Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1) *
Swiftmerge Acquisition Corp.
|
(Name of Issuer)
|
Class A ordinary shares, Par Value $0.0001 per share
|
(Title of Class of Securities)
|
G63836129***
|
(Cusip Number)
|
December 31, 2021
|
(Date of Event which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
|
Rule 13d-1(b)
|
|
S
|
Rule 13d-1(c)
|
|
☐
|
Rule 13d-1(d)
|
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act
of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
*** (See Item 2(e))
(Continued on following pages)
Page 1 of 33 Pages
Exhibit Index Found on Page 32
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital Partners, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
291,060
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
291,060
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
291,060
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 2 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital Institutional Partners, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
433,818
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
433,818
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
433,818
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.9%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 3 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital Institutional Partners II, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
99,396
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
99,396
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
99,396
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 4 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital Institutional Partners III, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
57,420
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
57,420
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
57,420
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 5 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Four Crossings Institutional Partners V, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
70,092
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
70,092
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
70,092
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 6 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital Offshore Investors II, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
863,280
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
863,280
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
863,280
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.8%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 7 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital F5 Master I, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
137,016
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
137,016
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
137,016
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 8 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital (AM) Investors, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
27,918
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
27,918
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
27,918
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
Page 9 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Partners, L.L.C.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
1,842,984
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
1,842,984
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,842,984
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.2%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
Page 10 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Capital Management, L.L.C.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
225,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
225,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
225,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 11 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon Institutional (GP) V, L.L.C.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
70,092
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
70,092
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
70,092
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
Page 12 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Farallon F5 (GP), L.L.C.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
137,016
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
137,016
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
137,016
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
Page 13 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Philip D. Dreyfuss
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 14 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Michael B. Fisch
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
xA0; (a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 15 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Richard B. Fried
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 16 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Varun N. Gehani
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 17 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Nicolas Giauque
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
France
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
<
td style="width: 70.68%; vertical-align: top; border-left: #000000 2px solid; border-right: #000000 2px double; border-top: #000000 2px solid; border-bottom: #000000 2px solid;">
||
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 18 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
David T. Kim
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 19 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Michael G. Linn
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
|||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 20 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Rajiv A. Patel
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
0; [ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 21 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Thomas G. Roberts, Jr.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 22 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
William Seybold
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 23 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Andrew J. M. Spokes
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 24 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
John R. Warren
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 25 of 33 Pages
13G
CUSIP No. G63836129
|
1
|
NAMES OF REPORTING PERSONS
Mark C. Wehrly
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) [ ]
(b) [ X ]**
** The reporting persons making this filing hold an aggregate of 1,980,000 Shares (as defined
in Item 2) and hold Class B Ordinary Shares (as defined in the Preliminary Note) convertible into up to an aggregate of 225,000 Shares. Accordingly, as of the date of this filing the aggregate Shares and Class B Ordinary Shares held by the
reporting persons represent beneficial ownership of 9.7% of the class of Shares. The reporting person on this cover page, however, is a beneficial owner only of
the securities reported by it on this cover page.
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
2,205,0001
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
2,205,0001
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,205,0001
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%1
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
1 Includes beneficial
ownership of 225,000 Shares issuable upon the conversion of Class B Ordinary Shares. See Preliminary Note and Item 2.
Page 26 of 33 Pages
This Amendment No. 1 to Schedule 13G amends and restates in its entirety the Schedule 13G initially filed on December 27, 2021 (together with
all prior and current amendments thereto, this “Schedule 13G”).
Preliminary Note:
As of the date hereof, the Farallon Funds hold an aggregate of 1,980,000 Shares. Also as of the date hereof, an
investment vehicle (the “SPV”) that is managed by the Management Company holds 225,000 Class B ordinary shares of the Company (“Class B Ordinary Shares”), each of which is convertible at the holder’s option into one Share. Accordingly, as of the date hereof, the Management Company may be deemed a beneficial owner
of 225,000 Shares.
Capitalized terms used in this Preliminary Note without definitions have the meanings ascribed to them below.
