Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3 )*
Associate General Counsel, Corporate
Biogen Idec Inc.
14 Cambridge Center
Cambridge, Massachusetts 02142
(617) 679-2000
Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 7 pages
CUSIP No. |
Page | of |
1 | NAMES OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. (entities only): Biogen Idec Inc. 33-0112644 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
Not Applicable | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,170,409 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,170,409 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,170,409 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
11.0% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
Page 2 of 7 pages
CUSIP No. |
Page | of |
1 | NAMES OF REPORTING PERSONS AND I.R.S. IDENTIFICATION NOS. (entities only): Biogen Idec MA Inc. 04-3002117 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Massachusetts | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,170,409 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,170,409 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,170,409 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
11.0% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
Page 3 of 7 pages
Page 4 of 7 pages
(1) | Filed herewith. |
Page 5 of 7 pages
BIOGEN IDEC INC. |
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/s/ Michael F. Phelps | ||||
Name: | Michael F. Phelps | |||
Title: | Vice President, Treasurer |
Page 6 of 7 pages
BIOGEN IDEC MA INC. |
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/s/ Michael F. Phelps | ||||
Name: | Michael F. Phelps | |||
Title: | Vice President, Treasurer |
Page 7 of 7 pages
Mr. Best is retired. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Mr. Dekkers is President and Chief Executive Officer of Thermo Fisher Scientific Inc. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Mr. Glassberg is a Venture Partner of Bay City Capital. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Dr. Keller is R.J. Reynolds Professor Emeritus of Business Administration and Dean Emeritus of the Fuqua School of Business, Duke University. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Ms. Leaming is an independent consultant. Her business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Mr. Mullen is Chief Executive Officer and President of Biogen Idec Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Pangia is a partner of Ivy Capital Partners, LLC, the General Partner of Ivy Healthcare, L.P. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Dr. Pickett is President, Research & Development of Biogen Idec Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Ross is President of Cancer Rx. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Ms. Schenk is an attorney in private practice. Her business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
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Dr. Sharp is Institute Professor at the Massachusetts Institute of Technology and a faculty member in the Department of Biology and the Center for Cancer Research. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Mr. Young is Chairman and Chief Executive Officer for Monogram Bioscience, Inc. His business address is c/o Biogen Idec Inc., 14 Cambridge Center, Cambridge, MA 02142.
Ms. Alexander is Executive Vice President, General Counsel and Secretary of Biogen Idec Inc. and Secretary of Biogen Idec MA Inc. Her business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Clancy is Executive Vice President and Chief Financial Officer of Biogen Idec Inc. and President and Director of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Dunn is Executive Vice President, New Ventures of Biogen Idec Inc. His business address is 5200 Research Place, San Diego, CA 92122.
Mr. Hamm is Executive Vice President, Pharmaceutical Operations and Technology of Biogen Idec Inc. and Vice President of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Hasler is Executive Vice President, Global Neurology, Head of International of Biogen Idec Inc. His business address is Landis & Gyr Strasse 3, Zug Switzerland CH-6300. He is a citizen of Switzerland.
Mr. Hasnain is Executive Vice President, Oncology/Rheumatology Strategic Business Unit of Biogen Idec Inc. His business address is 5200 Research Place, San Diego, CA 92122.
Mr. MacLean is Senior Vice President, Chief Accounting Officer and Controller of Biogen Idec Inc. and Vice President and Director of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Mullen is Chief Executive Officer and President of Biogen Idec Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Dr. Pickett is President, Research & Development of Biogen Idec Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Schneier is Executive Vice President, Human Resources, Public Affairs and Communications of Biogen Idec Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
A-2
Mr. Wiggins is Executive Vice President, Business Development of Biogen Idec Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
A-3
Mr. Clancy is Executive Vice President and Chief Financial Officer of Biogen Idec Inc. and President and Director of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. MacLean is Senior Vice President, Chief Accounting Officer and Controller of Biogen Idec Inc. and Vice President and Director of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Phelps is Vice President and Treasurer of Biogen Idec Inc. and Vice President, Treasurer and Director of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Ms. Alexander is Executive Vice President, General Counsel and Secretary of Biogen Idec Inc. and Secretary of Biogen Idec MA Inc. Her business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Beckman is Senior Vice President, Immunology Research and Development of Biogen Idec Inc. and Vice President of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Dayton is Associate General Counsel, IP of Biogen Idec Inc. and Assistant Secretary of Biogen Idec MA Inc. His business address is 5200 Research Place, San Diego, CA 92122.
Ms. DiFabio is Vice President and Chief Neurology Counsel of Biogen Idec Inc. and Assistant Secretary of Biogen Idec MA Inc. Her business address is 45 Williams St., Suite 200, Wellesley, MA 02481.
Mr. Galdes is Vice President, Drug Discovery of Biogen Idec Inc. and Vice President of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Hamm is Executive Vice President, Pharmaceutical Operations and Technology of Biogen Idec Inc. and Vice President of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Licht is Vice President, Chief Corporation Counsel of Biogen Idec Inc. and Vice President and Assistant Secretary of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
A-4
Ms. Lowen is Associate General Counsel, IP of Biogen Idec Inc. and Assistant Secretary of Biogen Idec MA Inc. Her business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Reff is Vice President, Discovery Oncology of Biogen Idec Inc. and Secretary of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
Mr. Sandrock is Senior Vice President, Neurology Research and Development Biogen Idec Inc. and Vice President of Biogen Idec MA Inc. His business address is 14 Cambridge Center, Cambridge, MA 02142.
A-5
BIOGEN IDEC INC. |
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/s/ Michael F. Phelps | ||||
Name: | Michael F. Phelps | |||
Title: | Vice President, Treasurer | |||
BIOGEN IDEC MA INC. |
||||
/s/ Michael F. Phelps | ||||
Name: | Michael F. Phelps | |||
Title: | Vice President, Treasurer | |||
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