Sec Form 3 Filing - Brunk Troy D @ RTX Corp - 2024-07-17

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Brunk Troy D
2. Issuer Name and Ticker or Trading Symbol
RTX Corp [ RTX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, Collins Aerospace
(Last) (First) (Middle)
1000 WILSON BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
07/17/2024
(Street)
ARLINGTON, VA22209
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2,874.5928 ( 1 ) D
Common Stock 2,292 I By Savings Plan Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) ( 2 ) ( 2 ) Common Stock 11,206 D
Restricted Stock Units ( 3 ) 02/08/2026 ( 3 ) Common Stock 2,477 D
Restricted Stock Units ( 3 ) 02/08/2027 ( 3 ) Common Stock 2,226 D
Restricted Stock Units ( 3 ) 02/15/2025 ( 3 ) Common Stock 3,830 D
Rockwell NQSP ( 4 ) ( 4 ) ( 4 ) Common Stock 145.6211 D
SRP Stock Unit ( 5 ) ( 5 ) ( 5 ) Common Stock 474.9125 D
Stock Appreciation Right $ 90.73 02/04/2023 02/03/2030 Common Stock 11,973 D
Stock Appreciation Right $ 91.04 02/08/2027 02/07/2034 Common Stock 18,400 ( 6 ) D
Stock Appreciation Right $ 94.04 02/15/2025 02/14/2032 Common Stock 6,800 ( 7 ) D
Stock Appreciation Right $ 97.65 02/08/2026 02/07/2033 Common Stock 12,600 ( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Brunk Troy D
1000 WILSON BLVD.
ARLINGTON, VA22209
President, Collins Aerospace
Signatures
/s/ Michelle G. Gewandter, as Attorney-In-Fact 07/26/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These are deferred Performance Share Units ("PSUs"). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX common stock.
( 2 )These Restricted Stock Units ("RSUs") were awarded on March 1, 2024 in connection with the reporting person's membership in the RTX Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's Form 10-Q for the period ended March 31, 2024).
( 3 )Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock.
( 4 )Each Rockwell Non-Qualified Savings Plan ("NQSP") stock unit is the economi c equivalent of one share of RTX Common Stock. The reported NQSP stock units were acquired under legacy Rockwell Collins' NQSP,an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
( 5 )Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
( 6 )In February 2024, in addition to the SARs and not included in this number, the reporting person was also awarded 4,395 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital ("ROIC"), earnings per share ("EPS) growth and total shareholder return ("TSR") relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
( 7 )In February 2022, in addition to the SARs and not included in this number, the reporting person was also awarded 2,235 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
( 8 )In February 2023, in addition to the SARs and not included in this number, the reporting person was also awarded 2,385 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

Remarks:
brunk-poa_07212024.txt

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