Item 1. |
Issuer
|
(a) |
Name of Issuer:
|
Swiftmerge Acquisition Corp. (the “Company”)
(b) |
Address of Issuer’s Principal Executive Offices:
|
Executive Suite
200 – 100 Park Royal
West Vancouver, BC V7T1A2
Identity and Background
Title of Class of Securities and CUSIP
Number (Items 2(d) and (e))
This statement relates to Class A ordinary
shares, par value $0.0001 per share (the “Shares”), of the Company. As of the date of this Schedule 13G, a CUSIP number for the Shares is not available. The CUSIP number for the Company’s Units is G63836129.
Name of Persons Filing, Address of Principal Business Office and Citizenship (Items 2(a), (b) and (c))
This statement is filed by the entities and
persons listed below, all of whom together are referred to herein as the “Reporting Persons”.
The Farallon Funds
(i)
|
Farallon Capital Partners, L.P., a California limited
partnership (“FCP”), with respect to the Shares held by it;
|
(ii)
|
Farallon Capital Institutional Partners, L.P., a California limited partnership (“FCIP”), with respect to the Shares held by it;
|
(iii)
|
Farallon Capital Institutional Partners II, L.P., a California limited partnership (“FCIP II”), with respect to the Shares held by it;
|
Page 27 of 33 Pages
(iv)
|
(v)
|
Farallon Capital Institutional Partners III, L.P., a Delaware limited partnership (“FCIP III”), with respect to the Shares held by it;
|
(vi)
|
Four Crossings Institutional Partners V, L.P., a Delaware limited partnership (“FCIP V”), with respect to the Shares held by it;
|
(vii)
|
Farallon Capital Offshore Investors II, L.P., a Cayman Islands exempted limited partnership (“FCOI II”), with respect to the Shares held by it;
|
(viii)
|
Farallon Capital F5 Master I, L.P., a Cayman Islands exempted limited partnership (“F5MI”), with respect to the Shares held by it; and
|
(ix)
|
Farallon Capital (AM) Investors, L.P., a Delaware limited partnership (“FCAMI”), with respect to the Shares held by it.
|
FCP, FCIP, FCIP II, FCIP III, FCIP V, FCOI II, F5MI and FCAMI
are together referred to herein as the “Farallon Funds.”
The Management Company
(x)
|
Farallon Capital Management, L.L.C., a Delaware limited liability company (the “Management Company”), which is the manager of the SPV, with respect to the Shares acquirable by the SPV upon the conversion of the Class B Ordinary Shares it holds.
|
The Farallon General Partner
(xi)
|
Farallon Partners, L.L.C., a Delaware limited
liability company (the “Farallon General Partner”), which is (i)
the general partner of each of FCP, FCIP, FCIP II, FCIP III, FCOI II and FCAMI, and (ii) the sole member of the FCIP V General Partner (as defined below), with respect to the Shares held by each of the Farallon Funds other than
F5MI.
|
The FCIP V General Partner
(xii)
|
Farallon Institutional (GP) V, L.L.C., a Delaware limited liability company (the “FCIP V General Partner”), which is the general partner of FCIP V, with respect to the Shares held by FCIP V.
|
The F5MI General Partner
(xiii)
|
Farallon F5 (GP), L.L.C., a Delaware limited liability company (the “F5MI General Partner”), which is the general partner of F5MI, with respect to the Shares held by F5MI.
|
Page 28 of 33 Pages
(xiv)
|
The Farallon Individual Reporting Persons
(xv)
|
The following persons, each of whom is a managing
member or senior managing member, as the case may be, of the Management Company and the Farallon General Partner, and a manager or senior manager, as the case may be, of the FCIP V General Partner and the F5MI General Partner, with respect to the Shares held by the Farallon Funds: Philip D. Dreyfuss (“Dreyfuss”); Michael B. Fisch (“Fisch”); Richard B. Fried (“Fried”); Varun N. Gehani (“Gehani”); Nicolas Giauque (“Giauque”); David T. Kim (“Kim”);
Michael G. Linn (“Linn”); Rajiv A. Patel (“Patel”); Thomas G. Roberts, Jr. (“Roberts”);
William Seybold (“Seybold”); Andrew J. M. Spokes (“Spokes”); John R. Warren (“Warren”); and Mark C. Wehrly (“Wehrly”).
|
Dreyfuss, Fisch
, Fried, Gehani, Giauque, Kim, Linn, Patel, Roberts, Seybold, Spokes, Warren and Wehrly are together
referred to herein as the “Farallon Individual Reporting Persons.”
