Sec Form 4 Filing - Hotard Justin @ Hewlett Packard Enterprise Co - 2022-12-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hotard Justin
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, GM, HPC and AI
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E. MOSSY OAKS ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/08/2022
(Street)
SPRING, TX77389
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 13,788 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 04/08/2022 A 468.34( 2 ) ( 2 ) ( 2 ) Common Stock 468.34 ( 2 ) 19,892.6543 D
Restricted Stock Units ( 1 ) 04/08/2022 A 936.11( 3 ) ( 3 ) ( 3 ) Common Stock 936.11 ( 3 ) 38,154.5783 D
Restricted Stock Units ( 1 ) 04/08/2022 A 1,023.22( 4 ) ( 4 ) ( 4 ) Common Stock 1,023.22 ( 4 ) 41,316.2202 D
Restricted Stock Units ( 1 ) 04/08/2022 A 2,553.51( 5 ) ( 5 ) ( 5 ) Common Stock 2,553.51 ( 5 ) 100,765.7232 D
Restricted Stock Units ( 1 ) 12/08/2022 A 138,122( 6 ) ( 6 ) ( 6 ) Common Stock 138,122 ( 6 ) 138,122 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hotard Justin
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E. MOSSY OAKS ROAD
SPRING, TX77389
EVP, GM, HPC and AI
Signatures
Ki Hoon Kim as Attorney-in-Fact for Justin Hotard 12/12/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 2 )As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 133.3267 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 162.7415 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 172.2761 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
( 3 )As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 266.4894 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 325.2828 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 344.3403 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
( 4 )As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22, 19,540 of which will vest on 03/02/23, and 19,541 of which will vest on 03/02/24. To clarify, the 03/02/22 reporting of shares withheld for taxes should reflect code "F". Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.2870 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 355.5512 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 376.3820 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
( 5 )As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
( 6 )On 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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