Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2025-01-21 4:05 pm Purchase | 2024-10-25 | 13G | SuRo Capital Corp. SSSS | Thomas J. Herzfeld Advisors, Inc. | 1,359,008 5.810% | 1,359,008 (New Position) | Filing History |
| 2025-01-21 4:05 pm Purchase | 2024-12-23 | 13G | Saba Capital Income & Opportunities Fund II SABA | Thomas J. Herzfeld Advisors, Inc. | 1,442,126 5.140% | 1,442,126 (New Position) | Filing History |
| 2024-10-02 4:00 pm Purchase | 2024-09-25 | 13G | High Income Securities Fund PCF | Thomas J. Herzfeld Advisors, Inc. | 1,552,621 5.280% | 1,552,621 (New Position) | Filing History |
| 2024-10-02 4:00 pm Sale | 2024-09-27 | 13G | Tortoise Energy Independence Fund, Inc. NDP | Thomas J. Herzfeld Advisors, Inc. | 59,974 3.600% | -30,966 (-34.05%) | Filing History |
| 2024-10-02 4:00 pm Sale | 2024-05-21 | 13G | Destra Multi-Alternative Fund DMA | Thomas J. Herzfeld Advisors, Inc. | 653,833 7.290% | -245,588 (-27.31%) | Filing History |
| 2024-10-02 4:00 pm Sale | 2024-04-04 | 13G | OFS Credit Company, Inc. OCCI | Thomas J. Herzfeld Advisors, Inc. | 0 0.000% | -1,336,185 (Position Closed) | Filing History |
| 2024-01-17 4:00 pm Sale | 2023-12-31 | 13G | Tortoise Energy Independence Fund, Inc. NDP | Thomas J. Herzfeld Advisors, Inc. | 90,940 5.450% | -1,821 (-1.96%) | Filing History |
| 2024-01-17 4:00 pm Purchase | 2023-12-31 | 13G | OFS Credit Company, Inc. OCCI | Thomas J. Herzfeld Advisors, Inc. | 1,336,185 11.000% | 1,186,536 (+792.88%) | Filing History |
| 2023-12-05 4:07 pm Sale | 2023-11-22 | 13G | Carlyle Credit Income Fund CCIF | Thomas J. Herzfeld Advisors, Inc. | 511,112 4.360% | -556,166 (-52.11%) | Filing History |
| 2023-12-05 4:05 pm Sale | 2023-11-17 | 13G | Tortoise Energy Independence Fund, Inc. NDP | Thomas J. Herzfeld Advisors, Inc. | 92,761 5.570% | -30,492 (-24.74%) | Filing History |
| 2023-11-17 4:05 pm Purchase | 2023-11-17 | 13G | Destra Multi-Alternative Fund DMA | Thomas J. Herzfeld Advisors, Inc. | 899,421 10.030% | 899,421 (New Position) | Filing History |
| 2023-08-16 4:00 pm Purchase | 2023-08-08 | 13G | Carlyle Credit Income Fund CCIF | Thomas J. Herzfeld Advisors, Inc. | 1,067,278 10.270% | 1,067,278 (New Position) | Filing History |
| 2023-01-10 5:11 pm Sale | 2021-04-16 | 13G | Tortoise Energy Independence Fund, Inc. NDP | Thomas J. Herzfeld Advisors, Inc. | 123,253 8.600% | -67,378 (-35.34%) | Filing History |
| 2023-01-10 5:09 pm Purchase | 2022-11-14 | 13G | Tortoise Energy Independence Fund, Inc. NDP | Thomas J. Herzfeld Advisors, Inc. | 190,631 10.870% | 190,631 (New Position) | Filing History |
| 2022-10-03 4:02 pm Sale | 2022-09-01 | 13G | ProShares UltraShort Technology REW | Thomas J. Herzfeld Advisors, Inc. | 0 0.000% | -92,613 (Position Closed) | Filing History |
| 2022-09-06 4:55 pm Purchase | 2022-08-22 | 13G | ProShares UltraShort Technology REW | Thomas J. Herzfeld Advisors, Inc. | 92,613 30.560% | 92,613 (New Position) | Filing History |
| 2020-06-08 4:04 pm Sale | 2020-05-29 | 13G | OFS Credit Company, Inc. OCCI | Thomas J. Herzfeld Advisors, Inc. | 149,649 4.850% | -230,053 (-60.59%) | Filing History |
| 2020-01-31 4:15 pm Sale | 2020-01-21 | 13G | OFS Credit Company, Inc. OCCI | Thomas J. Herzfeld Advisors, Inc. | 379,702 12.400% | -138,811 (-26.77%) | Filing History |