Sec Form 13D Filing - Gazit Globe Ltd. filing for REGENCY CENTERS CORP (REG) - 2018-05-25

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 6)

Regency Centers Corporation
(Name of Issuer)

Common Stock, $0.01 Par Value Per Share
(Title of Class of Securities)

758849103
(CUSIP Number)

Gazit-Globe Ltd.
Nissim Aloni 10,
Tel-Aviv, 6291924, Israel
Tel: (03) 694-8000
Fax: (03) 696-1910
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

May 23, 2018
(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP NO. 758849103Page 2

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Chaim Katzman
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS  2(d) or 2(e) ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
United States and Israel
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
167,204 (1)
8 SHARED VOTING POWER
8,150,075
9 SOLE DISPOSITIVE POWER
167,204
10 SHARED DISPOSITIVE POWER
8,150,075
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
8,317,279
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.9% (2)
14 TYPE OF REPORTING PERSON
IN
       

(1)All Shareholdings throughout this filing have been rounded to the nearest whole number of shares.
(2)The aggregate percentage of shares throughout this filing is based upon 169,410,491 shares issued and outstanding as of May 4, 2018, as reported in the quarterly report by the Issuer on May 7, 2018.

 

 

CUSIP NO. 758849103Page 3

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gazit-Globe Ltd.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Israel
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
8,150,075
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
8,150,075
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
8,150,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.8%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 4

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
M G N (USA) INC.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Nevada
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
4,224,049
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
4,224,049
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
4,224,049
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.5%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 5

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GAZIT (1995), INC.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Nevada
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
900,000
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
900,000
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
900,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 6

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gazit First Generation LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
900,000
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
900,000
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
900,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 7

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MGN America, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
981,334
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
981,334
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
981,334
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 8

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MGN (USA) 2016, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
2,342,715
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
2,342,715
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
2,342,715
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 9

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MGN America 2016, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
981,334
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
981,334
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
981,334
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 10

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gazit America, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Ontario, Canada
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,926,026
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,926,026
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
3,926,026
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 11

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Silver Maple (2001), Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Nevada
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,501,942
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,501,942
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
1,501,942
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 12

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ficus, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
2,424,084
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
2,424,084
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
2,424,084
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 13

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Silver Maple 2018, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,501,942
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,501,942
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
1,501,942
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 14

 

1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ficus 2018, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☒

(b)  ☐

3 SEC USE ONLY
 
4 SOURCE OF FUNDS
Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☐
 
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
2,424,084
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
2,424,084
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
2,424,084
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐
 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
14 TYPE OF REPORTING PERSON
CO
       

 

CUSIP NO. 758849103Page 15

 

Item 1. Security and Issuer.

 

This Amendment No. 6 (this “Statement”) amends the Schedule 13D filed with the Securities and Exchange Commission (“SEC”) on March 6, 2017, as amended by (i) Amendment No. 1 thereto filed with the SEC on September 13, 2017, (ii) Amendment No. 2 thereto filed with the SEC on February 9, 2018, (iii) Amendment No. 3 thereto filed with the SEC on February 21, 2018, (iv) Amendment No. 4 thereto filed with the SEC on April 20, 2018, and (v) Amendment No. 5 thereto filed with the SEC on May 21, 2018 with respect to the shares of common stock, par value $0.01 per share (“Common Stock”), of Regency Centers Corporation, a Florida corporation (the “Issuer”). The Issuer’s principal executive offices are located at One Independent Drive, Suite 114, Jacksonville, Florida 32202. The aggregate percentage of shares throughout this filing is based upon 169,410,491 shares issued and outstanding as of May 4, 2018, as reported in the quarterly report by the Issuer on May 7, 2018. 

 

This Amendment No. 6 reflects the sale by (i) MGN America (as defined below) of 550,000 shares of the Issuer’s Common Stock for an aggregate price of approximately $31 million, (ii) First Generation (as defined below) of 450,000 shares of the Issuer’s Common Stock for an aggregate price of approximately $26 million, and (iii) Silver Maple (as defined below) of 2,500,000 shares of the Issuer’s Common Stock for an aggregate price of approximately $143 million.

