Sec Form 13G Filing - ROSE STUART A filing for REX AMERICAN RESOURCES Corp (REX) - 2020-02-12

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 28)*

 

REX American Resources Corporation

 

(Name of Issuer)

 

Common Stock

 

(Title of Class of Securities)

 

761624105

 

(CUSIP Number)

 

December 31, 2019

 

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  o  Rule 13d-1(b)
   
  o  Rule 13d-1(c)
   
  x  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. 761624105

 

1.   NAME OF REPORTING PERSON(S)
     
    Stuart A. Rose
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
    (a)  o
    (b)  o
     
3.   SEC USE ONLY
     
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
     
    United States of America

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.   SOLE VOTING POWER
    579,070
     
6.   SHARED VOTING POWER
    0
     
7.   SOLE DISPOSITIVE POWER
    579,070
     
8.   SHARED DISPOSITIVE POWER
    0

 

9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     
    579,070
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
     
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
     
    9.20%
     
12.   TYPE OF REPORTING PERSON*
     
    IN
 
Item 1. (a) Name of Issuer:
    REX American Resources Corporation
  (b) Address of Issuer’s Principal Executive Offices:
    7720 Paragon Road
    Dayton, Ohio 45459
Item 2. (a) Name of Person Filing:
    Stuart A. Rose
  (b) Address of Principal Business Office, or if None, Residence:
    7720 Paragon Road
    Dayton, Ohio 45459
  (c) Citizenship:
    United States of America
  (d) Title of Class of Securities:
    Common Stock
  (e) CUSIP Number:
    761624105
     
Item 3. Inapplicable
   
Item 4. Ownership.

 

The following information concerning ownership of Common Stock is given as of December 31, 2019:

 

  (a) Amount Beneficially Owned
     
    579,070 Shares of Common Stock
     
  (b) Percent of Class
     
    9.2%
     
  (c) Number of Shares as to which the Person has:
     
  (i) Sole power to vote or direct the vote
    579,070
  (ii) Shared power to vote or direct the vote
    0
  (iii) Sole power to dispose or to direct the disposition of
    579,070
  (iv) Shared power to dispose or to direct the disposition of
    0
 
Item 5. Ownership of Five Percent or Less of a Class.
   
  Inapplicable
   
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
   
  Inapplicable
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   
  Inapplicable
   
Item 8. Identification and Classification of Members of the Group.
   
  Inapplicable
   
Item 9. Notice of Dissolution of Group.
   
  Inapplicable
   
Item 10. Certification.
   
  Inapplicable
 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 11, 2020  
     
Signature: /s/STUART A. ROSE  
     
Name/Title Stuart A. Rose  

 

* Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).