Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
IMAX CORPORATION
(Name of Issuer)
Common Shares
(Title of Class of Securities)
45245E109
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐: Rule 13d-1(b)
☐: Rule 13d-1(c)
☒: Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 45245E109 |
13G | Page 2 of 7 |
|
1 |
Names of Reporting Person:
Richard L. Gelfond | |||||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ☐ (b) ☐
Not applicable | |||||
| 3 |
SEC USE ONLY:
| |||||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION:
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER:
3,135,266 | ||||
| 6 |
SHARED VOTING POWER:
0 | |||||
| 7 |
SOLE DISPOSITIVE POWER:
3,135,266 | |||||
| 8 |
SHARED DISPOSITIVE POWER:
0 | |||||
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
3,135,266 | |||||
| 10 |
CHE CK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: ☐
| |||||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
5.10% | |||||
| 12 |
TYPE OF REPORTING PERSON:
IN | |||||
| CUSIP No. 45245E109 |
13G | Page 3 of 7 |
Item 1.
| (a) | Name of Issuer: |
IMAX Corporation
| (b) | Address of Issuer’s Principal Executive Offices: |
2525 Speakman Drive, Mississauga, Ontario, L5K 1B1, Canada
Item 2.
| (a) | Name of Person Filing: |
Richard L. Gelfond
| (b) | Address of Principal Business Office or, if none, Residence: |
902 Broadway, 20th Floor, New York, NY 10010
| (c) | Citizenship: |
United States
| (d) | Title of Class of Securities: |
Common Shares
| (e) | CUSIP Number: |
45245E109
| Item 3. | If this statement is filed pursuant to §240.13d-1(b), or §240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
| (b) | ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
| (c) | ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
| (d) | ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
| (e) | ☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). |
| (f) | ☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). |
| CUSIP No. 45245E109 |
13G | Page 4 of 7 |
| (g) | ☐ A parent holding company or control person, in accordance with §240.13d-1(b)(1)(ii)(G). |
| (h) | ☐ A savings associations as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). |
| (i) ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). |
| (j) | ☐ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J). |
| (k) | ☐ Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
If filing as a non-U.S. institution in accordance with§240.13d-1(b)(1)(ii)(J), please specify the type of institution:
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: |
3,135,266
| (b) | Percent of class: |
5.10%
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: |
3,135,266
| (ii) | Shared power to vote or to direct the vote: |
0
| (iii) | Sole power to dispose or to direct the disposition of: |
3,135,266
| (iv) | Shared power to dispose or to direct the disposition of: |
0
| CUSIP No. 45245E109 |
13G | Page 5 of 7 |
As of December 31, 2021 the number of Shares set forth in boxes 5 and 9 on the second part of the cover page to this Schedule 13G includes the right to acquire beneficial ownership of an equity security within 60 days.
| CUSIP No. 45245E109 |
13G | Page 6 of 7 |
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable
| Item 8. | Identification and Classification of Members of the Group. |
Not applicable
| Item 9. | Notice of Dissolution of Group. |
Not applicable
| Item 10. | Certification. |
Not applicable
| CUSIP No. 45245E109 |
13G | Page 7 of 7 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: |
February 10, 2022 | |
| By: |
/s/ Richard L. Gelfond | |
| Name: |
Richard L. Gelfond | |