Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C- 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 11)
URANIUM RESOURCES, INC.
-----------------------
(Name of Issuer)
COMMON STOCK
------------
(Title of Class of Securities)
916901309
---------
(CUSIP Number)
DECEMBER 31, 2006
-----------------
(Date of Event Which Requires
Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed: Rule 13d-1(b)
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form, with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
- -------------------------- ------------------------
CUSIP NO. 916 901 309 13G/A PAGE 2 OF 5 PAGES
- -------------------------- ------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rudolf J. Mueller
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF SHARES 2,317,030 shares (4.5%)
BENEFICIALLY --------------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
PERSON WITH 9,000 shares (0.02%) (see Item 4)
--------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
2,317,030 shares (4.5%) (see Item 4)
--------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
431,650 shares (0.8%) (see Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,736,680 shares (5.3%) (see Item 4)
- --------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[_]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3% (see Item 4)
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
BD, IN (see Item 3)
- --------------------------------------------------------------------------------
- -------------------------- ------------------------
CUSIP NO. 916 901 309 13G/A PAGE 3 OF 5 PAGES
- -------------------------- ------------------------
ITEM 1.
(a) Name of Issuer: Uranium Resources Inc. (the "Company")
(b) Address of Issuer's Principal Executive Offices:
650 South Edmonds Lane
Suite 108
Lewisville, Texas 75067
ITEM 2.
(a) Name of Person Filing: Rudolf J. Mueller
(b) Address of Principal Business Office:
The Winchester Group, Inc.
153 East 53rd Street
Suite 5101
New York, New York 10022
(c) Citizenship: United States of America
(d) Title of Class of Securities: common stock (the "Common Stock")
(e) CUSIP Number: 916 901 309
ITEM 3.
This statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), and the
Person filing is:
a registered representative with discretionary authority over certain
accounts, including the accounts for which the common stock of the
Company was acquired, and an officer, director and a shareholder of The
Winchester Group, Inc., a registered broker-dealer.
ITEM 4. OWNERSHIP
(a) Amount beneficially owned: 2,736,680 shares(1)
(b) Percent of class: 5.3%
(c) Number of Shares to which the person has:
(i) sole power to vote or to direct the vote:
2,317,030 shares (4.5%)
(ii) shared power to vote or to direct the vote:
9,000 shares (0.02%) (2)
- -------------------------- ------------------------
CUSIP NO. 916 901 309 13G/A PAGE 4 OF 5 PAGES
- -------------------------- ------------------------
(iii) sole power to dispose or to direct the disposition of:
2,317,030 shares (4.5%)
(iv) shared power to dispose or to direct the disposition of:
431,650 shares (0.8%) (3)
- ----------
(1) Mr. Mueller is a principal of The Winchester Group, Inc. ("WGI"), a
registered broker-dealer. Such amount includes: (i) an aggregate of
425,650 shares owned by WGI's clients, inclusive of 5,000 shares
owned by Mr. Mueller's wife, Gisela Mueller, over which Mr. Mueller
has discretionary authority to dispose of such shares; and (ii) 5,000
shares owned by Mr. Mueller and Ellenor Mueller as joint custodians
for their son, Marc Mueller. Except for shares of common stock owned
by Mr. Mueller's wife, Mr. Mueller has no pecuniary interest in the
shares identified in (i) and (ii) of this note (1) and, thus, Mr.
Mueller disclaims beneficial ownership of such shares.
(2) Such amount includes: (i) 5,000 shares owned by Mr. Mueller and
Ellenor Mueller as joint custodians for their son, Marc Mueller; and
(ii) 4,000 shares owned jointly with Mr. Mueller's wife, Gisela
Mueller.
(3) Such amount includes: (i) an aggregate of 425,650 shares owned by
WGI's clients, inclusive of 5,000 shares owned by Mr. Mueller's wife,
Gisela Mueller; (ii) 5,000 shares owned by Mr. Mueller and Ellenor
Mueller as joint custodians for their son Marc Mueller; and (iii)
4,000 shares owned jointly with Gisela Mueller.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following
[__].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
The Reporting Person has no knowledge if any one person, other than
the Reporting Person, that has more than five percent interest in the Company's
common stock.
- -------------------------- ------------------------
CUSIP NO. 916 901 309 13G/A PAGE 5 OF 5 PAGES
- -------------------------- ------------------------
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
By signing below I certify that, to the best of my knowledge and belief
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date JANUARY 19, 2007
--------------------------------
/s/ RUDOLF J. MUELLER
------------------------------
Rudolf J. Mueller