The citizenship of each of the Farallon
Funds, the Management Company, the Farallon General Partner, the FCIP V General Partner and the F5MI General Partner is set forth above. Each of the Farallon Individual Reporting Persons, other than Giauque and Spokes, is a citizen of the United
States. Giauque is a citizen of France. Spokes is a citizen of the United Kingdom. The address of the principal business office of each of the Reporting Persons is c/o Farallon Capital Management, L.L.C., One Maritime Plaza, Suite 2100, San Francisco, California 94111.
Item 3. |
If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing Is an Entity Specified in (a) - (k):
|
Not applicable.
Item 4. |
Ownership
|
The information required by Items 4(a) – (c) and set forth in Rows 5 through 11 of the cover page for each Reporting
Person is incorporated herein by reference for each such Reporting Person.
The Shares reported hereby for the respective Farallon Funds are held directly by the respective Farallon Funds. The
Management Company, as the manager of the SPV, may be deemed to be a beneficial owner of the Shares acquirable by the SPV upon the conversion of the Class B Ordinary Shares it holds. The Farallon General Partner, as the general partner of each of FCP,
FCIP, FCIP II, FCIP III, FCOI II and FCAMI, and as the sole member of the FCIP V General Partner, may be deemed to be a beneficial owner of such Shares held by the Farallon Funds other than F5MI. The FCIP V General Partner, as the general partner of FCIP V, may be deemed to be a beneficial owner of such Shares held by FCIP V. The
F5MI General Partner, as the general partner of F5MI, may be deemed to be a beneficial owner of such Shares held by F5MI. Each of the Farallon Individual Reporting Persons, as a managing member or senior managing member, as the case may be, of the
Management Company and the Farallon General Partner, and as a manager or senior manager, as the case may be, of the FCIP V General Partner and the F5MI General Partner, in each case with the power to exercise investment discretion, may be deemed to be
a beneficial owner of such Shares held by the Farallon Funds and acquirable by the SPV. Each of the Management Company, the Farallon General Partner, the
FCIP V General Partner, the F5MI General Partner and the Farallon Individual Reporting Persons hereby disclaims any beneficial ownership of any such Shares.
Page 29 of 33 Pages
Item 5. |
Ownership of Five Percent or Less of a Class
|
If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has
ceased to be a beneficial owner of more than five percent of the class of securities, check the following:
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person
|
Not applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
Not applicable.
Item 8. |
Identification and Classification of Members of the Group
|
The Reporting Persons are filing this Schedule 13G pursuant to Section 240.13d-1(c). Consistent with Item 2 of the
cover page for each Reporting Person above, the Reporting Persons neither disclaim nor affirm the existence of a group among them.
Item 9. |
Notice of Dissolution of Group
|
Not applicable.
Item 10. |
Certification
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose
or effect, other than activities solely in connection with a nomination under §240.14a-11.
Page 30 of 33 Pages
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set
forth in this statement is true, complete and correct.
Dated: February 14, 2022
/s/ Michael B. Fisch
|
|
FARALLON CAPITAL MANAGEMENT, L.L.C.,
|
|
By: Michael B. Fisch, Managing Member
|
|
/s/ Michael B. Fisch
|
|
FARALLON PARTNERS, L.L.C.,
|
|
On its own behalf and
|
|
As the General Partner of
|
|
FARALLON CAPITAL PARTNERS, L.P.,
|
|
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.,
|
|
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.,
|
|
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.,
|
|
FARALLON CAPITAL OFFSHORE INVESTORS II, L.P., and
|
|
FARALLON CAPITAL (AM) INVESTORS, L.P.
|
|
By: Michael B. Fisch, Managing Member
|
|
/s/ Michael B. Fisch
|
|
FARALLON INSTITUTIONAL (GP) V, L.L.C.,
|
|
On its own behalf and
|
|
As the General Partner of
|
|
FOUR CROSSINGS INSTITUTIONAL PARTNERS V, L.P.
