Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2025-10-31 4:27 pm Sale | 2025-09-30 | 13G | Highland Funds I - Highland Income Fund HFRO | RAYMOND JAMES & ASSOCIATES | 3,212,551 4.500% | -478,994 (-12.98%) | Filing History |
| 2025-10-31 4:08 pm Sale | 2025-09-30 | 13G | Highland Global Allocation Fund HGLB | RAYMOND JAMES & ASSOCIATES | 2,250,833 9.700% | -148,644 (-6.19%) | Filing History |
| 2025-10-31 12:37 pm Sale | 2025-03-31 | 13G | Perma-Pipe International Holdings, Inc. PPIH | RAYMOND JAMES & ASSOCIATES | 611,821 7.600% | -45,680 (-6.95%) | Filing History |
| 2025-10-31 12:24 pm Purchase | 2025-09-30 | 13G | Royce Global Value Trust, Inc. RGT | RAYMOND JAMES & ASSOCIATES | 33,685,895 5.400% | 33,156,302 (+6260.71%) | Filing History |
| 2025-10-23 11:06 am Purchase | 2025-09-30 | 13G | Sprott Physical Platinum and Palladium Trust SPPP | RAYMOND JAMES & ASSOCIATES | 505,516 5.100% | 505,516 (New Position) | Filing History |
| 2025-10-22 3:56 pm Purchase | 2025-09-30 | 13G | Flaherty & Crumrine Dynamic Preferred and Income Fund Inc. DFP | RAYMOND JAMES & ASSOCIATES | 1,143,022 5.600% | 1,143,022 (New Position) | Filing History |
| 2025-04-15 2:59 pm Purchase | 2025-03-31 | 13G | Perma-Pipe International Holdings, Inc. PPIH | RAYMOND JAMES & ASSOCIATES | 657,501 8.200% | 657,501 (New Position) | Filing History |
| 2025-04-07 11:09 am Sale | 2025-03-31 | 13G | Royce Global Value Trust, Inc. RGT | RAYMOND JAMES & ASSOCIATES | 529,593 8.500% | -333,391 (-38.63%) | Filing History |
| 2025-01-31 3:37 pm Sale | 2024-09-30 | 13G | Voya Asia Pacific High Dividend Equity Income Fund IAE | RAYMOND JAMES & ASSOCIATES | 171,016 1.500% | -659,659 (-79.41%) | Filing History |
| 2025-01-31 3:17 pm Purchase | 2024-09-30 | 13G | Highland Funds I - Highland Income Fund HFRO | RAYMOND JAMES & ASSOCIATES | 3,691,545 5.100% | 3,691,545 (New Position) | Filing History |
| 2024-09-10 08:59 am Purchase | 2024-06-28 | 13G | Highland Global Allocation Fund HGLB | RAYMOND JAMES & ASSOCIATES | 2,399,477 10.300% | 2,399,477 (New Position) | Filing History |
| 2024-09-10 08:55 am Purchase | 2024-05-31 | 13G | Royce Global Value Trust, Inc. RGT | RAYMOND JAMES & ASSOCIATES | 862,984 13.800% | 783,740 (+989.02%) | Filing History |
| 2024-01-29 11:47 am Sale | 2023-12-31 | 13G | Tortoise Energy Independence Fund, Inc. NDP | RAYMOND JAMES & ASSOCIATES | 0 0.000% | -161,498 (Position Closed) | Filing History |
| 2024-01-26 3:19 pm Purchase | 2023-12-31 | 13G | Heartland BancCorp HLAN | RAYMOND JAMES & ASSOCIATES | 118,943 5.900% | 118,943 (New Position) | Filing History |
| 2024-01-26 1:21 pm Sale | 2023-12-31 | 13G | NXG NextGen Infrastructure Income Fund NXG | RAYMOND JAMES & ASSOCIATES | 19,841 0.700% | -123,564 (-86.16%) | Filing History |
| 2024-01-26 11:29 am Purchase | 2023-12-31 | 13G | LMP Capital and Income Fund Inc. SCD | RAYMOND JAMES & ASSOCIATES | 892,758 5.100% | 15,535 (+1.77%) | Filing History |
| 2024-01-26 10:40 am Sale | 2023-12-31 | 13G | Rocky Brands, Inc. RCKY | RAYMOND JAMES & ASSOCIATES | 474,852 6.400% | -125,282 (-20.88%) | Filing History |
| 2024-01-26 10:14 am Purchase | 2023-12-31 | 13G | Voya Asia Pacific High Dividend Equity Income Fund IAE | RAYMOND JAMES & ASSOCIATES | 830,675 7.100% | 35,238 (+4.43%) | Filing History |
| 2023-02-09 10:33 am Purchase | 2022-12-31 | 13G | Rocky Brands, Inc. RCKY | RAYMOND JAMES & ASSOCIATES | 600,134 8.210% | 600,134 (New Position) | Filing History |
| 2023-02-08 5:55 pm Sale | 2022-12-31 | 13G | LMP Capital and Income Fund Inc. SCD | RAYMOND JAMES & ASSOCIATES | 877,223 5.020% | -35,788 (-3.92%) | Filing History |