Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
PMC Commercial Trust
(Name of Issuer)
Common Shares of Beneficial Interest, par value $0.01 per share
(Title of Class of Securities)
(Title of Class of Securities)
693434102
(CUSIP Number)
(CUSIP Number)
June 11, 2007
(Date of Event which Requires Filing of this Statement)
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
ý Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing
on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed”
for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject
to the liabilities of that section of the Act, but shall be subject to all other provisions of the
Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to
respond unless the form displays a currently valid OMB control number.
CUSIP No. |
693434102 |
| 1 | NAMES OF REPORTING PERSONS Andrew S. Rosemore |
||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
| (a) o | |||||
| (b) o | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| United States | |||||
| 5 | SOLE VOTING POWER | ||||
| NUMBER OF | 368,717 | ||||
| SHARES | 6 | SHARED VOTING POWER | |||
| BENEFICIALLY | |||||
| OWNED BY | 167,177 | ||||
| EACH | 7 | SOLE DISPOSITIVE POWER | |||
| REPORTING | |||||
| PERSON | 368,717 | ||||
| WITH: | 8 | SHARED DISPOSITIVE POWER | |||
| 167,177 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 535,894 | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 5.0% | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| IN | |||||
Page 2
| Item 1(a). | Name of Issuer. | |||||||
| PMC Commercial Trust | ||||||||
| Item 1(b). | Address of Issuer’s Principal Executive Offices. | |||||||
| 17950 Preston Road,
Suite 600 Dallas, Texas 75252 |
||||||||
| Item 2(a). | Names of Person Filing. | |||||||
| Andrew S. Rosemore | ||||||||
| Item 2(b). | Address or Principal Business Office or, if none, Residence. | |||||||
| c/o PMC Commercial
Trust 17950 Preston Road, Suite 600 Dallas, Texas 75252 |
||||||||
| Item 2(c). | Citizenship. | |||||||
| Andrew S. Rosemore is a citizen of the United States. | ||||||||
| Item 2(d). | Title of Class of Securities. | |||||||
| Common Shares of Beneficial Interest, par value $0.01 per share | ||||||||
| Item 2(e). | CUSIP Number. | |||||||
| 693434102 | ||||||||
| Item 3. | If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: | |||||||
| Not Applicable. | ||||||||
| Item 4. | Ownership. | |||||||
| a. Amount beneficially owned: 535,894 (1) | ||||||||
| b. Percent of class: 5.0% | ||||||||
| c. Number of units as to which the person has: | ||||||||
| i. Sole power to vote or to direct the vote: 368,717 | ||||
| ii. Shared power to vote or to direct the vote: 167,177 | ||||
| iii. Sole power to dispose or to direct the disposition of: 368,717 | ||||
| iv. Shared power to dispose or to direct the disposition of: 167,177 |
| (1) Includes 297,132 shares held in IRAs, 13,940 shares held in a trust of which Dr. Rosemore is the beneficiary, 163,777 shares held by a partnership of which Dr. Rosemore and his wife are general partners, 4,471 shares held in the name of his children, 1,900 restricted shares and 9,000 shares that may be acquired upon the exercise of options that are currently exercisable or will become exercisable within the next 60 days. |
Page 3
| Item 5. | Ownership of Five Percent or Less of a Class. | |||
| Not Applicable. | ||||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |||
| Not Applicable. | ||||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |||
| Not Applicable. | ||||
| Item 8. | Identification and Classification of Members of the Group. | |||
| Not applicable. | ||||
| Item 9. | Notice of Dissolution of Group. | |||
| Not Applicable. | ||||
| Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities
referred to above were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any transaction having that purpose or effect.
Page 4
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
| Dated: February 11, 2008 | /s/ Andrew S. Rosemore | |||
| Andrew S. Rosemore | ||||
Signature Page — Schedule 13G