Sec Form 4 Filing - SLADE JANET H @ HICKOK INC - 2012-03-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SLADE JANET H
2. Issuer Name and Ticker or Trading Symbol
HICKOK INC [ HICKA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O HICKOK INCORPORATED, 10514 DUPONT AVE
3. Date of Earliest Transaction (MM/DD/YY)
03/08/2012
(Street)
CLEVELAND, OH44108
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 2.925 03/08/2012 A 1,000 ( 1 ) 03/08/2022 Class A Common Shares 1,000 $ 0 10,000 ( 2 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SLADE JANET H
C/O HICKOK INCORPORATED
10514 DUPONT AVE
CLEVELAND, OH44108
X
Signatures
/s/ Janet H. Slade 03/13/2012
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan which complies with Rule 16b-3. These options become exercisable in equal 33% increments over three years beginning on the first anniversary of the date of the grant.
( 2 )The reporting person still holds previously reported options to buy 9,000 Class A Common Shares granted pursuant to the Hickok Incorporated 2000 Outside Directors Stock Option Plan, the Hickok Incorporated 2003 Outside Directors Stock Option Plan, the Hickok Incorporated 2007 Outside Directors Stock Option Plan and the Hickok Incorporated 2010 Outside Directors Stock Option Plan. All these plans comply with Rule 16b-3. These options were granted between February 21, 2003 and February 24, 2011 at exercise prices ranging from $2.925 to $11.00, become or became exercisable between February 21, 2004 and February 24, 2014, and will expire between February 21, 2013 and February 24, 2021. The total number of options set forth in column No. 9 reflects the expiration of options to purchase 1,000 Class A Common Shares granted to the reporting person on February 21, 2002, which options expired on February 21, 2012.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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