13D/13G Filings - Mark N. Tompkins

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2025-02-14
4:00 pm
Purchase
2024-12-3113GLomond Therapeutics Holdings, Inc.Mark N. Tompkins1,187,500
4.000%
1,187,500increase
(New Position)
Filing
History
2025-02-14
2:26 pm
Sale
2024-12-3113GPerfect Moment Ltd. Common Stock
PMNT
Mark N. Tompkins652,707
4.100%
-335,118decrease
(-33.92%)
Filing
History
2024-11-14
12:36 pm
Purchase
2024-09-3013GPerfect Moment Ltd. Common Stock
PMNT
Mark N. Tompkins987,825
6.300%
987,825increase
(New Position)
Filing
History
2024-08-14
1:41 pm
Unchanged
2024-06-3013GGuerrilla RF, Inc.
GUER
Mark N. Tompkins427,392
4.200%
0
(Unchanged)
Filing
History
2024-08-14
1:39 pm
Sale
2024-06-3013GServe Robotics Inc.
SERV
Mark N. Tompkins1,802,161
4.900%
-41,589decrease
(-2.26%)
Filing
History
2024-02-14
12:45 pm
Sale
2023-12-3113GSmartKem, Inc.
SMTK
Mark N. Tompkins64,204
4.700%
-1,286decrease
(-1.96%)
Filing
History
2024-02-14
12:44 pm
Purchase
2023-12-3113GServe Robotics Inc.
SERV
Mark N. Tompkins1,843,750
7.400%
1,843,750increase
(New Position)
Filing
History
2024-02-14
12:44 pm
Sale
2023-12-3113GGuerrilla RF, Inc.
GUER
Mark N. Tompkins427,392
5.400%
-69,480decrease
(-13.98%)
Filing
History
2023-02-14
4:41 pm
Sale
2022-12-3113GSmartKem, Inc.
SMTK
Mark N. Tompkins65,490
8.500%
-224decrease
(-0.34%)
Filing
History
2023-02-14
4:40 pm
Purchase
2022-12-3113GAeluma, Inc.
ALMU
Mark N. Tompkins2,715,833
24.000%
2,715,833increase
(New Position)
Filing
History
2023-02-14
4:39 pm
Purchase
2022-12-3113GGuerrilla RF, Inc.
GUER
Mark N. Tompkins496,872
7.900%
496,872increase
(New Position)
Filing
History
2023-02-14
4:38 pm
Sale
2022-12-3113GAugmedix, Inc.
AUGX
Mark N. Tompkins914,229
2.400%
-1,020,891decrease
(-52.76%)
Filing
History
2023-02-10
2:14 pm
Purchase
2022-12-3113GLomond Therapeutics Holdings, Inc.Mark N. Tompkins4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2023-02-10
2:13 pm
Purchase
2022-12-3113GSurfside Acquisition Inc.Mark N. Tompkins4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2023-02-10
2:11 pm
Purchase
2022-12-3113GAspen-1 Acquisition Inc.Mark N. Tompkins4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2022-02-14
4:58 pm
Purchase
2021-12-3113GSmartKem, Inc.
SMTK
Mark N. Tompkins65,714
9.000%
65,714increase
(New Position)
Filing
History
2022-02-14
4:56 pm
Sale
2021-12-3113GAeluma, Inc.
ALMU
Mark N. Tompkins2,632,500
24.700%
-2,117,500decrease
(-44.58%)
Filing
2022-02-14
4:46 pm
Purchase
2021-12-3113GServe Robotics Inc.
SERV
Mark N. Tompkins4,750,000
95.000%
4,750,000increase
(New Position)
Filing
2022-02-14
4:42 pm
Purchase
2021-12-3113GAugmedix, Inc.
AUGX
Mark N. Tompkins1,935,120
5.200%
1,935,120increase
(New Position)
Filing
History
2021-11-22
5:54 pm
Purchase
2021-11-1213GGuerrilla RF, Inc.
GUER
Mark N. Tompkins450,001
8.100%
450,001increase
(New Position)
Filing
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