 

In addition, this Amendment No. 6 is being filed to amend Item 5 of the Schedule 13D as set forth below. None of the Reporting Persons are the beneficial owners of more than 5% of the Common Stock. The filing of this Amendment No. 6 represents the final amendment to the Schedule 13D and constitutes an exit filing for the Reporting Persons.

 

Item 2. Identity and Background

 

Item 2 is amended and restated in its entirety as follows:

 

This Schedule 13D is filed by the Reporting Persons set forth in the table below pursuant to Rule 13d-1(k)(2) under the Securities Exchange Act of 1934, as amended.

 

The following table sets forth the name, address and citizenship for each of the Reporting Persons:

 

Reporting Person  Address  Citizenship/Place of Organization
Chaim Katzman  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  US/Israel
Gazit-Globe Ltd. (“Gazit”)  Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Israel
M G N (USA) INC. (“MGN”)  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Nevada
GAZIT (1995), INC. (“1995”)  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Nevada
Gazit First Generation LLC (“First Generation”)  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Delaware
MGN America, LLC
(“MGN-A”)
  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Delaware
MGN (USA) 2016, LLC (“MGN USA”)  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Delaware
MGN America 2016, LLC (“MGN America”)  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Delaware
Gazit America, Inc.
(“GAA”)
  86 Hanna Avenue, Suite 400
Toronto, ON M6K 353 Canada
  Ontario, Canada
Silver Maple (2001), Inc. (“Silver Maple”)  86 Hanna Avenue, Suite 400
Toronto, ON M6K 353 Canada
  Nevada
Ficus, Inc. (“Ficus”)  86 Hanna Avenue, Suite 400
Toronto, ON M6K 353 Canada
  Delaware
Silver Maple 2018, LLC (“Silver Maple 2018”)  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Delaware
Ficus 2018, LLC
(“Ficus 2018”)
  1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Delaware

 

 

CUSIP NO. 758849103Page 16

 

The principal business of each of the Reporting Persons is set forth in the following table:

 

Reporting Person  Principal Business
Chaim Katzman  Chaim Katzman is President and Vice Chairman of the Board of Norstar Holdings Inc., Vice Chairman and CEO of Gazit.
Gazit-Globe Ltd.  Gazit is a real estate investment company that trades on the Tel Aviv Stock Exchange (TASE), on the New York Stock Exchange (NYSE), and on the Toronto Stock Exchange (TSX) under the ticker symbol “GZT.” Gazit is engaged, directly and through subsidiaries and affiliates, in the acquisition, development and management of properties in North America, Europe, Brazil and Israel, including shopping centers.
M G N (USA) INC.  MGN invests in real estate related businesses, including the businesses of its affiliates, engaged in the acquisition, development and management of income producing properties in the US and Brazil. MGN is a wholly-owned subsidiary of Gazit.
GAZIT (1995), INC.  1995 invests in real estate related businesses, including the businesses of its affiliates. 1995 is a wholly-owned subsidiary of MGN.
Gazit First Generation LLC  First Generation invests in real estate related businesses, limited only to the businesses of its affiliates in United States. First Generation is a wholly-owned subsidiary of 1995.
MGN America, LLC  MGN-A invests in real estate related businesses, including the businesses of its affiliates. MGN-A is a subsidiary owned by MGN and 1995.
MGN (USA) 2016, LLC  MGN USA invests in real estate related businesses, including the businesses of its affiliates. MGN USA is a wholly-owned subsidiary of MGN.
MGN America 2016, LLC  MGN America invests in real estate related businesses, including the businesses of its affiliates. MGN America is a wholly-owned subsidiary of MGN-A.
Gazit America, Inc.  GAA invests in real estate related businesses, including the businesses of its affiliates and those of unrelated public companies. GAA is a wholly-owned subsidiary of Gazit.
Silver Maple (2001), Inc.  Silver Maple invests in real estate related businesses, including the businesses of its affiliates. Silver Maple is a wholly-owned subsidiary of GAA.
Ficus, Inc.  Ficus invests in real estate related businesses, including the businesses of its affiliates. Ficus is a wholly-owned subsidiary of GAA.
Silver Maple 2018, LLC  Silver Maple 2018 invests in real estate related businesses, including the businesses of its affiliates. Silver Maple 2018 is a wholly-owned subsidiary of Silver Maple.
Ficus 2018, LLC  Ficus 2018 invests in real estate related businesses, including the businesses of its affiliates. Ficus 2018 is a wholly-owned subsidiary of Ficus.

