Sec Form 4 Filing - Wahlstrom Cathinka E @ Alight, Inc. / Delaware - 2023-01-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wahlstrom Cathinka E
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
C/O ALIGHT, INC., 4 OVERLOOK POINT
3. Date of Earliest Transaction (MM/DD/YY)
01/31/2023
(Street)
LINCOLNSHIRE, IL60069-4337
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/31/2023 F V( 1 ) 65,754 ( 2 ) D $ 9.39 1,532,908 D
Class A Common Stock 01/31/2023 D V( 1 ) 118,903 ( 3 ) D $ 0 1,414,005 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B-1 Common Stock ( 4 ) 01/31/2023 D V( 1 ) 2,304 ( 5 ) ( 4 ) ( 4 ) Class A Common Stock 2,304 $ 0 32,723 D
Class B-2 Common Stock ( 6 ) 01/31/2023 D V( 1 ) 2,304 ( 7 ) ( 6 ) ( 6 ) Class A Common Stock 2,304 $ 0 32,723 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wahlstrom Cathinka E
C/O ALIGHT, INC.
4 OVERLOOK POINT
LINCOLNSHIRE, IL60069-4337
See Remarks
Signatures
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 02/10/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported transactions, which followed the Reporting Person's termination of employment and cessation of Section 16 insider status, are being voluntarily reported.
( 2 )Represents the number of shares withheld to cover tax liability incurred upon the accelerated vesting of previously reported Restricted Stock in connection with termination of employment. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
( 3 )Represents the number of shares of restricted Class A common stock forfeited in connection with termination of employment.
( 4 )Shares of Class B-1 common stock do not represent economic interests in the issuer, except for participation together with Class A common stock in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence ofcertain Class B vesting events. Holders of Class B-1 common stock are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B-1 common stock will automatically convert into shares of Class A common stock on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B-1 vesting events.
( 5 )Represents the number of shares of restricted Class B-1 common stock forfeited in connection with termination of employment.
( 6 )Shares of Class B-2 common stock do not represent economic interests in the issuer, except for participation together with Class A common stock in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence ofcertain Class B vesting events. Holders of Class B-2 common stock are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B-2 common stock will automatically convert into shares of Class A common stock on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B-2 vesting events.
( 7 )Represents the number of shares of restricted Class B-2 common stock forfeited in connection with termination of employment.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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