Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #4
Under the Securities and Exchange Act of 1934
TiVo Corp
(Name of Issuer)
Common Stock
(Title of Class of Securities)
88870P106
(CUSIP Number)
March 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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CUSIP NO. 88870P106 |
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1) |
Name of Reporting Person |
Ameriprise Financial, Inc. |
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S.S. or I.R.S. Identification |
IRS No. 13-3180631 |
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No. of Above Person |
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2) |
Check the Appropriate Box |
(a) |
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if a Member of a Group |
(b) X* |
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*This filing describes the reporting person's relationship with other persons, but the reporting person does not affirm the existence of a group.
3)SEC Use Only
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4) |
Citizenship or Place of Organization |
Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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WITH |
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5) |
Sole Voting Power |
0 |
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6) |
Shared Voting Power |
12,699,793 |
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7) |
Sole Dispositive Power |
0 |
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8) |
Shared Dispositive Power |
13,039,396 |
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9) |
Aggregate Amount Beneficially |
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Owned by Each Reporting Person |
13,039,396 |
10)Check if the Aggregate Amount in
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Row (9) Excludes Certain Shares |
Not Applicable |
11)Percent of Class Represented by
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Amount In Row (9) |
10.23% |
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12) Type of Reporting Person |
HC |
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CUSIP NO. 88870P106 |
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1) |
Name of Reporting Person |
Columbia Management |
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Investment Advisers, LLC |
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S.S. or I.R.S. Identification |
IRS No. 41-1533211 |
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No. of Above Person |
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2) |
Check the Appropriate Box |
(a) |
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if a Member of a Group |
(b) X* |
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*This filing describes the reporting person's relationship with other persons, but the reporting person does not affirm the existence of a group.
3)SEC Use Only
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4) |
Citizenship or Place of Organization |
Minnesota |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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WITH |
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5) |
Sole Voting Power |
0 |
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6) |
Shared Voting Power |
12,699,793 |
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7) |
Sole Dispositive Power |
0 |
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8) |
Shared Dispositive Power |
13,023,193 |
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9) |
Aggregate Amount Beneficially |
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Owned by Each Reporting Person |
13,023,193 |
10)Check if the Aggregate Amount in
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Row (9) Excludes Certain Shares |
Not Applicable |
11)Percent of Class Represented by
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Amount In Row (9) |
10.21% |
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12) Type of Reporting Person |
IA |
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CUSIP NO. 88870P106 |
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1) |
Name of Reporting Person |
Columbia Seligman |
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Communications & Information |
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Fund |
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S.S. or I.R.S. Identification |
IRS No. 13-3154449 |
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No. of Above Person |
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2) |
Check the Appropriate Box |
(a) |
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if a Member of a Group |
(b) X* |
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*This filing describes the reporting person's relationship with other persons, but the reporting person does not affirm the existence of a group.
3)SEC Use Only
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4) |
Citizenship or Place of Organization |
Massachusetts |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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WITH |
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5) |
Sole Voting Power |
7,967,400 |
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6) |
Shared Voting Power |
0 |
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7) |
Sole Dispositive Power |
0 |
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8) |
Shared Dispositive Power |
7,967,400 |
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9) |
Aggregate Amount Beneficially |
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Owned by Each Reporting Person |
7,967,400 |
10)Check if the Aggregate Amount in
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Row (9) Excludes Certain Shares |
Not Applicable |
11)Percent of Class Represented by
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Amount In Row (9) |
6.25% |
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12) Type of Reporting Person |
IV |
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1(a) |
Name of Issuer: |
TiVo Corp |
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1(b) |
Address of Issuer's Principal |
2160 Gold Street |
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Executive Offices: |
San Jose, California 95002 |
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2(a) |
Name of Person Filing: |
(a) Ameriprise Financial, Inc. ("AFI") |
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(b) Columbia Management Investment |
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Advisers, LLC ("CMIA") |
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(c) Columbia Seligman Communications |
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& Information Fund("Fund") |
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2(b) |
Address of Principal Business Office: |
(a) Ameriprise Financial, Inc. |
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145 Ameriprise Financial Center |
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Minneapolis, MN 55474 |
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(b) 225 Franklin St. |
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Boston, MA 02110 |
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(c) 225 Franklin St. |
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Boston, MA 02110 |
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2(c) |
Citizenship: |
(a) Delaware |
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(b) Minnesota |
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(c) Massachusetts |
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2(d) |
Title of Class of Securities: |
Common Stock |
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2(e) |
Cusip Number: |
88870P106 |
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3 |
Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): |
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(a) Ameriprise Financial, Inc. |
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A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
(b) Columbia Management Investment Advisers, LLC
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(c)Columbia Seligman Communications & Information Fund An investment company in accordance with Rule 13d-1(b)(1)(ii)(D).
4Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
CMIA and AFI do not directly own any shares of Common Stock of the issuer. As the investment adviser to the Fund and various other unregistered and registered investment companies and other managed accounts, CMIA may be deemed to beneficially own the shares reported herein by the Fund. Accordingly, the shares
reported herein by CMIA include those shares separately reported herein by the Fund.
As the parent holding company of CMIA, AFI may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.
Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.
5Ownership of 5% or Less of a Class: Not Applicable
6Ownership of more than 5% on Behalf of Another Person:
To the knowledge of AFI, CMIA and the Fund, no other persons besides AFI, CMIA and the Fund and those persons for whose shares of common stock CMIA and AFI report beneficial ownership have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of the securities of the issuer reported herein. As of March 31, 2020, only the Fund owned more than 5% of the class of securities reported herein.
Any remaining shares reported herein by CMIA are held by various other funds or accounts managed by CMIA which each have the right to receive any dividends paid by the issuer and could terminate their respective investment advisory relationship with CMIA and then subsequently direct the use of proceeds from the sale of the common stock owned by such fund or account. To CMIA's knowledge, none of these other funds or accounts own more than 5% of the outstanding shares of the issuer as March 31, 2020.
7Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
AFI: See Exhibit I
8Identification and Classification of Members of the Group: Not Applicable
9Notice of Dissolution of Group:
Not Applicable
10Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 10, 2020
Ameriprise Financial, Inc.
By: /s/ Paul Goucher
Name: Paul Goucher
Title: Senior Vice President and Assistant
General Counsel
Columbia Management Investment
Advisers, LLC
By: /s/ Paul Goucher
Name: Paul Goucher
Title: Senior Vice President and Assistant
Secretary
Columbia Seligman Communications &
Information Fund
By: /s/ Paul Goucher
Name: Paul Goucher
Title: Senior Vice President and Assistant
Secretary
Contact Information
Mark D. Braley
Vice President
Head of Reporting and Data Management|
Global Operations and Investor Services
Telephone: (617) 747-0663
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Exhibit Index |
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Exhibit I |
Identification and Classification of the Subsidiary which Acquired the |
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Security Being Reported on by the Parent Holding Company. |
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Exhibit II |
Joint Filing Agreement |