 

 

CUSIP NO. 758849103Page 17

 

The information required by Instruction C to Schedule 13D with respect to (a) the executive officers and directors of the Reporting Persons, (b) each person controlling the Reporting Persons and (c) each executive officer and director of any corporation or other person ultimately in control of the Reporting Persons (collectively, the “Covered Persons”), is set forth below

 

Covered Persons with Respect to Gazit

 

Name, Position with Gazit & Address  Present Principal Occupation  Name and Address of Employer  Citizenship
Chaim Katzman,
Vice Chairman and CEO
 
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Vice Chairman and CEO of Gazit  c/o Gazit Group USA Inc.
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  US, Israel
Ehud Arnon, chairman  Chairman  Gazit Globe, 10 Nissim Aloni Tel-Aviv  Israel
Dor J. Segal
Director

85 Hanna Avenue, Ste. 400
Toronto, Ontario M6K, Canada
  Chairman of the Board of First Capital Realty  85 Hanna Avenue, Suite 400, Toronto, Ontario M6K3S3, Canada  US, Canada, Israel
Haim Ben-Dor
Director
 
14 Nili Street,
Jerusalem, Israel
  Corporate Consultant  Haim Ben-Dor
14 Nili Street,
Jerusalem, Israel
  Israel
Yair Orgler
Director

Mordechai Maier 7/19,  
Tel-Aviv, Israel
  Professor Emeritus of the Management Faculty, Tel-Aviv University  Tel-Aviv University
Department of Finance
The Leon Recanati
Graduate School of Business Administration
Box 39010
Ramat Aviv, Tel Aviv 69978
Israel
  Israel
Zehavit Cohen
Director
  Managing Partner  Apax Partners Israel Ltd.
c/o Gazit-Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
Berkovich 4,
the Museum Tower, 22 Fl.,
Tel Aviv, 6423806 Israel
  Israel
Douglas Sesler
Director
  Private Real Estate Investor; Executive Vice President for Real Estate, Macy's, Inc.  54 Northway
Bronxville, NY 10708
  US
Ronnie Bar-On
Director
  Corporate Director  Gazit-Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Israel
Adi Jemini
Executive Vice President and
Chief Financial Officer

Gazit-Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Executive Vice President and Chief Financial Officer, Gazit  Gazit-Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Israel
Romano Vaisenberger
Vice President and Controller  
 
Gazit-Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Vice President and Controller, Gazit  Gazit-Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Israel

 

 

CUSIP NO. 758849103Page 18

 

Gazit is traded on the Tel Aviv Stock Exchange (TASE), on the New York Stock Exchange (NYSE), and on the Toronto Stock Exchange (TSX) under the ticker symbol “GZT.” Approximately 51.82% of Gazit’s ordinary shares (the “Ordinary Shares”) are owned directly or indirectly by Norstar Holdings Inc. (“Norstar”), a publicly traded company listed on the Tel Aviv Stock Exchange under the ticker “NSTR.” Chaim Katzman, Vice Chairman and CEO of Gazit, and certain members of his family, own or control, including through private entities owned by them and trusts under which they are the beneficiaries, directly and indirectly, approximately 24.8% of Norstar’s outstanding shares. Mr. Katzman also controls First U.S. Financial, LLC (“FUF”), which controls the voting rights of approximately 18.2% of Norstar’s outstanding shares. In addition, Mr. Segal holds 8.4% of Norstar’s outstanding shares. Additionally, until March 2018 Mr. Katzman and Mr. Segal and other related parties (the "Katzman Group" and the "Segal Group") were parties to a shareholders agreement with respect to their holdings in Norstar, which, among other things, provided that (1) each member of the Segal Group will vote all of its shares and any other voting securities of Norstar over which it has voting control for nominees to Norstar’s board of directors as directed in writing by a representative of the Katzman Group and (2) each member of the Katzman Group will vote, subject to certain conditions, all of its shares and any other voting securities of Norstar over which it has voting control for the election to Norstar’s board of directors of two directors designated by the Segal Group, one of which must be an independent director (see Item 6). In March 2018, the shareholders agreement was terminated. In addition, the Katzman Foundation, a non-profit charity foundation, in which Mr. Katzman and his family serve as directors and Mr. Katzman also serves as an officer, and which has no controlling shareholder, holds 4.36% of Norstar's outstanding shares. In aggregate, Mr. Katzman has the right to vote 47.36% of Norstar’s outstanding shares. Accordingly, even though Gazit’s board of directors includes a majority of independent directors, Mr. Katzman may be deemed to control Gazit. The public stockholders of Gazit own approximately 48% of the Ordinary Shares. The name, residence or business address, present principal occupation and the name and address of any corporation or organization in which such employment is conducted and the citizenship of each of the executive officers and directors of Norstar are set forth below.

