Sec Form 4 Filing - Trudeau Robert @ Interactive Brokers Group, Inc. - 2009-12-31

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Trudeau Robert
2. Issuer Name and Ticker or Trading Symbol
Interactive Brokers Group, Inc. [ IBKR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
May be part of a 13(d) group
(Last) (First) (Middle)
C/O TECHNOLOGY CROSSOVER VENTURES, 528 RAMONA STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2009
(Street)
PALO ALTO, CA94301
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2009 A 4,233 ( 1 ) A $ 0 4,233 I Robert W. Trudeau ( 2 )
Common Stock 1,487,970 I TCV VI, L.P. ( 3 )
Common Stock 2,289,635 I TCV VII, L.P. ( 4 )
Common Stock 1,189,061 I TCV VII (A), L.P. ( 5 )
Common Stock 33,334 I TCV Member Fund, L.P. ( 6 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Trudeau Robert
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA94301
X X May be part of a 13(d) group
HOAG JAY C
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA94301
X May be part of a 13(d) group
KIMBALL RICK
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA94301
X May be part of a 13(d) group
DREW JOHN
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA94301
X May be part of a 13(d) group
REYNOLDS JON Q JR
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA94301
X May be part of a 13(d) group
GRIFFITH WILLIAM
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA94301
X May be part of a 13(d) group
Marshall Christopher P
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA94301
May be part of a 13(d) group
Signatures
Frederic D. Fenton Authorized signatory for Robert W. Trudeau 01/05/2010
Signature of Reporting Person Date
Frederic D. Fenton Authorized signatory for Jay C. Hoag 01/05/2010
Signature of Reporting Person Date
Frederic D. Fenton Authorized signatory for Richard H. Kimball 01/05/2010
Signature of Reporting Person Date
Frederic D. Fenton Authorized signatory for John L. Drew 01/05/2010
Signature of Reporting Person Date
Frederic D. Fenton Authorized signatory for Jon Q. Reynolds, Jr. 01/05/2010
Signature of Reporting Person Date
Frederic D. Fenton Authorized signatory for William J.G. Griffith IV 01/05/2010
Signature of Reporting Person Date
Frederic D. Fenton Authorized signatory for Christopher P. Marshall 01/05/2010
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents a grant of restricted stock which will vest in five equal annual installments, beginning on December 31, 2010.
( 2 )These shares of restricted stock are directly held by Robert W. Trudeau. Mr. Trudeau has the sole voting and dispositive power over the shares; however, TCV VI Management, L.L.C. ("Management VI") and TCV VII Management, L.L.C. ("Management VII") collectively own 100% of the pecuniary interest therein. Mr. Trudeau, Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and William J.G. Griffith IV (collectively, the "TCM VI Members") are members of Management VI and each of the TCM VI Members and Christopher P. Marshall (collectively, the "TCM VII Members") are members of Management VII, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
( 3 )These securities are directly held by TCV VI, L.P. The TCM VI Members are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P., but the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
( 4 )These securities are directly held by TCV VII, L.P. The TCM VII Members are Class A Directors of Technology Crossover Management VII, Ltd. ("TCM VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII LP"). TCM VII is the general partner of TCM VII LP, which is the general partner of TCV VII, L.P. The TCM VII Members, TCM VII and TCM VII LP may be deemed to beneficially own the securities held by TCV VII, L.P., but the TCM VII Members , TCM VII and TCM VII LP disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
( 5 )These securities are directly held by TCV VII (A), L.P. The TCM VII Members are Class A Directors of TCM VII and limited partners of TCM VII LP. TCM VII is the general partner of TCM VII LP, which is the general partner of TCV VII (A), L.P. The TCM VII Members, TCM VII and TCM VII LP may be deemed to beneficially own the securities held by TCV VII (A), L.P., but the TCM VII Members, TCM VII and TCM VII LP disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
( 6 )These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Members are Class A Directors of TCM VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VI Members are Class A Members of TCM VI, which is also a general partner of TCV MF. The TCM VII Members, TCM VII, the TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by TCV MF, but the TCM VII Members, TCM VII, the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.