Sec Form 4/A Filing - MORRIS SUSAN @ Albertsons Companies, Inc. - 2020-06-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MORRIS SUSAN
2. Issuer Name and Ticker or Trading Symbol
Albertsons Companies, Inc. [ ACI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & Chief Operations Officer
(Last) (First) (Middle)
C/O ALBERTSONS COMPANIES, INC., 250 E PARKCENTER BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
06/30/2020
(Street)
BOISE, ID83706
4. If Amendment, Date Original Filed (MM/DD/YY)
07/02/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock, par value $0.01 06/30/2020 ( 1 ) P ( 2 ) 12,500 A $ 16 516,505 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MORRIS SUSAN
C/O ALBERTSONS COMPANIES, INC.
250 E PARKCENTER BLVD.
BOISE, ID83706
EVP & Chief Operations Officer
Signatures
/s/ Juliette W. Pryor, Attorney-in-Fact for Susan Morris 06/04/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This amendment is being filed to report a purchase inadvertently omitted from the original filing in connection with an IPO reserved share program as discussed in further detail in footnote 2 below.
( 2 )On July 2, 2020, the reporting person filed a Form 4 reporting 59,154 shares of Class A Common Stock sold on June 30, 2020 in connection with the Issuer's initial public offering at a price of $16.00 per share of Class A Common Stock (the "IPO Transaction"). On June 30, 2020, in connection with the Issuer's initial public offering, the reporting person also purchased 12,500 shares of Class A Common Stock pursuant to a reserved share purchase program at a price of $16.00 per share. Because the reporting person paid underwriter commissions and discounts on the sale of such shares in the IPO Transaction, the reporting person did not realize any profit in connection with the sales in the IPO Transaction and the purchases under the reserved share purchase program as reported herein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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