 

Covered Persons with Respect to Norstar

 

Name, Position with Norstar & Address

 

Present Principal Occupation

 

Name and Address of Employer

 

Citizenship

Chaim Katzman,
Vice Chairman of the Board of Directors and CEO
 
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Vice Chairman and CEO of Gazit  c/o Gazit Group USA Inc.
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  US, Israel
Bat-Ami Katzman-Gordon
Director   
 
c/o Gazit Group USA Inc.
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Project Manager, Cancer Genomics; University of Miami, Miami, Florida  Bat-Ami Katzman
 
c/o Gazit Group USA Inc.
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  US
Dor J. Segal
Director   
 
c/o First Capital Realty
85 Hanna Avenue, Ste. 400
Toronto, Ontario M6K3S3,
Canada
  Chairman of the Board of First Capital Realty  85 Hanna Avenue, Suite 400, Toronto, Ontario M6K3S3, Canada  US, Canada, Israel
Eli Shahar
Director   
 
36 Shai Agnon
Tel-Aviv, Israel
  Corporate Consultant  Eli Shahar
36 Shai Agnon
Tel-Aviv, Israel
  Israel

 

 

CUSIP NO. 758849103Page 19

 

Name, Position with Norstar & Address

 

Present Principal Occupation

 

Name and Address of Employer

 

Citizenship

Shmuel Messenberg
Director
  Business Consultant  Hefetz Mordechai 15, Petach Tikva  Israel
Dina Ben-Ari
Chairman
 
3951 194 TR. Sunny Isles
Florida 33160
  Head of Friends of the IDF, Miami, Florida  c/o Gazit Group USA Inc.
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  US, Israel
Eden Abitan,
Director
  Accountant  9821 SW 2nd St. Plantation, FL 33324  US, Israel
Varda Zuntz
 
Norstar Israel, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Company Secretary, Norstar  Norstar Israel, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Israel
Romano Vaisenberger,
Controller

Gazit- Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  VP & Controller, Gazit Globe  Gazit-Globe, Ltd.
Nissim Aloni 10,
Tel Aviv, 6291924, Israel
  Israel
Zvi Gordon
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
  Vice President of Investments  c/o Gazit Group USA Inc.
1696 NE Miami Gardens Drive
North Miami Beach, FL 33179
    US

 

Covered Persons with Respect to MGN, 1995, MGN-A and First Generation

 

Name, Position with MGN, 1995, MGN-A and First Generation & Address  Present Principal Occupation  Name and Address of Employer  Citizenship
Chaim Katzman*
President and Director
         
Adi Jemini*
Chief Financial Officer, Treasurer, Secretary and Director
         
Romano Vaisenberger, Director         

 

*See information provided for Covered Persons with Respect to Gazit, above.

 

Covered Persons with Respect to MGN America and MGN USA

 

Name, Position with MGN America and MGN USA & Address  Present Principal Occupation  Name and Address of Employer  Citizenship
Chaim Katzman*
President
         
Adi Jemini*
Director, Chief Financial Officer, Treasurer and Secretary
Romano Vaisenberger, Director
         

 

*See information provided for Covered Persons with Respect to Gazit, above.

