Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
| Senior Secured Convertible Note(
1
) |
$
2.55 |
01/11/2021 |
|
H(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
1,082,518 |
(
4
) |
0 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
2.17 |
01/11/2021 |
|
H<
sup>(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
339,079 |
(
4
) |
0 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
1.28 |
01/11/2021 |
|
H(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
420,217 |
(
4
) |
0 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
0.778 |
01/11/2021 |
|
H(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
366,218 |
(
4
) |
0 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
0.17 |
01/11/2021 |
|
J(
7
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
26,147,767 |
(
4
) |
$
4,445,120.46 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
2.55 |
01/11/2021 |
|
H(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
341,847 |
(
4
) |
0 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
2.17 |
01/11/2021 |
|
H(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
107,077 |
(
4
) |
0 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
1.28 |
01/11/2021 |
|
H(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
132,700 |
(
4
) |
0 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
0.778 |
01/11/2021 |
|
H(
2
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
115,647 |
(
4
) |
0 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Senior Secured Convertible Note(
1
) |
$
0.17 |
01/11/2021 |
|
J(
7
) |
|
|
|
(
3
) |
04/23/2022 |
Class B Subordinate Voting Shares |
8,257,155 |
(
4
) |
$
1,403,716.39 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
3.718 |
01/11/2021 |
|
H(
8
) |
|
|
95,817 |
(
3
) |
05/22/2022 |
Class B Subordinate Voting Shares |
766,541 |
(
4
) |
670,724 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
4.29 |
01/11/2021 |
|
H(
8
) |
|
|
27,680 |
(
3
) |
05/22/2022 |
Class B Subordinate Voting Shares |
221,445 |
(
4
) |
193,765 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
3.159 |
01/11/2021 |
|
H(
8
) |
|
|
28,193 |
(
3
) |
07/12/2022 |
Class B Subordinate Voting Shares |
225,546 |
(
4
) |
197,353 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
3.645 |
01/11/2021 |
|
H(
8
) |
|
|
8,145 |
(
3
) |
07/12/2022 |
Class B Subordinate Voting Shares |
65,158 |
(
4
) |
57,013 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
1.011 |
01/11/2021 |
|
H(
8
) |
|
|
35,234 |
(
3
) |
11/27/2022 |
Class B Subordinate Voting Shares |
281,867 |
(
4
) |
246,633 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
1.167 |
01/11/2021 |
|
H(
8
) |
|
|
10,178 |
(
3
) |
11/27/2022 |
Class B Subordinate Voting Shares |
81,428 |
(
4
) |
71,250 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
0.1608 |
01/11/2021 |
|
J(
9
) |
|
3,986,944 |
|
07/11/2022 |
01/11/2026 |
Class B Subordinate Voting Shares |
3,986,944 |
(
4
) |
3,986,944 |
I |
By Pura Vida Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
3.718 |
01/11/2021 |
|
H(
8
) |
|
|
30,259 |
(
3
) |
05/22/2022 |
Class B Subordinate Voting Shares |
242,066 |
(
4
) |
211,807 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
4.29 |
01/11/2021 |
|
H(
8
) |
|
|
8,741 |
(
3
) |
05/22/2022 |
Class B Subordinate Voting Shares |
69,930 |
(
4
) |
61,189 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
3.159 |
01/11/2021 |
|
H(
8
) |
|
|
8,903 |
(
3
) |
07/12/2022 |
Class B Subordinate Voting Shares |
71,225 |
(
4
) |
62,322 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
3.645 |
01/11/2021 |
|
H(
8
) |
|
|
2,572 |
(
3
) |
07/12/2022 |
Class B Subordinate Voting Shares |
20,576 |
(
4
) |
18,004 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
1.011 |
01/11/2021 |
|
H(
8
) |
|
|
11,127 |
(
3
) |
11/27/2022 |
Class B Subordinate Voting Shares |
89,011 |
(
4
) |
77,884 |
I |
By Pura Vida Pro Special O
pportunity Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
1.1667 |
01/11/2021 |
|
H(
8
) |
|
|
3,214 |
(
3
) |
11/27/2022 |
Class B Subordinate Voting Shares |
25,714 |
(
4
) |
22,500 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
| Warrant(
1
) |
$
0.1608 |
01/11/2021 |
|
J(
9
) |
|
1,259,035 |
|
07/11/2022 |
01/11/2026 |
Class B Subordinate Voting Shares |
1,259,035 |
(
4
) |
1,259,035 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
5
)(
6
) |
|