Sec Form 13D Filing - NORWOOD VENTURE CORP filing for SONO-TEK CORP (SOTK) - 2015-09-21

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

Sono-Tek Corporation
(Name of Issuer)

 

 

Common Stock, $0.01 par value
(Title of Class of Securities)

 

 

835483108
(CUSIP Number)

 

 

Mark R Littell, President

Norwood Venture Corp.

174 Dezenzo Lane

West Orange, NJ 07052

917-748-5734

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

September 11, 2015
(Date of Event Which Requires Filing of this Statement)

 

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ]

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. _835483108___________

 

1.   Names of Reporting Persons:    
IRS Identification Nos. of above persons (entities only)    
Norwood Venture Corp.  13-3040931    
     
2.   Check the Appropriate Box If a Member of a Group a. [ ]  
  b. [ ]  
     
3.   SEC Use Only    
     
     
4.      Source of Funds:    
 NA.  Disposition of securities.    
     
5.   Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ]  
     
     
6.   Citizenship or Place of Organization:      
Delaware corporation.    
     
Number of Shares Beneficially Owned by Each Reporting Person With    
     
  7.   Sole Voting Power  
  NA.  Disposition of securities.  
  8.   Shared Voting Power  
     
  9.   Sole Dispositive Power  
  NA.  Disposition of securities.  
  10.  Shared Dispositive Power  
     
11.  Aggregate Amount Beneficially Owned by Each Reporting Person  
NA.  Disposition of securities.  
   
12.  Check if the Aggregate Amount in Row 11 Excludes Certain Shares [ ]
   
   
13.    Percent of Class Represented by Amount in Row 11    
NA.  Disposition of securities.  
   
14.  Type of Reporting Person    
Delaware corporation.  
   
         

 

 

Item 1. Security and Issuer

This Schedule 13D relates to the common stock, $0.01 par value, of Sono-Tek Corporation, whose principal offices are located at 2012 Route 9W, Milton, NY, 12547.

 

 

Item 2. Identity and Background

This Schedule 13D is being filed by Norwood Venture Corp., 174 Dezenzo Lane, West Orange, NJ 07052.

 

(a)  
   
(b)  
   
(c)  
   
(d)  
   
(e)  
   
(f)  

 

Item 3. Source and Amount of Funds or Other Consideration

NA. Disposition of securities.

 

 

Item 4. Purpose of Transaction

This Schedule 13D relates to the transfer of all of Norwood Venture Corp.'s 1,084,672 shares of Sono-Tek Corporation common stock to Dezenzo Associates, LLC as partial consideration for the termination of a financing that Dezenzo Associates, LLC had provided to Norwood Venture Corp..

 

 

Item 5. Interest in Securities of the Issuer

 

(a) NA.  Disposition of securities.
   
(b)  
   
(c)  
   
(d)  
   
(e) Not applicable

 

Item 6. Contract, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

NA. Disposition of securities.

 

 

Item 7.  Materials to Be Filed as Exhibits

None.

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: 09/18/15  

 

By:

Norwood Venture Corp.

/s/Mark R. Littell

         
      Name: Mark R. Littell
         
      Title: President

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C, 1001)