Sec Form 4 Filing - Sieffert Kristen N @ Finance of America Companies Inc. - 2025-04-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Sieffert Kristen N
2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
C/O FINANCE OF AMERICA COMPANIES INC.,, 5830 GRANITE PARKWAY, SUITE 400
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2025
(Street)
PLANO, TX75024
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 04/01/2025 M 5,428 ( 1 ) A $ 0 ( 2 ) 56,403 ( 1 ) D
Class A Common Stock 04/01/2025 F( 3 ) 1,974 D $ 21.26 54,429 D
Class A Common Stock 04/01/2025 M 13,441 ( 1 ) A $ 0 ( 4 ) 67,870 ( 1 ) D
Class A Common Stock 04/01/2025 F( 3 ) 4,808 D $ 21.26 63,062 D
Class A Common Stock 04/01/2025 M 41,666 ( 1 ) A $ 0 ( 5 ) 104,728 ( 1 ) D
Class A Common Stock 04/01/2025 F( 3 ) 16,929 D $ 21.26 87,799 D
Class A Common Stock 04/01/2025 S( 6 ) 750 D $ 21.0917 ( 7 ) 87,049 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 04/01/2025 M 5,428 ( 1 ) ( 2 ) ( 2 ) Class A Common Stock 5,428 ( 1 ) $ 0 0 D
Restricted Stock Units ( 4 ) 04/01/2025 M 13,441 ( 1 ) ( 4 ) ( 4 ) Class A Common Stock 13,441 ( 1 ) $ 0 13,440 ( 1 ) D
Restricted Stock Units ( 5 ) 04/01/2025 M 41,666 ( 1 ) ( 5 ) ( 5 ) Class A Common Stock 41,666 ( 1 ) $ 0 83,334 ( 1 ) D
Restricted Stock Units ( 8 ) 04/01/2025 A 88,088 ( 8 ) ( 8 ) Class A Common Stock 88,088 $ 0 88,088 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Sieffert Kristen N
C/O FINANCE OF AMERICA COMPANIES INC.,
5830 GRANITE PARKWAY, SUITE 400
PLANO, TX75024
President
Signatures
/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert 04/03/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.
( 2 )Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
( 3 )Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.
( 4 )Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.
( 5 )Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.
( 6 )Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
( 7 )These shares were sold in multiple transactions each at the price of $21.0917.
( 8 )Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's con tinued employment.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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