13D/13G Filings - UBS Group AG (UBS)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2024-02-06
11:37 am
Purchase
2023-12-2913GThe Marcus Corporation
MCS
UBS Group AG1,299,728
5.280%
1,299,728increase
(New Position)
Filing
History
2024-02-06
10:38 am
Purchase
2024-02-0613GASLAN Pharmaceuticals Limited
ASLN
UBS Group AG2,114,700
8.910%
2,114,700increase
(New Position)
Filing
History
2024-02-06
09:21 am
Sale
2024-02-0613GBlackRock Multi-Sector Opportunities Trust II
MSO
UBS Group AG0
0.000%
-115,410decrease
(Position Closed)
Filing
History
2024-02-06
09:10 am
Purchase
2023-12-2913GABRDN INCOME CREDIT STRATEGIES
ACPPRA
UBS Group AG648,944
40.560%
60,077increase
(+10.20%)
Filing
History
2024-02-05
3:52 pm
Sale
2024-02-0513GVipshop Holdings Limited
VIPS
UBS Group AG1,604,322
17.290%
-14,511,117decrease
(-90.04%)
Filing
History
2024-02-05
3:33 pm
Purchase
2024-02-0513GRIVERNORTH / DOUBLELINE
OPPPRB
UBS Group AG196,188
8.170%
3,373increase
(+1.75%)
Filing
History
2024-02-05
3:11 pm
Unchanged
2023-12-2913GBlink Charging Co.
BLNK
UBS Group AG0
0.000%
0
(Unchanged)
Filing
History
2024-02-05
2:49 pm
Unchanged
2023-12-2913GEmpire State Realty Trust, Inc.
ESRT
UBS Group AG0
0.000%
0
(Unchanged)
Filing
History
2024-02-02
3:41 pm
Sale
2023-12-2913GAbrdn Global Infrastructure Income Fund
ASGI
UBS Group AG0
0.000%
-466,228decrease
(Position Closed)
Filing
History
2024-01-18
08:37 am
Purchase
2024-01-1813GThe Gabelli Equity Trust Inc.
GAB
UBS Group AG35
12.920%
35increase
(New Position)
Filing
History
2023-11-09
2:58 pm
Unchanged
2023-06-3013GBlue Apron Holdings, Inc.
APRN
UBS Group AG0
0.000%
0
(Unchanged)
Filing
History
2023-10-06
1:03 pm
Purchase
2023-10-0513GPIMCO California Municipal Income Fund III
PZC
UBS Group AG3,349
96.490%
3,000increase
(+859.60%)
Filing
History
2023-10-05
4:33 pm
Unchanged
2023-10-0513GPIMCO New York Municipal Income Fund III
PYN
UBS Group AG1,038
99.710%
0
(Unchanged)
Filing
History
2023-10-05
4:02 pm
Purchase
2023-10-0513GPIMCO Corporate & Income Opportunity Fund
PTY
UBS Group AG3,242
94.770%
3,242increase
(New Position)
Filing
History
2023-10-05
4:00 pm
Unchanged
2023-10-0513GPIMCO New York Municipal Income Fund II
PNI
UBS Group AG1,976
96.670%
0
(Unchanged)
Filing
History
2023-10-05
09:46 am
Purchase
2023-10-0513GPIMCO New York Municipal Income Fund
PNF
UBS Group AG1,286
96.260%
1,000increase
(+349.65%)
Filing
History
2023-10-04
4:55 pm
Unchanged
2023-10-0413GPIMCO Municipal Income Fund III
PMX
UBS Group AG5,123
98.960%
0
(Unchanged)
Filing
History
2023-10-04
10:39 am
Purchase
2023-10-0113GPIMCO Municipal Income Fund II
PML
UBS Group AG9,288
96.890%
9,000increase
(+3125.00%)
Filing
History
2023-10-04
09:56 am
Unchanged
2023-10-0213GPIMCO Municipal Income Fund
PMF
UBS Group AG5,589
96.280%
0
(Unchanged)
Filing
History
2023-10-04
08:49 am
Purchase
2023-09-1813GPIMCO High Income Fund
PHK
UBS Group AG1,637
94.030%
1,637increase
(New Position)
Filing
History
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