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Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 28)*
(Amendment No. 28)*
AutoZone, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
053332102
(CUSIP Number)
John G. Finley, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017
(212) 455-2000
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017
(212) 455-2000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
July 16, 2009
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this schedule
because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g),
check the following box. o
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See §240.13d-7 for other parties to
whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to
be filed for the purpose of Section 18 of the Securities Exchange Act of 1934
(Act) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
Table of Contents
CUSIP No. |
053332102 |
Page | 2 |
of | 16 |
1 | NAME OF REPORTING PERSON ESL Partners, L.P. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 12,735,004 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 12,735,004 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
PN |
Table of Contents
CUSIP No. |
053332102 |
Page | 3 |
of | 16 |
1 | NAME OF REPORTING PERSON ESL Institutional Partners, L.P. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 67,410 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 67,410 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
PN |
Table of Contents
CUSIP No. |
053332102 |
Page | 4 |
of | 16 |
1 | NAME OF REPORTING PERSON ESL Investors, L.L.C. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 2,820,940 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 2,820,940 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
OO |
Table of Contents
CUSIP No. |
053332102 |
Page | 5 |
of | 16 |
1 | NAME OF REPORTING PERSON Acres Partners, L.P. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 3,182,851 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 3,182,851 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
PN |
Table of Contents
CUSIP No. |
053332102 |
Page | 6 |
of | 16 |
1 | NAME OF REPORTING PERSON RBS Investment Management, L.L.C. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 67,410 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 67,410 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
OO |
Table of Contents
CUSIP No. |
053332102 |
Page | 7 |
of | 16 |
1 | NAME OF REPORTING PERSON RBS Partners, L.P. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 16,363,983 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 16,363,983 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
PN |
Table of Contents
CUSIP No. |
053332102 |
Page | 8 |
of | 16 |
1 | NAME OF REPORTING PERSON ESL Investments, Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 20,164,606 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 20,164,606 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
CO |
Table of Contents
CUSIP No. |
053332102 |
Page | 9 |
of | 16 |
1 | NAME OF REPORTING PERSON Edward S. Lampert |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
N/A | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 20,206,018 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 20,206,018 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
20,206,018 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
37.6% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
TABLE OF CONTENTS
Item 5. Interest in Securities of the Issuer | ||||||||
SIGNATURE |
Table of Contents
Page | 10 |
of | 16 |
This Amendment No. 28 to Schedule 13D (this Amendment) relates to shares of common stock,
par value $0.01 per share (the Shares), of AutoZone, Inc., a Delaware corporation (the Issuer).
This Amendment No. 28 amends the Schedule 13D, as previously amended, filed with the Securities
and Exchange Commission by ESL Partners, L.P., a Delaware limited partnership (Partners), ESL
Institutional Partners, L.P., a Delaware limited partnership (Institutional), ESL Investors,
L.L.C., a Delaware limited liability company (Investors), Acres Partners, L.P., a Delaware
limited partnership (Acres), RBS Investment Management, L.L.C., a Delaware limited liability
company (RBSIM), RBS Partners, L.P., a Delaware limited partnership (RBS), ESL Investments,
Inc., a Delaware corporation (Investments) and Edward S. Lampert, a United States citizen, by
furnishing the information set forth below. Partners, Institutional, Investors, Acres, RBSIM, RBS,
Investments and Mr. Lampert are collectively defined in this Amendment as the Filing Persons.
Except as otherwise specified in this Amendment, all previous Items are unchanged. Capitalized
terms used herein which are not defined herein have the meanings given to them in the Schedule 13D,
as previously amended, filed with the Securities and Exchange Commission.
