Sec Form 13G Filing - COX HOWARD E JR filing for Nine Energy Service Inc. (NINE) - 2021-08-26

Rule 13d–1(b)

Rule 13d–1(c)

Rule 13d–1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

Names of reporting persons

Howard E. Cox Jr.

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☐

SEC use only

Citizenship or place of organization

U.S.A.

Number of

shares

beneficially

owned by

each

reporting

person

with:

Sole voting power

1,812,646

Shared voting power

0

Sole dispositive power

1,812,646

Shared dispositive power

0

Aggregate amount beneficially owned by each reporting person

1,812,646

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

Percent of class represented by amount in Row (9)

5.5%

Type of reporting person (see instructions)

IN

If this statement is filed pursuant to §§240.13d–1(b) or 240.13d–2(b) or (c), check whether the person filing is a:

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a–8);

An investment adviser in accordance with §240.13d–1(b)(1)(ii)(E);

An employee benefit plan or endowment fund in accordance with §240.13d–1(b)(1)(ii)(F);

A parent holding company or control person in accordance with §240.13d–1(b)(1)(ii)(G);

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3);

A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);

Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: ________________________________

Ownership

Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following   ☐.

Ownership of More than 5 Percent on Behalf of Another Person.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Identification and Classification of Members of the Group.

Notice of Dissolution of Group.

Certifications

/s/ Julie P Coleman

Howard E. Cox, Jr.

(by Julie P. Coleman as Attorney-in-Fact)

to apply for and obtain a set of EDGAR access codes for the undersigned (i.e., PMAC, Password and CCC) (the “EDGAR Codes”); to update the undersigned’s passphrase in connection therewith , if necessary; to prepare, execute in the undersigned’s name and on the undersigned’s behalf and submit to the SEC a Form ID; and to prepare, execute and submit in the undersigned’s name and on the undersigned’s behalf, any other documents, authentications or forms (and amendments thereto) necessary or appropriate to obtain the EDGAR Codes enabling the undersigned to make electronic filings with the SEC of reports required by the Securities Exchange Act of 1934, as amended (the “1934 Act”) or any rule or regulation of the SEC;

to update and revise the undersigned’s EDGAR filer, contact, account and other information on file with the SEC;

prepare and execute for and on behalf of the undersigned, any Schedule 13 D or Schedule 13G, any and all amendments thereto and any joint filer agreements in connection therewith, with respect to the undersigned’s beneficial ownership in equity securities of a class specified in paragraph (i) of Rule I 3d-I under the 1934 Act;

do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Schedules 13 D and 13G Reports, and any amendments thereto, and file or cause to be filed such forms with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

to take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.