Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE
13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2
(Amendment
No. 7)*
ZIX
CORPORATION
(Name of
Issuer)
Common
Stock, par value $.01 per share
(Title
of Class of Securities)
98974P100
(CUSIP
Number)
December
31, 2008
(Date of
Event Which Requires Filing of this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed.
|
|
¨
|
Rule
13d-1(b)
|
|
x
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Rule
13d-1(c)
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¨ Rule
13d-1(d)
* The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 98974P100
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13G
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Page 2 of 6
Pages
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|
1.
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NAME
OF REPORTING PERSONS
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George W.
Haywood
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP
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(SEE INSTRUCTIONS)
(a) ¨
(b) ¨
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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U.S.A
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NUMBER
OF
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5.
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SOLE
VOTING POWER
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2,797,000
(1)
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SHARES
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|||
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BENEFICIALLY
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6.
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SHARED
VOTING POWER
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0
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OWNED
BY
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|||
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EACH
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7.
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SOLE
DISPOSITIVE POWER
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2,797,000
(1)
|
|
REPORTING
|
|||
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PERSON
WITH
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8.
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SHARED
DISPOSITIVE POWER
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0
|
|
9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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2,797,000
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10.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES(SEE
INSTRUCTIONS)
|
o
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW
9
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4.4%
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12.
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TYPE
OF REPORTING PERSON (SEE
INSTRUCTIONS)
|
IN
|
(1)
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Includes
33,000 shares owned by Mr. Haywood’s children and 264,000 shares
underlying warrants.
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2
Item
1(a). Name of Issuer:
Zix
Corporation
Item
1(b). Address of Issuer's Principal Executive
Offices:
2711
North Haskell Avenue, Suite 2200, LB 36, Dallas, Texas
75204-2960
Item
2(a). Name of Person Filing:
George W. Haywood
Item
2(b). Address of Principal Business Office or, if none,
Residence:
c/o Moomjian, Waite, Wactlar &
Coleman, LLP, 100 Jericho Quadrangle, Suite 225, Jericho, New
York 11753
Item
2(c). Citizenship:
U.S.A.
Item
2(d). Title of Class of Securities:
Common
Stock, par value $.01 per share
Item
2(e). CUSIP Number
98974P100
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Item
3.
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If
this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c),
check whether the person filing is
a:
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|
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(a)
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¨
Broker or dealer registered under Section 15 of the
Act.
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(b)
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¨
Bank as defined in Section 3(a)(6) of the
Act.
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(c)
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¨
Insurance company as defined in Section 3(a)(19) of the
Act.
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(d)
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¨
Investment company registered under Section 8 of the Investment Company
Act of 1940.
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(e)
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¨
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E).
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(f)
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¨
An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F).
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(g)
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¨
A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G).
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3
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(h)
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¨
A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act.
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(i)
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¨
A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company
Act.
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(j)
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¨
A non-U.S. institution in accordance with Rule
13d-1(b)(1)(ii)(J).
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(k)
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¨
Group, in accordance with Rule
13d-1(b)(1)(ii)(K).
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Item
4.
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Ownership.
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(a)
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Amount
Beneficially Owned:
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2,797,000
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(b)
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Percent
of Class:
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4.4%
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(c)
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Number
of shares as to which such person has:
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||
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(i)
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sole
power to vote or to direct the vote:
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2,797,000
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(ii)
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shared
power to vote or to direct vote:
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0
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(iii)
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sole
power to dispose or to direct the disposition of:
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2,797,000
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(iv)
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shared
power to dispose or to direct the disposition of:
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0
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Item
5.
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Ownership
of Five Percent or Less of a Class.
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If this
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than 5 percent of
the class of securities, check the following x.
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Item
6.
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Ownership
of More than Five Percent on Behalf of Another
Person.
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Included
as shares for which there exist sole voting and dispositive power are (a) 33,000
shares owned by Mr. Haywood’s minor children, which children have the right to
receipt of dividends from, and proceeds from the sale of, such shares and (b)
264,000 shares underlying warrants.
4
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Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported On By the Parent Holding Company or Control
Person.
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Not applicable.
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Item
8.
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Identification
and Classification of Members of the
Group.
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Not applicable.
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Item
9.
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Notice
of Dissolution of Group.
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Not applicable.
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Item
10.
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Certifications.
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By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
5
SIGNATURE
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
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February 11, 2009
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(Date)
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/s/ George W. Haywood
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(Signature)
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George W. Haywood
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(Name
and Title)
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6