Sec Form 3 Filing - Gayle Oswald @ Innovative Eyewear Inc - 2024-10-11

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Gayle Oswald
2. Issuer Name and Ticker or Trading Symbol
Innovative Eyewear Inc [ LUCY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Co-Chief Financial Officer
(Last) (First) (Middle)
11900 BISCAYNE BLVD., SUITE 630
3. Date of Earliest Transaction (MM/DD/YY)
10/11/2024
(Street)
NORTH MIAMI, FL33181
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option representing right to buy common stock $ 25 ( 1 ) 01/13/2028 Common stock 4,500 D
Employee Stock Option representing right to buy common stock $ 9 ( 2 ) 12/18/2028 Common stock 2,500 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gayle Oswald
11900 BISCAYNE BLVD., SUITE 630
NORTH MIAMI, FL33181
Co-Chief Financial Officer
Signatures
/s/ Gayle Oswald 10/25/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The common stock options were issued to the Reporting Person on January 13, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on January 13, 2023 (the date of the grant), one-third of the options vested on January 13, 2024, and one-third of the options will vest on January 13, 2025 subject to the Reporting Person's continued employment through such date.
( 2 )The common stock options were issued to the Reporting Person on December 18, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on December 18, 2023 (the date of the grant), one-third of the options will vest on December 18, 2024, and one-third of the options will vest on December 18, 2025 subject to the Reporting Person's continued employment through such date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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