Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SEC 1745 (02-02) |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. . . 11 |
Guess?, Inc. |
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(Name of Issuer) | ||||
Common Stock |
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(Title of Class of Securities) | ||||
401617 10 5 |
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(CUSIP Number) |
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July 9, 2003 |
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(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
ý Rule 13d-1(c)
o Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 401617 10 5
1. | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). |
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Armand Marciano |
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2. | Check the Appropriate Box if a Member | (a) | o | |||
of a Group (See Instructions) | (b) | o | ||||
3. | SEC Use Only | |||||
4. | Citizenship or Place of Organization | |||||
United States of America |
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Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power | ||||
1,049,492 |
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6. | Shared Voting Power | |||||
0 |
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7. | Sole Dispositive Power | |||||
1,049,492 |
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8. | Shared Dispositive Power | |||||
0 |
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9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
1,049,492 |
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10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
11. | Percent of Class Represented by Amount in Row (9) | |||||
2.4% |
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12. | Type of Reporting Person (See Instructions) | |||||
IN |
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3
- (a)
- Name
of Issuer
Guess?, Inc. - (b)
- Address
of Issuer's Principal Executive Offices
1444 Alameda Street
Los Angeles, California 90021
- (a)
- Name
of Person Filing
Armand Marciano - (b)
- Address
of Principal Business Office or, if none, Residence
9465 Wilshire Boulevard, Suite 400
Beverly Hills, California 90212 - (c)
- Citizenship
United States of America - (d)
- Title
of Class of Securities
Common Stock, par value $0.01 per share - (e)
- CUSIP
Number
401617 10 5
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) |
o |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
|
(c) |
o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
|
(d) |
o |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
|
(e) |
o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
(f) |
o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
|
(g) |
o |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
|
(h) |
o |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
(i) |
o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
o |
Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
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4
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
- (a)
- Amount
beneficially owned: 1,049,492
- (b)
- Percent
of class: 2.4%
- (c)
- Number
of shares as to which the person has:
- (i)
- Sole
power to vote or to direct the vote
1,049,492 - (ii)
- Shared
power to vote or to direct the vote
0 - (iii)
- Sole
power to dispose or to direct the disposition of
1,049,492 - (iv)
- Shared
power to dispose or to direct the disposition of
0
Mr. Marciano is the trustee of six trusts which collectively own 1,049,492 shares of common stock, as follows:
1,044,492
shares held as sole trustee of the Armand Marciano Trust, dated February 20, 1986;
1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Anastasia;
1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Francisca;
1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Harrison;
1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Dominique;
1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Julien.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ý.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
5
The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 23, 2003 Date |
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/s/ ARMAND MARCIANO Signature |
; |
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Armand Marciano Name/Title |
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6
-
Item 1.
Item 2.
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a
Item 4. Ownership.
Item 5. Ownership of Five Percent or Less of a Class
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Item 8. Identification and Classification of Members of the Group
Item 9. Notice of Dissolution of Group
Item 10. Certification