|
|
By: Michael B. Fisch, Manager
|
|
/s/ Michael B. Fisch
|
|
FARALLON F5 (GP), L.L.C.,
|
|
On its own behalf and
|
|
As the General Partner of
|
|
FARALLON CAPITAL F5 MASTER I, L.P.
|
|
By: Michael B. Fisch, Manager
|
|
/s/ Michael B. Fisch
|
|
Michael B. Fisch, individually and as attorney-in-fact for each of Philip D. Dreyfuss, Richard B. Fried, Varun N. Gehani, Nicolas Giauque, David T.
Kim, Michael G. Linn, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, Andrew J. M. Spokes, John R. Warren and Mark C. Wehrly
|
The Powers of Attorney executed by each of Dreyfuss, Fried, Kim, Linn, Patel, Roberts, Seybold, Spokes, Warren and Wehrly authorizing Fisch
to sign and file this Schedule 13G on his behalf, which were filed as exhibits to the Schedule 13G filed with the Securities and Exchange Commission on February 13, 2020 by such Reporting Persons with respect to the Common Stock of Broadmark Realty
Capital Inc., are hereby incorporated by reference. The Power of Attorney executed by Gehani authorizing Fisch to sign and file this Schedule 13G on his behalf, which was filed as an exhibit to the Schedule 13G filed with the Securities and Exchange
Commission on January 27, 2022 by such Reporting Person with respect to the Class A Common Stock of Berenson Acquisition Corp. I, is hereby incorporated by reference. The Power of Attorney executed by Giauque authorizing Fisch to sign and file this
Schedule 13G on his behalf, which was filed as an exhibit to the Schedule 13G filed with the Securities and Exchange Commission on August 12, 2021 by such Reporting Person with respect to the Class A Ordinary Shares of Metals Acquisition Corp, is
hereby incorporated by reference.
Page 31 of 33 Pages
EXHIBIT INDEX
EXHIBIT 1
|
Joint Acquisition Statement Pursuant to Section 240.13d-1(k)
|
Page 32 of 33 Pages
EXHIBIT 1
to
SCHEDULE 13G
JOINT ACQUISITION STATEMENT
PURSUANT TO SECTION 240.13d-1(k)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the
undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall
be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning
the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
Dated: February 14, 2022
/s/ Michael B. Fisch
|
||
FARALLON CAPITAL MANAGEMENT, L.L.C.,
|
||
By: Michael B. Fisch, Managing Member
|
||
/s/ Michael B. Fisch
|
||
FARALLON PARTNERS, L.L.C.,
|
||
On its own behalf and
|
||
As the General Partner of
|
||
FARALLON CAPITAL PARTNERS, L.P.,
|
||
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.,
|
||
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.,
|
||
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.,
|
||
FARALLON CAPITAL OFFSHORE INVESTORS II, L.P., and
|
||
FARALLON CAPITAL (AM) INVESTORS, L.P.
|
||
By: Michael B. Fisch, Managing Member
|
||
/s/ Michael B. Fisch
|
||
FARALLON INSTITUTIONAL (GP) V, L.L.C.,
|
||
On its own behalf and
|
||
As the General Partner of
|
||
FOUR CROSSINGS INSTITUTIONAL PARTNERS V, L.P.
|
||
By: Michael B. Fisch, Manager
|
||
/s/ Michael B. Fisch
|
||
FARALLON F5 (GP), L.L.C.,
|
||
On its own behalf and
|
||
As the General Partner of
|
||
FARALLON CAPITAL F5 MASTER I, L.P.
|
||
By: Michael B. Fisch, Manager
|
||
/s/ Michael B. Fisch
|
||
Michael B. Fisch, individually and as attorney-in-fact for each of Philip D. Dreyfuss, Richard B. Fried, Varun N. Gehani, Nicolas Giauque, David T.
Kim, Michael G. Linn, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, Andrew J. M. Spokes, John R. Warren and Mark C. Wehrly
|
Page 33 of 33 Pages