 

 

CUSIP NO. 758849103Page 20

 

Covered Persons with Respect to GAA

 

Name, Position with GAA & Address  Present Principal Occupation  Name and Address of Employer  Citizenship
Chaim Katzman*
Director
         
Adi Jemini
*Director
         
Alex Correia
Secretary and Director
  Company Secretary  First Capital Realty
85 Hanna Avenue, Ste. 400, Toronto, Ontario M6K3S3, Canada
  Canada

 

*See information provided for Covered Persons with Respect to Gazit, above.

 

Covered Persons with Respect to Silver Maple, Ficus, Silver Maple 2018 and Ficus 2018

 

Name, Position with MGN America, and MGN USA & Address

 

Present Principal Occupation

 

Name and Address of Employer

 

Citizenship

Chaim Katzman*
Director
         
Adi Jemini*
Director
         
Alex Correia
**Executive Vice President and Secretary
  Executive Vice President and Secretary  First Capital Realty
85 Hanna Avenue, Ste. 400, Toronto, Ontario M6K3S3, Canada
  Canada

 

*See information provided for Covered Persons with Respect to Gazit, above.
**See information provided for Covered Persons with Respect to GAA, above.

 

Item 4. Purpose of Transaction.

 

The disclosures required by this Item 4 are incorporated by reference to the information set forth in Item 4 of the previously filed Schedule 13D (except to the extent that the events described therein have already occurred and are therefore no longer relevant). Beyond as described in that information, the Reporting Persons have no current plans or proposals which relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D, although the Reporting Persons do not rule out the possibility of effecting or seeking to effect any such actions in the future.

 

Item 5. Interest in Securities of the Issuer.

 

The aggregate percentage of shares throughout this filing is based upon 169,410,491 shares issued and outstanding as of May 4, 2018, as reported in the quarterly report by the Issuer on May 7, 2018.

 

Chaim Katzman

 

(a)Aggregate Number of shares of Common Stock beneficially owned: 8,317,279 (4.9% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 167,204

 

 

CUSIP NO. 758849103Page 21

 

(ii)Shared power to vote or to direct the vote: 8,150,075

 

(iii)Sole power to dispose or to direct the disposition of: 167,204

 

(iv)Shared power to dispose or to direct the disposition of: 8,150,075

 

Mr. Katzman may be deemed to control Gazit. Of the shares beneficially owned by Mr. Katzman as of the date of this filing:

 

Mr. Katzman has sole voting and dispositive power over 167,204 shares held directly by him and indirectly through family trusts and other entities, which he controls or may control (not including 13,816 shares held of record by family members); and

 

Mr. Katzman shares voting power and dispositive authority over 2,342,715 shares he beneficially owns with Gazit, MGN and MGN USA, as such shares are directly held by MGN USA, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control; and

 

Mr. Katzman shares voting and dispositive authority over 900,000 shares he beneficially owns with Gazit, MGN and First Generation, as such shares are directly held by First Generation, which is a wholly-owned subsidiary of 1995, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control; and

 

Mr. Katzman shares voting and dispositive authority over 981,334 shares he beneficially owns with Gazit, MGN, MGN-A and MGN America, as such shares are directly held by MGN America, which is a wholly-owned subsidiary of MGN-A, which is a subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control; and

 

Mr. Katzman shares voting and dispositive authority over 1,501,942 shares he beneficially owns with Gazit, GAA, Silver Maple and Silver Maple 2018, as such shares are directly held by Silver Maple 2018, which is a wholly-owned subsidiary of Silver Maple, which is a wholly-owned subsidiary of GAA, itself a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control; and

 

Mr. Katzman shares voting and dispositive authority over 2,424,084 shares he beneficially owns with Gazit, GAA, Ficus and Ficus 2018, as such shares are directly held by Ficus 2018, which is a wholly-owned subsidiary of Ficus, which is a wholly-owned subsidiary of GAA, itself a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, Mr. Katzman has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by Mr. Katzman.