The Filing Persons are filing this Amendment No. 28 to report that the number of Shares that
they may be deemed to beneficially own has decreased by an amount greater than one percent of the
outstanding Shares of the Issuer.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and restated in its entirety as follows:
(a)-(b) The Filing Persons may be deemed to beneficially own an aggregate of 20,206,018 Shares
(which represents approximately 37.6% of the 53,733,813 Shares outstanding as of June 15, 2009, as
disclosed in the Issuers most recent Quarterly Report on Form 10-Q filed with the Securities and
Exchange Commission on June 18, 2009).
NUMBER OF | PERCENTAGE | |||||||||||||||||||||||
SHARES | OF | SOLE | SHARED | SOLE | SHARED | |||||||||||||||||||
REPORTING | BENEFICIALLY | OUTSTANDING | VOTING | VOTING | DISPOSITIVE | DISPOSITIVE | ||||||||||||||||||
PERSON | OWNED | SHARES | POWER | POWER | POWER | POWER | ||||||||||||||||||
ESL Partners, L.P. |
20,206,018 | (1) | 37.6 | % | 12,735,004 | 0 | 12,735,004 | 0 | ||||||||||||||||
ESL Institutional
Partners, L.P. |
20,206,018 | (1) | 37.6 | % | 67,410 | 0 | 67,410 | 0 | ||||||||||||||||
ESL Investors,
L.L.C. |
20,206,018 | (1) | 37.6 | % | 2,820,940 | 0 | 2,820,940 | 0 | ||||||||||||||||
Acres Partners, L.P. |
20,206,018 | (1) | 37.6 | % | 3,182,851 | 0 | 3,182,851 | 0 | ||||||||||||||||
RBS Investment
Management, L.L.C. |
20,206,018 | (1) | 37.6 | % | 67,410 | (2) | 0 | 67,410 | (2) | 0 | ||||||||||||||
RBS Partners, L.P. |
20,206,018 | (1) | 37.6 | % | 16,363,983 | (3) | 0 | 16,363,983 | (3) | 0 |
Table of Contents
Page | 11 |
of | 16 |
NUMBER OF | PERCENTAGE | |||||||||||||||||||||||
SHARES | OF | SOLE | SHARED | SOLE | SHARED | |||||||||||||||||||
REPORTING | BENEFICIALLY | OUTSTANDING | VOTING | VOTING | DISPOSITIVE | DISPOSITIVE | ||||||||||||||||||
PERSON | OWNED | SHARES | POWER | POWER | POWER | POWER | ||||||||||||||||||
ESL Investments,
Inc. |
20,206,018 | (1) | 37.6 | % | 20,164,606 | (4) | 0 | 20,164,606 | (4) | 0 | ||||||||||||||
Edward S. Lampert |
20,206,018 | (1) | 37.6 | % | 20,206,018 | (1) | 0 | 20,206,018 | (1) | 0 |
(1) | This number consists of 12,735,004 Shares held by Partners, 67,410 Shares held by Institutional, 2,820,940 Shares held in an account established by the investment member of Investors, 3,182,851 Shares held by Acres, 808,039 Shares held by RBS, 550,362 Shares held by Investments, 20,803 Shares held by Mr. Lampert and 20,609 Shares held by the Edward and Kinga Lampert Foundation, of which Mr. Lampert is a trustee. | |
(2) | This number consists of 67,410 Shares held by Institutional. | |
(3) | This number consists of 12,735,004 Shares held by Partners, 2,820,940 Shares held in an account established by the investment member of Investors and 808,039 Shares held by RBS. | |
(4) | This number consists of 12,735,004 Shares held by Partners, 67,410 Shares held by Institutional, 2,820,940 Shares held in an account established by the investment member of Investors, 808,039 Shares held by RBS, 3,182,851 Shares held by Acres and 550,362 Shares held by Investments. |
In addition, Mr. Crowley, the President and Chief Operating Officer of Investments and a Director
of the Issuer, directly owns 310 Shares and options, which are not exercisable in the next 60 days,
to purchase 6,526 Shares.
(c) Other than as set forth in Annex A hereto, there have been no transactions in Shares by
any of the Filing Persons since June 23, 2009, the date of the last Amendment on Schedule 13D by
the Filing Persons.
