Sec Form 4 Filing - Roth Byron @ TIGO ENERGY, INC. - 2023-06-14

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Roth Byron 2. Issuer Name and Ticker or Trading Symbol TIGO ENERGY, INC. [ TYGO] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner _____ Officer (give title below) X __ Other (specify below) former director and officer (Last) (First) (Middle) C/O ROTH CAPITAL PARTNERS, LLC, 888 SAN CLEMENTE DRIVE, SUITE 400 3. Date of Earliest Transaction (MM/DD/YY) 06/14/2023 (Street) NEWPORT BEACH, CA92660 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Warrants to purchase common stock $ 11.5 06/14/2023 P 100,000 06/22/2023 05/23/2028 Common Stock 100,000 $ 0.9052 ( 1 ) 100,000 I See Footnote ( 3 ) Warrants to purchase common stock $ 11.5 06/15/2023 P 45,208 06/22/2023 05/23/2028 Common Stock 45,208 $ 1.0377 ( 2 ) 145,208 I See Footnote ( 3 ) Warrants to purchase common stock $ 11.5 06/22/2023 05/23/2028 Common Stock 1,350 1,350 D Warrants to purchase common stock $ 11.5 06/22/2023 05/23/2028 Common Stock 1,350 1,350 I See Footnote ( 4 ) Warrants to purchase common stock $ 11.5 06/22/2023 05/23/2028 Common Stock 4,285 4,285 I See Footnote ( 5 ) Warrants to purchase common stock $ 11.5 06/22/2023 05/23/2028 Common Stock 348 348 I See Footnote ( 6 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Roth Byron C/O ROTH CAPITAL PARTNERS, LLC 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH, CA92660 former director and officer Signatures /s/ Byron Roth 06/16/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. ( 2 )Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. ( 3 )Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power. ( 4 )Held in an IRA for the benefit of Byron Roth. ( 5 )Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. ( 6 )Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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