Sec Form 13G Filing - SSR MINING INC. (SSRM) filing for EMX RTY CORP COM (EMX) - 2024-06-06

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G

(Amendment No. 2)*

 

Under the Securities Exchange Act of 1934

 

 

EMX Royalty Corporation
(Name of Issuer)

 

 

Common Shares, without par value
(Title of Class of Securities)

 

 

26873J107
(CUSIP Number)

 

 

June 4, 2024
(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

   

 

 

CUSIP No. 26873J107  SCHEDULE 13G Page 2 of 6 Pages

 

         
1

NAME OF REPORTING PERSONS

 

SSR Mining Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o

(b) o

 
3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

British Columbia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

 

5,161,524

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

5,161,524

8

SHARED DISPOSITIVE POWER

 

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,161,524

10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

4.58%1

12

TYPE OF REPORTING PERSON

 

CO

 

(1)       This percentage is based upon 112,716,464 Common Shares of EMX Royalty Corporation, as at November 13, 2023, as reported in EMX Royalty Corporation’s Management’s Discussion and Analysis for the period ended March 31, 2024, filed on May 13, 2024.

 

   

 

 

CUSIP No.  92840H202  SCHEDULE 13G Page 3 of 6 Pages

 

 

 

Item 1.   (a) Name of Issuer:

EMX Royalty Corporation

    (b) Address of Issuer’s Principal Executive Offices:

Suite 501-543 Granville Street

Vancouver, British Columbia, Canada V6C 1X8

Item 2.   (a) Name of Person Filing:

SSR Mining Inc.

    (b) Address of Principal Business Office:

6900 E. Layton Ave., Suite 1300

Denver, Colorado 80237

    (c) Citizenship:

Please refer to Item 4 on each cover page for each Reporting Person.

    (d) Title of Class of Securities:

Common Shares, without par value

    (e) CUSIP No.:

26873J107

 

 

 

 

 

 

 

 

 

 

 

 

 

 

   

 

 

 

CUSIP No. 26873J107  SCHEDULE 13G Page 4 of 6 Pages

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
       
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
       
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
       
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
       
  (e) ¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
       
  (k) ¨ Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
       
                                                                                                        

 

 

 

 

 

 

 

 

 

 

 

 

 

   

 

 

 

CUSIP No. 26873J107  SCHEDULE 13G Page 5 of 6 Pages

 

 

Item 4. Ownership:

Information with respect to the Reporting Person’s ownership as of June 6, 2024 is incorporated by reference to items (5) - (9) and (11) of the cover page for the Reporting Person.

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ü].

Item 6. Ownership of More Than Five Percent on Behalf of Another Person.

Not Applicable.

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable.

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

Item 9. Notice of Dissolution of Group.

Not Applicable.

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a–11.

 

 

 

 

 

 

 

 

 

 

 

   

 

 

 

CUSIP No. 26873J107  SCHEDULE 13G Page 6 of 6 Pages

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: June 6, 2024

 

  SSR Mining Inc.
       
  By: /s/ Michael Sparks
    Name:  Michael Sparks
    Title: Executive Vice President and Chief Financial Officer