Sec Form 5 Filing - Schroepfer Michael Todd @ Facebook Inc - 2019-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Schroepfer Michael Todd
2. Issuer Name and Ticker or Trading Symbol
Facebook Inc [ FB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Technology Officer
(Last) (First) (Middle)
C/O FACEBOOK INC., 1601 WILLOW ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2019
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/12/2016 P( 1 )( 2 ) 52 A $ 117.77 52 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 01/12/2017 P( 1 )( 2 ) 27 A $ 126.62 79 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 04/19/2017 P( 1 )( 2 ) 8 A $ 142.27 87 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 10/12/2017 P( 1 )( 2 ) 6 A $ 172.55 93 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 05/30/2018 S( 1 )( 2 ) 8 D $ 187.67 85 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 05/30/2018 S( 1 )( 2 ) 6 D $ 187.67 79 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 03/06/2019 P( 1 )( 2 ) 33 A $ 172.51 112 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 07/25/2019 P( 1 )( 2 ) 49 A $ 200.71 161 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 10/10/2019 S( 1 )( 2 ) 49 D $ 181.4324 112 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 ( 3 )
Class A Common Stock 12/12/2016 P( 1 )( 2 ) 655 A $ 117.77 28,909 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 01/23/2017 P( 1 )( 2 ) 180 A $ 128.93 85,588 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 03/22/2017 P( 1 )( 2 ) 51 A $ 139.59 142,238 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 05/09/2017 P( 1 )( 2 ) 34 A $ 150.48 170,583 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 12/14/2017 P( 1 )( 2 ) 1,550 A $ 178.39 338,023 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 03/26/2018 S( 1 )( 2 ) 710 D $ 160.06 421,990 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 05/04/2018 P( 1 )( 2 ) 675 A $ 176.61 450,817 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 10/08/2018 S( 1 )( 2 ) 661 D $ 157.25 591,280 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 11/20/2018 S( 1 )( 2 ) 100 D $ 132.43 447,556 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 12/28/2018 S( 1 )( 2 ) 52 D $ 133.2 475,552 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 02/21/2019 P( 1 )( 2 ) 876 A $ 160.04 476,428 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 04/04/2019 P( 1 )( 2 ) 253 A $ 176.02 476,681 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 06/06/2019 S( 1 )( 2 ) 174 D $ 168.33 476,507 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 06/06/2019 S( 1 )( 2 ) 79 D $ 168.33 476,428 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 06/06/2019 S( 1 )( 2 ) 253 D $ 168.33 476,175 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 07/30/2019 P( 1 )( 2 ) 257 A $ 197.04 476,432 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 08/28/2019 P( 1 )( 2 ) 154 A $ 181.76 476,586 I The HS Trust U/A/D 9/28/2011 ( 4 )
Class A Common Stock 10/03/2019 S( 1 )( 2 ) 257 D $ 179.38 476,329 I The HS Trust U/A/D 9/28/2011 ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Schroepfer Michael Todd
C/O FACEBOOK INC.
1601 WILLOW ROAD
MENLO PARK, CA94025
Chief Technology Officer
Signatures
/s/ Michael Johnson as attorney-in-fact for Michael T. Schroepfer 02/13/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )A third-party investment advisor retained by the reporting person carried out these transactions in its sole discretion without direction or knowledge from the reporting person or his spouse. The advisor recently brought the transactions to the attention of Facebook, Inc. ("Issuer") and the reporting person. Such transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person paid $80,848.16 to Issuer as disgorgement of the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.
( 2 )The shares reported in these transactions are held by trusts, for which the reporting person and his spouse serve as trustees, in separate accounts managed by the third-party investment advisor. The reporting person disclaims beneficial ownership of the shares held by the trusts, except to the extent of his pecuniary interest therein.
( 3 )Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Exempt Trust U/A/D 6/27/2011.
( 4 )Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.

Remarks:
This is 1 of 2 Forms 5 being filed.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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