Activist 13D/13G Filings - ALPS ETF Trust

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2023-02-15
2:20 pm
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
207,542
11.372%
-335,334decrease
(-61.77%)
View
2023-02-15
2:14 pm
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
234,935
12.048%
-154,667decrease
(-39.70%)
View
2023-02-15
1:33 pm
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
110,298
16.969%
-58,990decrease
(-34.85%)
View
2022-03-17
11:53 am
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
542,876
12.926%
-31,313decrease
(-5.45%)
View
2022-03-17
10:41 am
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
389,602
14.565%
-117,261decrease
(-23.13%)
View
2022-03-17
09:56 am
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
169,288
16.767%
-129,678decrease
(-43.38%)
View
2021-02-16
9:34 pm
Purchase
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
35,148
8.787%
35,148increase
(New Position)
View
2021-02-16
9:24 pm
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
574,189
14.005%
-73,607decrease
(-11.36%)
View
2021-02-16
9:18 pm
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
506,863
14.482%
-72,902decrease
(-12.57%)
View
2021-02-16
9:02 pm
Sale
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
298,966
16.609%
-39,392decrease
(-11.64%)
View
2021-02-16
1:54 pm
Purchase
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
CIBC Private Wealth Group LLC4,608,440
37.470%
173,180increase
(+3.90%)
View
2021-02-16
09:09 am
Purchase
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
CIBC Private Wealth Group LLC4,435,260
36.060%
2,129,028increase
(+92.32%)
View
2020-07-24
5:58 pm
Purchase
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
647,796
13.638%
647,796increase
(New Position)
View
2020-07-24
5:29 pm
Purchase
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
579,765
14.315%
579,765increase
(New Position)
View
2020-07-24
5:22 pm
Purchase
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
TRUIST FINANCIAL CORP
TFC
338,358
15.038%
338,358increase
(New Position)
View
2020-02-03
2:31 pm
Unchanged
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
CIBC Private Wealth Group LLC2,306,232
61.500%
0
(Unchanged)
View
2020-02-03
2:11 pm
Purchase
13GALPS ETF TR RIVERFRONT DYNAMIC
RFCI
CIBC Private Wealth Group LLC2,306,232
61.500%
1,836,627increase
(+391.10%)
View