Sec Form 13G Filing - PICKUP RICHARD H. @ Funko Inc.

Sec Form 13G Filing - PICKUP RICHARD H. filing for Funko Inc. (FNKO) - 2023-08-22

Insider filing report for Changes in Beneficial Ownership

Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. )*

FUNKO, INC.

(Name of Issuer)

Class A Common Stock, par value $0.0001 per share

(Title of Class of Securities)

361008105

(CUSIP Number)

March 14, 2023

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 361008105

(1)

Consists of: (i) 25,000 shares of the Class A Common Stock of Funko, Inc. (the “Company”) owned by Mr. Pickup and held in an individual retirement account; (ii) 2,800,000 such shares owned directly by RHP Trust, dated May 31, 2011, over all of which shares Mr. Pickup exercises sole voting and dispositive power; (iii) 500,000 such shares owned directly by Dito Caree LP, and 300,000 such shares owned directly by Dito Devcar LP, over all of which shares Mr. Pickup exercises sole voting and dispositive power; and (iv) 300,295 such shares owned directly by D&D Community Property Trust, dated April 14, 2014, over all of which shares Mr. Pickup exercises sole voting and dispositive power.

(2)	This percentage as used herein and in the rest of this Schedule 13G is calculated based upon 48,507,993 shares of Class A Common Stock of the Company outstanding as of August 1, 2023, as reported in the Company’s quarterly report on Form 10-Q filed on August 3, 2023.

Item 1.

(a)

Name of Issuer:

The name of the issuer is Funko, Inc. (the “Company”).

(b)

Address of issuer’s principal executive offices:

The Company’s principal executive offices are located at 2802 Wetmore Avenue, Everett, Washington 98201.

Item 2.

(a)

Name of Person Filing:

This Schedule 13G is being filed by Richard H. Pickup with respect to the Class A Common Stock, par value $0.0001 per share, of the Company (the “Class A Common Stock”). Mr. Pickup is: (i) the sole Trustee of the RHP Trust, dated May 31, 2011, and accordingly may be deemed to be the beneficial owner of the shares of Class A Common Stock directly owned by said trust; (ii) the sole officer and director of the sole general partner of each of Dito Caree LP and Dito Devcar LP, and accordingly may be deemed to be the beneficial owner of the shares of Class A Common Stock directly owned by each such entity; and (iii) the sole Trustee of the D&D Community Property Trust, dated April 14, 2014, and accordingly may be deemed to be the beneficial owner of the shares of Class A Common Stock directly owned by said trust.

(b)

Address or principal business office or, if none, residence:

The address of the principal business office of Richard H. Pickup is 1400 Newport Center Drive, Suite 230, Newport Beach, California 92660.

(c)

Citizenship:

Richard H. Pickup is a U.S. citizen.

(d)

Title of Class of Securities:

Class A Common Stock, par value $0.0001 per share

(e)

CUSIP No.:

361008105

Item 3.

Not Applicable.

Item 4. Ownership.

Richard H. Pickup

(a) Amount beneficially owned: 3,925,295

(b) Percent of class: 8.09%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 3,925,295

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 3,925,295

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of 5 Percent or Less of a Class.

Not Applicable.

Item 6. Ownership of More than 5 Percent on Behalf of Another Person.

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable.

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

Item 9. Notice of Dissolution of Group.

Not Applicable.

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: August 22, 2023

/s/ Richard H. Pickup

RICHARD H. PICKUP

Names of Reporting Persons

Richard H. Pickup, an individual

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐ (b) ☐

SEC Use Only

Citizenship or Place of Organization

United States