13D/13G Filings - UBS Group AG (UBS)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2023-03-14
3:50 pm
Sale
2023-03-0113GWestern Asset Intermediate Muni Fund Inc.
SBI
UBS Group AG0
0.000%
-20decrease
(Position Closed)
Filing
History
2023-03-09
11:59 am
Sale
2023-03-0113GWestern Asset Managed Municipals Fund Inc.
MMU
UBS Group AG0
0.000%
-979decrease
(Position Closed)
Filing
History
2023-03-09
11:51 am
Purchase
2023-02-2413GWestern Asset Managed Municipals Fund Inc.
MMU
UBS Group AG979
94.960%
811increase
(+482.74%)
Filing
History
2023-02-08
3:57 pm
Sale
2023-01-3113GHUYA Inc.
HUYA
UBS Group AG0
0.000%
-7,069,257decrease
(Position Closed)
Filing
History
2023-02-08
12:05 pm
Purchase
2022-12-3013GABRDN INCOME CREDIT STRATEGIES
ACPPRA
UBS Group AG496,215
31.010%
5,528increase
(+1.13%)
Filing
History
2023-02-08
11:58 am
Purchase
2022-12-3013GVipshop Holdings Limited
VIPS
UBS Group AG16,115,439
13.660%
3,214increase
(+0.02%)
Filing
History
2023-02-08
11:54 am
Purchase
2022-12-3013GAbrdn Global Infrastructure Income Fund
ASGI
UBS Group AG466,228
5.270%
466,228increase
(New Position)
Filing
History
2023-02-08
11:48 am
Purchase
2022-12-3013GHUYA Inc.
HUYA
UBS Group AG7,069,257
7.930%
7,069,257increase
(New Position)
Filing
History
2023-02-08
11:42 am
Purchase
2022-12-3013GRIVERNORTH / DOUBLELINE
OPPPRB
UBS Group AG192,815
8.030%
192,815increase
(New Position)
Filing
History
2023-02-08
11:21 am
Sale
2022-12-3013GWestern Asset Investment Grade Defined Opportunity Trust Inc.
IGI
UBS Group AG0
0.000%
-615,351decrease
(Position Closed)
Filing
History
2023-02-03
2:09 pm
Unchanged
2022-11-2213GPIMCO New York Municipal Income Fund
PNF
UBS Group AG286
78.370%
0
(Unchanged)
Filing
History
2023-02-03
1:59 pm
Unchanged
2022-11-2213GPIMCO California Municipal Income Fund III
PZC
UBS Group AG349
85.540%
0
(Unchanged)
Filing
History
2023-02-03
1:09 pm
Purchase
2022-11-2213GPIMCO Municipal Income Fund II
PML
UBS Group AG288
77.850%
288increase
(New Position)
Filing
History
2023-02-02
3:55 pm
Unchanged
2022-11-1613GWestern Asset Intermediate Muni Fund Inc.
SBI
UBS Group AG20
100.000%
0
(Unchanged)
Filing
History
2023-02-02
3:55 pm
Unchanged
2022-11-1613GWestern Asset Municipal Partners Fund Inc.
MNP
UBS Group AG28
13.200%
0
(Unchanged)
Filing
History
2023-02-02
3:50 pm
Unchanged
2022-11-1613GWestern Asset Managed Municipals Fund Inc.
MMU
UBS Group AG168
16.290%
0
(Unchanged)
Filing
History
2023-02-01
4:54 pm
Purchase
2022-12-3113GUBS Group AG
UBS
BlackRock Inc.
BLK
190,777,863
5.400%
2,500,422increase
(+1.33%)
Filing
2022-12-09
08:56 am
Unchanged
2022-11-0313GVirtus Convertible & Income Fund II
NCZ
UBS Group AG0
0.000%
0
(Unchanged)
Filing
History
2022-12-09
08:54 am
Unchanged
2022-11-0313GVirtus Convertible & Income Fund
NCV
UBS Group AG0
0.000%
0
(Unchanged)
Filing
History
2022-12-09
08:41 am
Sale
2022-11-3013GABRDN INCOME CREDIT STRATEGIES
ACPPRA
UBS Group AG490,687
30.670%
-101,518decrease
(-17.14%)
Filing
History
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