13D
|
1. |
Amendment No. 4 amends and supplements the Schedule 13D initially filed with the Securities and Exchange Commission (the “SEC”) on February 20, 2015 and amended by Amendment No. 1 thereto on March 2, 2016 and Amendment No. 2 thereto on July 19, 2017 and Amendment No. 3 thereto on December 13, 2017 by Glenn Prillaman with respect to shares of common stock, $.02 par value (the “Common Stock”), of HG Holdings Inc. (the “Company”). The purpose for the filing of Amendment No. 4 is to update the reported beneficial ownership of the Common Stock by Mr. Prillaman. |
|
2. |
Interest in Securities of HG Holdings Inc. |
|
The undersigned is beneficial owner of 783,597 (or 5.3% of the outstanding) shares of Common Stock. The undersigned has the sole power to vote or to direct the vote of the shares beneficially owned by him and the sole power to dispose or to direct the disposition of the shares beneficially owned by him.
The undersigned has had no transactions in the class of securities beneficially owned by him within the 60 days preceding the filing of this report, except for the expiration on March 7, 2018 of options to acquire 547,698 shares of Common Stock granted under certain incentive compensation plans of the Company. |
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
|
Dated: March 28, 2018 |
/s/Glenn Prillaman |
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| Glenn Prillaman | |||
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