(d) Not applicable.
(e) Not applicable.
Table of Contents
Page | 12 |
of | 16 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: July 17, 2009
ESL PARTNERS, L.P. | ||||||
By: | RBS Partners, L.P., as its general partner | |||||
By: | ESL Investments, Inc., as its general partner | |||||
By: | /s/ Adrian J. Maizey | |||||
Name: Adrian J. Maizey | ||||||
Title: Chief Financial Officer | ||||||
ESL INSTITUTIONAL PARTNERS, L.P. | ||||||
By: | RBS Investment Management, L.L.C., as its general partner |
|||||
By: | ESL Investments, Inc., as its manager | |||||
By: | /s/ Adrian J. Maizey | |||||
Name: Adrian J. Maizey | ||||||
Title: Chief Financial Officer | ||||||
ESL INVESTORS, L.L.C. | ||||||
By: | RBS Partners, L.P., as its managing member | |||||
By: | ESL Investments, Inc., as its general partner | |||||
By: | /s/ Adrian J. Maizey | |||||
Name: Adrian J. Maizey | ||||||
Title: Chief Financial Officer | ||||||
ACRES PARTNERS, L.P. | ||||||
By: | ESL Investments, Inc., as its general partner | |||||
By: | /s/ Adrian J. Maizey | |||||
Name: Adrian J. Maizey | ||||||
Title: Chief Financial Officer |
Table of Contents
Page | 13 |
of | 16 |
RBS INVESTMENT MANAGEMENT, L.L.C. | ||||||
By: | ESL Investments, Inc., as its manager | |||||
By: | /s/ Adrian J. Maizey | |||||
Name: Adrian J. Maizey | ||||||
Title: Chief Financial Officer | ||||||
RBS PARTNERS, L.P. | ||||||
By: | ESL Investments, Inc., as its general partner | |||||
By: | /s/ Adrian J. Maizey | |||||
Name: Adrian J. Maizey | ||||||
Title: Chief Financial Officer | ||||||
ESL INVESTMENTS, INC. | ||||||
By: | /s/ Adrian J. Maizey | |||||
Name: Adrian J. Maizey | ||||||
Title: Chief Financial Officer | ||||||
EDWARD S. LAMPERT | ||||||
/s/ Edward S. Lampert | ||||||
Edward S. Lampert |
Table of Contents
Page | 14 |
of | 16 |
ANNEX A
RECENT TRANSACTIONS BY THE FILING PERSONS IN THE SECURITIES OF
AUTOZONE, INC.
AUTOZONE, INC.
Weighted | ||||||||||||||||
Number of | Average | |||||||||||||||
Date of | Nature of | Shares of | Price per | |||||||||||||
Entity | Transaction | Transaction | Common Stock | Share | ||||||||||||
ESL Partners, L.P. |
7/15/2009 | open market sales | 191,674 | $ | 158.06 | |||||||||||
ESL Partners, L.P. |
7/15/2009 | open market sales | 8,711 | $ | 159.11 | |||||||||||
ESL Partners, L.P. |
7/15/2009 | open market sales | 11,146 | $ | 160.22 | |||||||||||
ESL Partners, L.P. |
7/16/2009 | open market sales | 218,435 | $ | 157.87 | |||||||||||
ESL Partners, L.P. |
7/17/2009 | open market sales | 131,198 | $ | 157.13 | |||||||||||
Account established
by the investment
member of ESL
Investors, L.L.C. |
7/15/2009 | open market sales | 42,457 | $ | 158.06 | |||||||||||
Account established
by the investment
member of ESL
Investors, L.L.C. |
7/15/2009 | open market sales | 1,930 | $ | 159.11 | |||||||||||
Account established
by the investment
member of ESL
Investors, L.L.C. |
7/15/2009 | open market sales | 2,469 | $ | 160.22 | |||||||||||
Account established
