Activist 13D/13G Filings - Advisors Asset Management Inc.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-10-10
4:49 pm
Purchase
13GClearBridge MLP & Midstream Total Return Fund Inc.
CTR
Advisors Asset Management Inc.670,952
3.689%
370,138increase
(+123.05%)
View
2024-07-10
4:31 pm
Purchase
13GClearBridge MLP & Midstream Total Return Fund Inc.
CTR
Advisors Asset Management Inc.300,814
8.736%
300,814increase
(New Position)
View
2024-01-29
10:24 am
Purchase
13GVOYA GLOBAL ADVANTAGE & PREM O
IGA
Advisors Asset Management Inc.1,140,813
7.436%
300,219increase
(+35.72%)
View
2023-08-09
1:48 pm
Purchase
13GVOYA GLOBAL ADVANTAGE & PREM O
IGA
Advisors Asset Management Inc.840,594
5.406%
840,594increase
(New Position)
View
2023-04-10
4:53 pm
Purchase
13GABRDN GLOBAL DYNAMIC DIVIDEND
AGD
Advisors Asset Management Inc.906,661
3.646%
72,448increase
(+8.68%)
View
2023-01-18
3:32 pm
Purchase
13GABRDN GLOBAL DYNAMIC DIVIDEND
AGD
Advisors Asset Management Inc.834,213
6.647%
195,040increase
(+30.51%)
View
2022-06-10
5:08 pm
Sale
13GVIRTUS DIVERSIFIED INCOME & CO
ACV
Advisors Asset Management Inc.495,898
4.785%
-144,526decrease
(-22.57%)
View
2022-05-10
10:30 am
Purchase
13GABRDN GLOBAL DYNAMIC DIVIDEND
AGD
Advisors Asset Management Inc.639,173
5.093%
639,173increase
(New Position)
View
2022-02-09
12:27 pm
Purchase
13GVIRTUS DIVERSIFIED INCOME & CO
ACV
Advisors Asset Management Inc.640,424
6.185%
104,881increase
(+19.58%)
View
2022-02-08
5:56 pm
Unchanged
13GVIRTUS DIVERSIFIED INCOME & CO
ACV
Advisors Asset Management Inc.535,543
5.172%
0
(Unchanged)
View
2022-01-10
4:25 pm
Purchase
13GBANCROFT FUND LTD COM
BCV
Advisors Asset Management Inc.253,701
4.304%
253,701increase
(New Position)
View
2021-11-05
2:22 pm
Unchanged
13GELLSWORTH GROWTH & INCOME FD
ECF
Advisors Asset Management Inc.0
0.000%
0
(Unchanged)
View
2021-08-05
11:18 am
Unchanged
13GNUVEEN CORE EQUITY ALPHA FD CO
JCE
Advisors Asset Management Inc.0
0.000%
0
(Unchanged)
View
2021-07-09
2:41 pm
Unchanged
13GFIRST TR ENERGY INFRASTRUCTURE
FIF
Advisors Asset Management Inc.0
0.000%
0
(Unchanged)
View
2021-06-10
3:36 pm
Purchase
13GVIRTUS CONVERTIBLE & INCOME FU
NCV
Advisors Asset Management Inc.535,543
5.172%
60,835increase
(+12.82%)
View
2021-02-04
4:12 pm
Unchanged
13GBANCROFT FUND LTD COM
BCV
Advisors Asset Management Inc.0
0.000%
0
(Unchanged)
View
2021-02-04
12:11 pm
Sale
13GFIRST TR ENERGY INFRASTRUCTURE
FIF
Advisors Asset Management Inc.0
0.000%
-1,064,241decrease
(Position Closed)
View
2021-02-04
12:10 pm
Sale
13GELLSWORTH GROWTH & INCOME FD
ECF
Advisors Asset Management Inc.0
0.000%
-1,117,995decrease
(Position Closed)
View
2021-02-04
12:10 pm
Sale
13GNUVEEN CORE EQUITY ALPHA FD CO
JCE
Advisors Asset Management Inc.0
0.000%
-823,415decrease
(Position Closed)
View
2020-09-09
5:21 pm
Purchase
13GNUVEEN CORE EQUITY ALPHA FD CO
JCE
Advisors Asset Management Inc.823,415
5.137%
823,415increase
(New Position)
View
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