Activist 13D/13G Filings - Empirical Financial Services LLC d.b.a. Empirical Wealth Management

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-02-08
5:46 pm
Purchase
13GINVESCO EXCHANGE-TRADED FD TR
SPHQ
Empirical Financial Services LLC d.b.a. Empirical Wealth Management217,781
5.120%
217,781increase
(New Position)
View
2024-02-08
5:05 pm
Purchase
13GBELPOINTE PREP LLC UNIT REPSTG
OZ
Empirical Financial Services LLC d.b.a. Empirical Wealth Management275,137
7.690%
17,398increase
(+6.75%)
View
2023-02-07
2:38 pm
Purchase
13GBELPOINTE PREP LLC UNIT REPSTG
OZ
Empirical Financial Services LLC d.b.a. Empirical Wealth Management257,739
7.460%
31,808increase
(+14.08%)
View
2022-02-14
11:02 am
Purchase
13GBELPOINTE PREP LLC UNIT REPSTG
OZ
Empirical Financial Services LLC d.b.a. Empirical Wealth Management225,931
6.700%
225,931increase
(New Position)
View