Activist 13D/13G Filings - RAYMOND JAMES & ASSOCIATES

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportFiling
2024-09-10
08:59 am
Purchase		13GHIGHLAND GLOBAL ALLOCATION FD
HGLB		RAYMOND JAMES & ASSOCIATES2,399,477
10.300%		2,399,477increase
(New Position)		View
2024-09-10
08:55 am
Purchase		13GROYCE GLOBAL TR INC
RGT		RAYMOND JAMES & ASSOCIATES862,984
13.800%		783,740increase
(+989.02%)		View
2024-01-29
11:47 am
Sale		13GTORTOISE ENERGY INDEPENDENCE
NDP		RAYMOND JAMES & ASSOCIATES0
0.000%		-161,498decrease
(Position Closed)		View
2024-01-26
3:19 pm
Purchase		13GHEARTLAND BANCORP
HLAN		RAYMOND JAMES & ASSOCIATES118,943
5.900%		118,943increase
(New Position)		View
2024-01-26
1:21 pm
Sale		13GNXG NextGen Infrastructure Income Fund
NXG		RAYMOND JAMES & ASSOCIATES19,414
0.700%		-120,904decrease
(-86.16%)		View
2024-01-26
11:29 am
Purchase		13GLMP CAPITAL & INCOME FUND INC.
SCD		RAYMOND JAMES & ASSOCIATES892,758
5.100%		15,535increase
(+1.77%)		View
2024-01-26
10:40 am
Sale		13GROCKY BRANDS INC.
RCKY		RAYMOND JAMES & ASSOCIATES474,852
6.400%		-125,282decrease
(-20.88%)		View
2024-01-26
10:14 am
Purchase		13GVOYA ASIA PAC DIVID EQUITY INC
IAE		RAYMOND JAMES & ASSOCIATES830,675
7.100%		35,238increase
(+4.43%)		View
2023-02-09
10:33 am
Purchase		13GROCKY BRANDS INC.
RCKY		RAYMOND JAMES & ASSOCIATES600,134
8.210%		600,134increase
(New Position)		View
2023-02-08
5:55 pm
Sale		13GLMP CAPITAL & INCOME FUND INC.
SCD		RAYMOND JAMES & ASSOCIATES877,223
5.020%		-35,788decrease
(-3.92%)		View
2023-02-08
5:51 pm
Purchase		13GKAYNE ANDERSON NEXTGEN ENERGY
KMF		RAYMOND JAMES & ASSOCIATES3,150,472
6.680%		3,023increase
(+0.10%)		View
2023-02-08
5:45 pm
Sale		13GVOYA ASIA PAC DIVID EQUITY INC
IAE		RAYMOND JAMES & ASSOCIATES795,437
6.830%		-2,496decrease
(-0.31%)		View
2023-02-08
5:40 pm
Sale		13GTHE EUROPEAN EQUITY FUND INC.
EEA		RAYMOND JAMES & ASSOCIATES51,612
0.730%		-345,554decrease
(-87.00%)		View
2023-02-08
5:33 pm
Purchase		13GNXG NextGen Infrastructure Income Fund
NXG		RAYMOND JAMES & ASSOCIATES140,318
5.390%		140,318increase
(New Position)		View
2023-02-08
5:09 pm
Purchase		13GTORTOISE ENERGY INDEPENDENCE
NDP		RAYMOND JAMES & ASSOCIATES161,498
8.750%		161,498increase
(New Position)		View
2022-02-08
2:37 pm
Purchase		13GLMP CAPITAL & INCOME FUND INC.
SCD		RAYMOND JAMES & ASSOCIATES913,011
5.160%		42,068increase
(+4.83%)		View
2022-02-08
2:33 pm
Sale		13GTHE EUROPEAN EQUITY FUND INC.
EEA		RAYMOND JAMES & ASSOCIATES397,166
5.670%		-4,353decrease
(-1.08%)		View
2022-02-08
2:29 pm
Purchase		13GVOYA ASIA PAC DIVID EQUITY INC
IAE		RAYMOND JAMES & ASSOCIATES797,933
6.710%		84,601increase
(+11.86%)		View
2022-02-08
2:25 pm
Sale		13GKAYNE ANDERSON NEXTGEN ENERGY
KMF		RAYMOND JAMES & ASSOCIATES3,147,449
6.670%		-138,619decrease
(-4.22%)		View
2021-02-12
3:55 pm
Purchase		13GKAYNE ANDERSON NEXTGEN ENERGY
KMF		RAYMOND JAMES & ASSOCIATES3,286,068
6.960%		3,286,068increase
(New Position)		View
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