Sec Form 13G Filing - OVERTON DAVID filing for CHEESECAKE FACTORY INC (CAKE) - 2020-02-10

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934
(Amendment No. 20)*

 

The Cheesecake Factory Incorporated

(Name of Issuer)

Common stock, $0.01 par value

(Title of Class of Securities)

163072101

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. 163072101

 

 

1.

Names of Reporting Persons
David Overton

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,502,977

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
3,502,977

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,502,977

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.7%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

2

 

Item 1.

 

(a)

Name of Issuer
The Cheesecake Factory Incorporated

 

(b)

Address of Issuer’s Principal Executive Offices
26901 Malibu Hills Drive
Calabasas Hills, CA 91301

 

Item 2.

 

(a)

Name of Person Filing
David Overton

 

(b)

Address of Principal Business Office or, if none, Residence
26901 Malibu Hills Drive
Calabasas Hills, CA 91301

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities
Common stock, $0.01 par value

 

(e)

CUSIP Number
163072101

 

Item 3.

NOT APPLICABLE

 

3

 

Item 4.

Ownership

The ownership information pres ented below represents beneficial ownership of the Issuer’s Common Stock as of December 31, 2019, based on 44,633,789 shares of Common Stock outstanding as of November 1, 2019.

 

(a)

Amount beneficially owned:   

3,502,977

 

(b)

Percent of class:   

7.7%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

3,502,977

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

3,502,977

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

Mr. Overton’s beneficial stock ownership excludes 60,211 shares held by Mr. Overton’s spouse as trustee for the Sheila A. Overton Living Trust and 183,950 shares held by the David M. Overton 2011 Gift Trust UTA dated 11/23/2011 for the benefit of Mr. Overton’s son, of which Mr. Overton’s spouse is the trustee.  Mr. Overton has no voting or dispositive power over such shares and disclaims beneficial ownership thereof.  In addition, Mr. Overton’s beneficial ownership includes 599,120 shares that he has the right to acquire upon exercise of options to purchase within 60 days of December 31, 2019.

 

Item 5.

Ownership of Five Percent or Less of a Class

NOT APPLICABLE

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

NOT APPLICABLE

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

NOT APPLICABLE

 

Item 8.

Identification and Classification of Members of the Group

NOT APPLICABLE

 

Item 9.

Notice of Dissolution of Group

NOT APPLICABLE

 

4

 

Item 10.

Certification

NOT APPLICABLE

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 10, 2020

 

Date

 


/s/ David Overton

 

Signature

 


David Overton, Chairman and Chief Executive Officer
The Cheesecake Factory Incorporated

 

Name/Title

 

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

5