 

(e)Mr. Katzman ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

Gazit

 

(a)Aggregate Number of shares beneficially owned: 8,150,075 (4.8% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 8,150,075

 

 

CUSIP NO. 758849103Page 22

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 8,150,075

 

Of the shares beneficially owned by Gazit as of the date of this filing:

 

Gazit shares voting and dispositive authority over 2,342,715 shares it beneficially owns with Mr. Katzman, MGN and MGN USA, as such shares are directly held by MGN USA, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

Gazit shares voting and dispositive authority over 900,000 shares it beneficially owns with Mr. Katzman, MGN, 1995 and First Generation, as such shares are directly held by First Generation, which is a wholly-owned subsidiary of 1995, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

Gazit shares voting and dispositive authority over 981,334 shares it beneficially owns with Mr. Katzman, MGN, MGN-A and MGN America, as such shares are directly held by MGN America, which is a wholly-owned subsidiary of MGN-A, which is a subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

Gazit shares voting and dispositive authority over 1,501,942 shares it beneficially owns with Mr. Katzman, GAA, Silver Maple and Silver Maple 2018, as such shares are held directly by Silver Maple 2018, which is a wholly-owned subsidiary of Silver Maple, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

Gazit shares voting and dispositive authority over 2,424,084 shares it beneficially owns with Mr. Katzman, GAA, Ficus and Ficus 2018, as such shares are held directly by Ficus 2018, which is a wholly-owned subsidiary of Ficus, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, Gazit has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by Gazit.

 

(e)Gazit ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

MGN

 

(a)Aggregate Number of shares beneficially owned 4,224,049 (2.5% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 4,224,049

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 4,224,049

 

 

CUSIP NO. 758849103Page 23

 

Of the shares beneficially owned by MGN as of the date of this filing:

 

GN shares voting and dispositive authority over 2,342,715 shares it beneficially owns with Mr. Katzman, Gazit and MGN USA, as such shares are held directly by MGN USA, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control;

 

MGN shares voting and dispositive authority over 981,334 shares it beneficially owns with Mr. Katzman, Gazit, MGN-A and MGN America, as such shares are directly held by MGN America, which is a wholly-owned subsidiary of MGN-A, which is a subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control; and

 

MGN shares voting and dispositive authority over 900,000 shares it beneficially owns with Mr. Katzman, Gazit, 1995 and First Generation, as such shares are directly held by First Generation, which is a wholly-owned subsidiary of 1995, which is a wholly-owned subsidiary of MGN, which which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, MGN has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by MGN.

 

(e)MGN ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

1995

 

(a)Aggregate Number of shares beneficially owned: 900,000 (0.5% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 900,000

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 900,000

 

Of the shares beneficially owned by 1995 as of the date of this filing:

 

1995 shares voting and dispositive authority over 900,000 shares it beneficially owns with Mr. Katzman, Gazit, MGN and First Generation, as such shares are directly held by First Generation, which is a wholly-owned subsidiary of 1995, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, 1995 has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by 1995.

 

(e)1995 ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

First Generation

 

(a)Aggregate Number of shares beneficially owned: 900,000 (0.5% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vot e or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 900,000

 

 

CUSIP NO. 758849103Page 24

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 900,000

 

Of the shares beneficially owned by First Generation as of the date of this filing:

 

First Generation shares voting and dispositive authority over 900,000 shares it beneficially owns with Mr. Katzman, Gazit, MGN and 1995 as such shares are directly held by First Generation, which is a wholly-owned subsidiary of 1995, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, First Generation has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by First Generation.

 

(e)First Generation ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

MGN-A

 

(a)Aggregate Number of shares beneficially owned: 981,334 (0.6% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 981,334

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 981,334

 

Of the shares beneficially owned by MGN-A as of the date of this filing:

 

MGN-A shares voting and dispositive authority over 981,334 shares it beneficially owns with Mr. Katzman, Gazit, MGN and MGN America, as such shares are directly held by MGN America, which is a wholly-owned subsidiary of MGN-A, which is a subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, MGN-A has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by MGN-A.

 

(e)MGN-A ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

MGN USA

 

(a)Aggregate Number of shares beneficially owned: 2,342,715 (1.4% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 2,342,715

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 2,342,715

 

 

CUSIP NO. 758849103Page 25

 

Of the shares beneficially owned by MGN USA as of the date of this filing:

 

MGN USA shares voting and dispositive authority over 2,342,715 shares it beneficially owns with Mr. Katzman, Gazit and MGN, as such shares are directly held by MGN USA, which is a wholly-owned subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, MGN USA has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by MGN USA.

