Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
CALIFORNIA FIRST NATIONAL BANCORP
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
130222102
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing
of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. |
130222102 |
| 1 | NAMES OF REPORTING PERSONS Glen T. Tsuma | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS) | ||||
| (a) o | |||||
| (b) o | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| USA | |||||
| 5 | SOLE VOTING POWER | ||||
| NUMBER OF | 1,344,422 | ||||
| SHARES | 6 | SHARED VOTING POWER | |||
| BENEFICIALLY | |||||
| OWNED BY | 0 | ||||
| EACH | 7 | SOLE DISPOSITIVE POWER | |||
| REPORTING | |||||
| PERSON | 1,344,422 | ||||
| WITH: | 8 | SHARED DISPOSITIVE POWER | |||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 1,344,422 | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 13.2% (1) | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| IN | |||||
(1) Based upon 10,159,195 shares California First National Bancorp common stock outstanding at December 31, 2008 as reported on the Issuer's Quarterly Report on Form 10-Q for the period ending December 31, 2008 as filed with the SEC on February 13, 2009.
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| Item 1(a) |
Name of
Issuer. |
California First National Bancorp
| Item 1(b) |
Address of Issuer's Principal
Executive Offices. |
18201 Von Karman Avenue, Suite 800
Irvine, California 92612
Irvine, California 92612
| Item 2(a) |
Name of Person
Filing. |
Glen T. Tsuma
| Item 2(b) |
Address of Principal Business Office,
or, if none, Residence. |
Same as Item 1 (b)
| Item 2(c) |
Citizenship or Place of
Organization. |
See Row 4 of Cover Page
| Item 2(d) |
Title of Class of
Securities. |
Common Stock, $.01 par value
| Item 2(e) |
CUSIP
Number. |
130222102
| Item 3 |
Reporting
Person. |
Not applicable.
| Item 4 |
Ownership. |
| (a) |
Amount beneficially owned: See Row 9 of cover page |
||
| (b) |
Percent of class: See Row 11 of cover page |
||
| (c) |
Number of shares as to which the person has: |
||
(i) |
Sole power to vote or to direct the vote: See Row 5 of cover page | ||
(ii) |
Shared power to vote or to direct the vote: See Row 6 of cover page | ||
(iii) |
Sole power to dispose or to direct the disposition of: See Row 7 of cover page | ||
(iv) |
Shared power to dispose or to direct the dispostion of: See Row 8 of cover page | ||
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| Item 5 |
Ownership of Five Percent or Less of a
Class. |
Not applicable.
| Item 6 |
Ownership of More Than Five Percent on
Behalf of Another Person. |
Not applicable.
| Item 7 |
Identification and Classification of
the Subsidiary which Acquired the Security Being Reported On by the Parent
Holding Company. |
Not applicable.
| Item 8 |
Identification and Classification of
Members of the Group. |
Not applicable.
| Item 9 |
Notice of Dissolution of
Group. |
Not applicable.
| Item 10 |
Certification. |
Not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 13, 2009
| By: | /s/ Glen T. Tsuma | |||
| Name: | Glen T. Tsuma, COO | |||
The original statement shall be signed by each person on whose behalf the statements is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties for whom copies are to be sent.
Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
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