by the investment
member of ESL
Investors, L.L.C. |
7/16/2009 | open market sales | 48,363 | $ | 157.87 | |||||||||||
Account established
by the investment
member of ESL
Investors, L.L.C. |
7/17/2009 | open market sales | 29,061 | $ | 157.13 | |||||||||||
ESL Institutional
Partners, L.P. |
7/15/2009 | open market sales | 1,015 | $ | 158.06 | |||||||||||
ESL Institutional
Partners, L.P. |
7/15/2009 | open market sales | 46 | $ | 159.11 | |||||||||||
ESL Institutional
Partners, L.P. |
7/15/2009 | open market sales | 59 | $ | 160.22 |
Table of Contents
Page | 15 |
of | 16 |
Weighted | ||||||||||||||||
Number of | Average | |||||||||||||||
Date of | Nature of | Shares of | Price per | |||||||||||||
Entity | Transaction | Transaction | Common Stock | Share | ||||||||||||
ESL Institutional
Partners, L.P. |
7/16/2009 | open market sales | 1,156 | $ | 157.87 | |||||||||||
ESL Institutional
Partners, L.P. |
7/17/2009 | open market sales | 694 | $ | 157.13 | |||||||||||
ESL Investments,
Inc. |
7/15/2009 | open market sales | 8,283 | $ | 158.06 | |||||||||||
ESL Investments,
Inc. |
7/15/2009 | open market sales | 376 | $ | 159.11 | |||||||||||
ESL Investments,
Inc. |
7/15/2009 | open market sales | 483 | $ | 160.22 | |||||||||||
ESL Investments,
Inc. |
7/16/2009 | open market sales | 9,436 | $ | 157.87 | |||||||||||
ESL Investments,
Inc. |
7/17/2009 | open market sales | 5,670 | $ | 157.13 | |||||||||||
RBS Partners, L.P. |
7/15/2009 | open market sales | 12,162 | $ | 158.06 | |||||||||||
RBS Partners, L.P. |
7/15/2009 | open market sales | 553 | $ | 159.11 | |||||||||||
RBS Partners, L.P. |
7/15/2009 | open market sales | 707 | $ | 160.22 | |||||||||||
RBS Partners, L.P. |
7/16/2009 | open market sales | 13,853 | $ | 157.87 | |||||||||||
RBS Partners, L.P. |
7/17/2009 | open market sales | 8,324 | $ | 157.13 | |||||||||||
Edward S. Lampert |
7/15/2009 | open market sales | 313 | $ | 158.06 | |||||||||||
Edward S. Lampert |
7/15/2009 | open market sales | 14 | $ | 159.11 | |||||||||||
Edward S. Lampert |
7/15/2009 | open market sales | 19 | $ | 160.22 | |||||||||||
Edward S. Lampert |
7/16/2009 | open market sales | 357 | $ | 157.87 | |||||||||||
Edward S. Lampert |
7/17/2009 | open market sales | 214 | $ | 157.13 | |||||||||||
Edward and Kinga
Lampert Foundation |
7/15/2009 | open market sales | 310 | $ | 158.06 | |||||||||||
Edward and Kinga
Lampert Foundation |
7/15/2009 | open market sales | 14 | $ | 159.11 | |||||||||||
Edward and Kinga
Lampert Foundation |
7/15/2009 | open market sales | 18 | $ | 160.22 | |||||||||||
Edward and Kinga
Lampert Foundation |
7/16/2009 | open market sales | 353 | $ | 157.87 |
Table of Contents
Page | 16 |
of | 16 |
Weighted | ||||||||||||||||
Number of | Average | |||||||||||||||
Date of | Nature of | Shares of | Price per | |||||||||||||
Entity | Transaction | Transaction | Common Stock | Share | ||||||||||||
Edward and Kinga
Lampert Foundation |
7/17/2009 | open market sales | 212 | $ | 157.13 |