 

(e)MGN USA ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

MGN America

 

(a)Aggregate Number of shares beneficially owned: 981,334 (0.6% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 981,334

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 981,334

 

Of the shares beneficially owned by MGN America as of the date of this filing:

 

MGN America shares voting and dispositive authority over 981,334 shares it beneficially owns with Mr. Katzman, Gazit, MGN and MGN-A, as such shares are directly held by MGN America, which is a wholly-owned subsidiary of MGN-A, which is a subsidiary of MGN, which is a wholly-owned subsidiary of Gazit, which Mr. Katzman may be deemed to control.

 

(c)Except as set forth herein, MGN America has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by MGN America.

 

(e)MGN America ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

GAA

 

(a)Aggregate Number of shares beneficially owned: 3,926,026 (2.3% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 3,926,026

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 3,926,026

 

 

CUSIP NO. 758849103Page 26

 

Of the shares beneficially owned by GAA as of the date of this filing:

 

GAA shares voting and dispositive authority over 1,501,942 shares it beneficially owns with Mr. Katzman, Gazit, Silver Maple and Silver Maple 2018, as such shares are held directly by Silver Maple 2018, a wholly-owned subsidiary of Silver Maple, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which may be deemed to be controlled by Mr. Katzman.

 

GAA shares voting and dispositive authority over 2,424,084 shares it beneficially owns with Mr. Katzman, Gazit, Ficus and Ficus 2018, as such shares are held directly by Ficus 2018, a wholly-owned subsidiary of Ficus, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which may be deemed to be controlled by Mr. Katzman.

 

(c)Except as set forth herein, GAA has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by GAA.

 

(e)GAA ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

Silver Maple

 

(a)Aggregate Number of shares beneficially owned: 1,501,942 (0.9% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 1,501,942

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 1,501,942

 

Of the shares beneficially owned by Silver Maple as of the date of this filing:

 

Silver Maple shares voting and dispositive authority over 1,501,942 shares it beneficially owns with Mr. Katzman, Gazit, GAA and Silver Maple 2018, as such shares are held directly by Silver Maple 2018, a wholly-owned subsidiary of Silver Maple, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which may be deemed to be controlled by Mr. Katzman.

 

(c)Except as set forth herein, Silver Maple has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by Silver Maple.

 

(e)Silver Maple ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

 

CUSIP NO. 758849103Page 27

 

Ficus

 

(a)Aggregate Number of shares beneficially owned: 2,424,084 (1.4% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 2,424,084

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 2,424,084

 

Of the shares beneficially owned by Ficus as of the date of this filing:

 

Ficus shares voting and dispositive authority over 2,424,084 shares it beneficially owns with Mr. Katzman, Gazit, GAA and Ficus 2018, as such shares are held directly by Ficus 2018, a wholly-owned subsidiary of Ficus, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which may be deemed to be controlled by Mr. Katzman.

 

(c)Except as set forth herein, Ficus has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by Ficus.

 

(e)Ficus ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

Silver Maple 2018

 

(a)Aggregate Number of shares beneficially owned: 1,501,942 (0.9% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

(ii)Shared power to vote or to direct the vote: 1,501,942

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 1,501,942

 

Of the shares beneficially owned by Silver Maple 2018 as of the date of this filing:

 

Silver Maple 2018 shares voting and dispositive authority over 1,501,942 shares it beneficially owns with Mr. Katzman, Gazit, GAA and Silver Maple, as such shares are held directly by Silver Maple 2018, a wholly-owned subsidiary of Silver Maple, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which may be deemed to be controlled by Mr. Katzman.

 

(c)Except as set forth herein, Silver Maple 2018 has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by Silver Maple 2018.

 

(e)Silver Maple 2018 ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

Ficus 2018

 

(a)Aggregate Number of shares beneficially owned: 2,424,084 (1.4% of the shares).

