Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 31)*
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RICHARDSON ELECTRONICS, LTD. |
(Name of Issuer)
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Common Stock, par value $.05 per share |
(Title of Class of Securities)
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763165107 |
(Cusip Number)
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December 31, 2019 |
(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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☐ |
Rule 13d-1(b) |
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☐ |
Rule 13d-1(c) |
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☒ |
Rule 13d-1(d) |
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* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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(1) |
Name of reporting person S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Edward J. Richardson |
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(2) |
Check the appropriate box if a member of a group
NA |
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(3) |
SEC use only
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(4) |
Citizenship or place of organization
U. S. A. |
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Number of shares beneficially owned by each reporting person with |
(5) |
Sole voting power
2,089,095
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(6) |
Shared voting power
0 |
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(7) |
Sole dispositive power
2,089,095
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(8) |
Shared dispositive power
0 |
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(9) |
Aggregate amount beneficially owned by each reporting person
2,089,095 |
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(10) |
Check box if the aggregate amount in Row (9) excludes certain shares
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(11) |
Percent of class represented by amount in Row 9
15.9% |
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(12) |
Type of reporting person
IN |
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This Amendment Number 31 amends the Schedule 13G dated February 14, 2019, filed by the undersigned in connection with his beneficial ownership of Common Stock, $.05 par value, of Richardson Electronics, Ltd. (the “Company”) as follows:
Item 4. Ownership
Item 4 is hereby amended by deleting the same in its entirety and substituting the following in lieu thereof:
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(a) |
Includes 2,063,566 (or 98.4%) of the 2,096,919 shares of Class B Common Stock outstanding and convertible on a share for share basis into Common Stock. Also includes 25,529 (less than 1%) of the 11,038,235 shares of Common Stock outstanding. |
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(b) |
Percent of Class |
15.9%
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(c) |
Number of shares as to which such person has: |
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(i) |
sole power to vote or to direct the vote |
2,089,095*
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(ii) |
sole power to dispose or to direct the disposition of |
2,089,095
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(iii) |
shared power to dispose or to direct the disposition of |
0
* Of the 2,089,095 shares which the Reporting Person has the sole power to vote or direct the vote, 2,063,566 shares are Class B Common Stock and 25,529 shares are Common Stock. Class B Common Stock has 10 votes per share and Common Stock has one vote per share.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 10, 2020 |
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Signature |
/s/ Robert J. Ben, attorney-in-fact for Edward J. Richardson |
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Name |
Edward J. Richardson |