Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
| Senior Secured Convertible Note |
$
0.17 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
27,368,923 |
(
3
) |
$
1,163,179.23 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Senior Secured Convertible Note |
$
0.1529 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
41,524,963 |
(
3
) |
$
1,587,291.73 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Senior Secured Convertible Note |
$
0.34 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
25,414,000 |
(
3
) |
$
2,160,190 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Senior Secured Convertible Note |
$
0.2845 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
750,472 |
(
3
) |
$
53,377.32 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Senior Secured Convertible Note |
$
0.17 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
8,642,816 |
(
3
) |
$
367,319.71 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Senior Secured Convertible Note |
$
0.1529 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
13,113,144 |
(
3
) |
$
501,249.96 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Senior Secured Convertible Note |
$
0.34 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
8,025,472 |
(
3
) |
$
682,165.18 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Senior Secured Convertible Note |
$
0.2845 |
08/17/2021 |
|
J(
1
) |
|
|
|
(
2
) |
08/17/2028 |
Class B Subordinate Voting Shares |
236,991 |
(
3
) |
$
16,856 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
3.718 |
08/17/2021 |
|
J(
1
) |
|
|
435,971 |
(
2
) |
05/22/2022 |
Class B Subordinate Voting Shares |
670,724 |
(
3
) |
234,753 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
4.29 |
08/17/2021 |
|
J(
1
) |
|
|
125,947 |
(
2
) |
05/22/2022 |
Class B Subordinate Voting Shares |
193,765 |
(
3
) |
67,818 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
3.159 |
08/17/2021 |
|
J(
1
) |
|
|
128,279 |
(
2
) |
07/12/2022 |
Class B Subordinate Voting Shares |
197,353 |
(
3
) |
69,074 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
3.645 |
08/17/2021 |
|
J(
1
) |
|
|
37,058 |
(
2
) |
07/12/2022 |
Class B Subordinate Voting Shares |
57,0
13 |
(
3
) |
19,955 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
1.011 |
08/17/2021 |
|
J(
1
) |
|
|
160,311 |
(
2
) |
11/27/2022 |
Class B Subordinate Voting Shares |
246,633 |
(
3
) |
86,322 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
1.167 |
08/17/2021 |
|
J(
1
) |
|
|
46,313 |
(
2
) |
11/27/2022 |
Class B Subordinate Voting Shares |
71,250 |
(
3
) |
24,938 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
0.1529 |
08/17/2021 |
|
J(
1
) |
|
|
8,077,175 |
(
2
) |
03/27/2025 |
Class B Subordinate Voting Shares |
12,426,422 |
(
3
) |
4,349,248 |
I |
By Pura Vida Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
3.718 |
08/17/2021 |
|
J(
1
) |
|
|
137,675 |
(
2
) |
05/22/2022 |
Class B Subordinate Voting Shares |
211,807 |
(
3
) |
74,132 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
4.29 |
08/17/2021 |
|
J(
1
) |
|
|
39,773 |
(
2
) |
05/22/2022 |
Class B Subordinate Voting Shares |
61,189 |
(
3
) |
21,416 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
3.159 |
08/17/2021 |
|
J(
1
) |
|
|
40,509 |
(
2
) |
07/12/2022 |
Class B Subordinate Voting Shares |
62,322 |
(
3
) |
21,813 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
3.645 |
08/17/2021 |
|
J(
1
) |
|
|
11,703 |
(
2
) |
07/12/2022 |
Class B Subordinate Voting Shares |
18,004 |
(
3
) |
6,301 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
1.011 |
08/17/2021 |
|
J(
1
) |
|
|
50,625 |
(
2
) |
11/27/2022 |
Class B Subordinate Voting Shares |
77,884 |
(
3
) |
27,259 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
1.167 |
08/17/2021 |
|
J(
1
) |
|
|
14,625 |
(
2
) |
11/27/2022 |
Class B Subordinate Voting Shares |
22,500 |
(
3
) |
7,875 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
| Warrant |
$
0.1529 |
08/17/2021 |
|
J(
1
) |
|
|
2,550,687 |
(
2
) |
03/27/2025 |
Class B Subordinate Voting Shares |
3,924,133 |
(
3
) |
1,373,447 |
I |
By Pura Vida Pro Special Opportunity Master Fund, LTD.(
4
)(
5
) |
|