 

(b)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 0

 

 

CUSIP NO. 758849103Page 28

 

(ii)Shared power to vote or to direct the vote: 2,424,084

 

(iii)Sole power to dispose or to direct the disposition of: 0

 

(iv)Shared power to dispose or to direct the disposition of: 2,424,084

 

Of the shares beneficially owned by Ficus 2018 as of the date of this filing:

 

Ficus 2018 shares voting and dispositive authority over 2,424,084 shares it beneficially owns with Mr. Katzman, Gazit, GAA and Ficus, as such shares are held directly by Ficus 2018, a wholly-owned subsidiary of Ficus, which is a wholly-owned subsidiary of GAA, which is a wholly-owned subsidiary of Gazit, which may be deemed to be controlled by Mr. Katzman.

 

(c)Except as set forth herein, Ficus 2018 has not effected any transactions in the shares during the past 60 days.

 

(d)Other than as described in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by Ficus 2018.

 

(e)Ficus 2018 ceased to be the beneficial owner of more than 5% of the Common Stock as of May 23, 2018.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

The disclosures required by this Item 6 are incorporated by reference to the information set forth in Item 6 of the previously filed Schedule 13D.

 

Item 7. Materials to be filed as Exhibits.

 

Exhibit  Description
1.  Consent and Agreement to Joint Filing, by and among the Reporting Persons, dated February 9, 2018 (incorporated by reference to Exhibit 1 to Amendment No. 2 to the Schedule 13D filed with the SEC on February 9, 2018).
2.  Agreement and Plan of Merger, dated November 14, 2016, by and between the Issuer and Equity One, Inc. (incorporated by reference to Exhibit 2.1 of the Current Report on Form 8-K filed by Regency Centers Corporation with the SEC on November 15, 2016).
3.  Governance Agreement, dated November 14, 2016, by and among the Issuer, Gazit-Globe Ltd., MGN America, LLC, Gazit First Generation LLC, Silver Maple (2001) Inc., MGN (USA) Inc., MGN America 2016, LLC, MGN USA 2016, LLC and Ficus, Inc. (incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K filed by Regency Centers Corporation with the SEC on November 15, 2016).
4.  Joinder Agreement, dated January 30, 2018, pursuant to which Silver Maple 2018 became a party to the Governance Agreement, dated November 14, 2016, by and among the Issuer, Gazit-Globe Ltd., MGN America, LLC, Gazit First Generation LLC, Silver Maple (2001) Inc., MGN (USA) Inc., MGN America 2016, LLC, MGN USA 2016, LLC and Ficus, Inc. (incorporated by reference to Exhibit 5 to Amendment No. 3 to the Schedule 13D filed with the SEC on February 21, 2018)
5.  Joinder Agreement, dated January 30, 2018, pursuant to which Ficus 2018 became a party to the Governance Agreement, dated November 14, 2016, by and among the Issuer, Gazit-Globe Ltd., MGN America, LLC, Gazit First Generation LLC, Silver Maple (2001) Inc., MGN (USA) Inc., MGN America 2016, LLC, MGN USA 2016, LLC and Ficus, Inc. (incorporated by reference to Exhibit 6 to Amendment No. 3 to the Schedule 13D filed with the SEC on February 21, 2018)

 

 

CUSIP NO. 758849103Page 29

 

SIGNATURES

 

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.

 

  CHAIM KATZMAN
   
Date: May 25, 2018 By: /s/ Chaim Katzman
     
  GAZIT-GLOBE, LTD.
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name:  Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  M G N (USA) INC.
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  MGN AMERICA, LLC
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  MGN (USA) 2016, LLC
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory

 

Signature page to Schedule 13D/A

 

 

CUSIP NO. 758849103Page 30

 

  MGN AMERICA 2016, LLC
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name:  Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini

 

 

Title: Authorized Signatory
  GAZIT AMERICA, INC.
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  SILVER MAPLE (2001), INC.
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  FICUS, INC.
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  GAZIT (1995), INC.
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory

 

Signature page to Schedule 13D/A

 

 

CUSIP NO. 758849103Page 31

 

  GAZIT FIRST GENERATION LLC
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name:  Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  SILVER MAPLE 2018, LLC
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory
     
  FICUS 2018, LLC
   
Date: May 25, 2018 By: /s/ Chaim Katzman
  Name: Chaim Katzman
  Title: Authorized Signatory
     
Date: May 25, 2018 By: /s/ Adi Jemini
  Name: Adi Jemini
  Title: Authorized Signatory

 

Signature page to Schedule 13D/A